0001179706-20-000124.txt : 20201209 0001179706-20-000124.hdr.sgml : 20201209 20201209182814 ACCESSION NUMBER: 0001179706-20-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Melkote Keerti CENTRAL INDEX KEY: 0001393353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201378912 MAIL ADDRESS: STREET 1: ARUBA NETWORKS, INC. STREET 2: 1322 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001393353 Melkote Keerti C/O HEWLETT PACKARD COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 President Intelligent Edge Common Stock 2020-12-07 4 M 0 77311 12.08 A 77311 D Common Stock 2020-12-07 4 F 0 26736 12.08 D 50575 D Common Stock 2020-12-07 4 A 0 47984 12.08 A 98559 D Common Stock 2020-12-07 4 F 0 22980 12.08 D 75579 D Restricted Stock Units 2020-12-07 4 M 0 77311 D Common Stock 77311 0 D Restricted Stock Units 2020-01-02 4 A 0 3343.595 A Common Stock 3343.595 79972.595 D Restricted Stock Units 2020-01-02 4 A 0 4613.2384 A Common Stock 4613.2384 107201.238 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. As previously reported, on 12/07/17 the reporting person was granted 210,970 Restricted Stock Units ("RSUs"), 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 880.8852 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 895.8471 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 863.7544 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 6,987 vested dividend equivalent rights and a de minimus adjustment of 0.6283 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 761.3210 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,285.0271 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,306.8535 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,260.0368 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Derek Windham as Attorney-in-Fact for Keerti Melkote 2020-12-09