0000899243-15-004949.txt : 20150917 0000899243-15-004949.hdr.sgml : 20150917 20150917160526 ACCESSION NUMBER: 0000899243-15-004949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150915 FILED AS OF DATE: 20150917 DATE AS OF CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC CENTRAL INDEX KEY: 0001393434 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34 CROSBY DRIVE STREET 2: SUITE 105 CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-895-3235 MAIL ADDRESS: STREET 1: 34 CROSBY DRIVE STREET 2: SUITE 105 CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: I-THERAPEUTIX INC DATE OF NAME CHANGE: 20070315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortune James CENTRAL INDEX KEY: 0001614458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36554 FILM NUMBER: 151112323 MAIL ADDRESS: STREET 1: C/O OCULAR THERAPEUTIX, INC. STREET 2: 36 CROSBY DR., SUITE 101 CITY: BEDFORD STATE: MA ZIP: 01730 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-15 0 0001393434 OCULAR THERAPEUTIX, INC OCUL 0001614458 Fortune James C/O OCULAR THERAPEUTIX, INC. 34 CROSBY DRIVE, SUITE 105 BEDFORD MA 01730 0 1 0 0 Chief Operating Officer Common Stock 2015-09-15 4 S 0 9470 17.16 D 112060 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.49, inclusive. The reporting person undertakes to provide to Ocular Therapeutix, Inc., any security holder of Ocular Therapeutix, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Includes 394 shares acquired under the 2014 Ocular Therapeutix, Inc. Employee Stock Purchase Plan ("ESPP") on December 31, 2014 and 1,629 shares acquired under the ESPP on June 30, 2015. /s/ W. Bradford Smith, as Attorney-in-Fact for James Fortune 2015-09-17