0001179706-21-000081.txt : 20210603 0001179706-21-000081.hdr.sgml : 20210603 20210603182158 ACCESSION NUMBER: 0001179706-21-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Melkote Keerti CENTRAL INDEX KEY: 0001393353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 21994032 MAIL ADDRESS: STREET 1: ARUBA NETWORKS, INC. STREET 2: 1322 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-06-01 1 0001645590 Hewlett Packard Enterprise Co HPE 0001393353 Melkote Keerti C/O HEWLETT PACKARD COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 President Intelligent Edge Common Stock 2021-06-01 4 S 0 37918 16.0751 D 75837 D Restricted Stock Units 2021-01-06 4 A 0 651.116 A Common Stock 651.116 40637.116 D Restricted Stock Units 2021-01-06 4 A 0 1197.8138 A Common Stock 1197.8138 72664.8138 D Restricted Stock Units 2021-01-06 4 A 0 2564.9526 A Common Stock 2564.9526 149016.952 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/21. The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.94 to $16.155. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which vested on 12/10/20, and 34,196 of which will vest on each of 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 681.6478 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 516.1660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. On 12/10/20 the reporting person was granted 146,452 RSUs, 48,817 of which will vest on each of 12/10/21 and 12/10/22, and 48,818 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,459.6545 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 1,105.2981 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. Derek Windham as Attorney-in-Fact for Keerti Melkote 2021-06-03