0001209191-21-046227.txt : 20210709 0001209191-21-046227.hdr.sgml : 20210709 20210709180035 ACCESSION NUMBER: 0001209191-21-046227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210707 FILED AS OF DATE: 20210709 DATE AS OF CHANGE: 20210709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUSSEAU MICHAEL S CENTRAL INDEX KEY: 0001506236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33776 FILM NUMBER: 211083768 MAIL ADDRESS: STREET 1: C/O ABITIBIBOWATER INC. STREET 2: 1155 METCALFE STREET, SUITE 800 CITY: MONTREAL, QUEBEC STATE: Z4 ZIP: H3B 5H2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Forest Products Inc. CENTRAL INDEX KEY: 0001393066 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 980526415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 ROBERT-BOURASSA BLVD STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI BUSINESS PHONE: 514-875-2515 MAIL ADDRESS: STREET 1: 111 ROBERT-BOURASSA BLVD STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI FORMER COMPANY: FORMER CONFORMED NAME: AbitibiBowater Inc. DATE OF NAME CHANGE: 20070313 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-07 0 0001393066 Resolute Forest Products Inc. RFP 0001506236 ROUSSEAU MICHAEL S 111 ROBERT-BOURASSA BOULEVARD SUITE 5000 MONTREAL A8 H3C 2M1 QUEBEC, CANADA 1 0 0 0 Deferred Stock Units 2021-07-07 4 A 0 4461 A Common Stock 4461 56929.69 D Dividend Equivalent Units 2021-07-07 4 A 0 5533 A Common Stock 5533 15263 D Represents additional Deferred Stock Units (DSUs) resulting from the adjustment pursuant to the terms of the Resolute Forest Products Equity Incentive Plan and the 2019 Resolute Forest Products Equity Incentive Plan on July 7, 2021 of outstanding unvested DSUs in connection with the payment of the special cash dividend approved by the board of directors of Resolute Forest Products, Inc. (the "Company") on June 10, 2021. These additional DSUs are subject to the original vesting schedule in place with respect to the underlying DSUs. Vested DSUs will settle and become payable in cash after the earliest of (i) death or (ii) December 15 of the year following the year of the reporting person's termination of service (subject to earlier settlement in certain circumstances). Represents the corrected aggregate of all cash-settled DSUs for deferred director fees beneficially owned by the reporting person. The Dividend Equivalent Units (DEUs) accrued on outstanding unvested DSUs pursuant to the terms of the Resolute Forest Products Equity Incentive Plan in connection with the payment on July 7, 2021 of the special dividend approved by the Company's board of directors on June 10, 2021. These DEUs are subject to the original vesting schedule in place with respect to the underlying DSUs and will settle in cash after the earliest of (i) death, (ii) disability or (iii) December 15 of the year following the year of the reporting person's termination of service. Represents the aggregate of all Dividend Equivalent Units beneficially owned by the reporting person. /s/ Stephanie Leclaire, as attorney-in-fact 2021-07-09