0001209191-23-014374.txt : 20230301 0001209191-23-014374.hdr.sgml : 20230301 20230301200750 ACCESSION NUMBER: 0001209191-23-014374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tomlinson Steffan CENTRAL INDEX KEY: 0001393402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 23696006 MAIL ADDRESS: STREET 1: PALO ALTO NETWORKS, INC. STREET 2: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-27 0 0001699838 Confluent, Inc. CFLT 0001393402 Tomlinson Steffan C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 0 1 0 0 Chief Financial Officer Class A Common Stock 2023-02-27 4 A 0 201775 0.00 A 308969 D Class A Common Stock 2023-02-27 4 A 0 9824 0.00 A 318793 D The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date. Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023. The shares are represented by RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on March 1, 2023, subject to the Reporting Person's continuous service through such vesting date. /s/ Melanie Vinson, Attorney-in-fact 2023-03-01