0000899243-15-004949.txt : 20150917
0000899243-15-004949.hdr.sgml : 20150917
20150917160526
ACCESSION NUMBER: 0000899243-15-004949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150915
FILED AS OF DATE: 20150917
DATE AS OF CHANGE: 20150917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC
CENTRAL INDEX KEY: 0001393434
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 34 CROSBY DRIVE
STREET 2: SUITE 105
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-895-3235
MAIL ADDRESS:
STREET 1: 34 CROSBY DRIVE
STREET 2: SUITE 105
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: I-THERAPEUTIX INC
DATE OF NAME CHANGE: 20070315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortune James
CENTRAL INDEX KEY: 0001614458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36554
FILM NUMBER: 151112323
MAIL ADDRESS:
STREET 1: C/O OCULAR THERAPEUTIX, INC.
STREET 2: 36 CROSBY DR., SUITE 101
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-15
0
0001393434
OCULAR THERAPEUTIX, INC
OCUL
0001614458
Fortune James
C/O OCULAR THERAPEUTIX, INC.
34 CROSBY DRIVE, SUITE 105
BEDFORD
MA
01730
0
1
0
0
Chief Operating Officer
Common Stock
2015-09-15
4
S
0
9470
17.16
D
112060
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.49, inclusive. The reporting person undertakes to provide to Ocular Therapeutix, Inc., any security holder of Ocular Therapeutix, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Includes 394 shares acquired under the 2014 Ocular Therapeutix, Inc. Employee Stock Purchase Plan ("ESPP") on December 31, 2014 and 1,629 shares acquired under the ESPP on June 30, 2015.
/s/ W. Bradford Smith, as Attorney-in-Fact for James Fortune
2015-09-17