0001628280-23-002834.txt : 20230208
0001628280-23-002834.hdr.sgml : 20230208
20230208202606
ACCESSION NUMBER: 0001628280-23-002834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230207
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gassner Peter P
CENTRAL INDEX KEY: 0001585821
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36121
FILM NUMBER: 23600740
MAIL ADDRESS:
STREET 1: C/O VEEVA SYSTEMS INC.
STREET 2: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VEEVA SYSTEMS INC
CENTRAL INDEX KEY: 0001393052
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 208235463
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-264-8887
MAIL ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: VERTICALS ONDEMAND INC
DATE OF NAME CHANGE: 20070313
4
1
wf-form4_167590595014467.xml
FORM 4
X0306
4
2023-02-07
0
0001393052
VEEVA SYSTEMS INC
VEEV
0001585821
Gassner Peter P
C/O VEEVA SYSTEMS INC.
4280 HACIENDA DRIVE
PLEASANTON
CA
94588
1
1
0
0
Chief Executive Officer
Class A Common Stock
2023-02-07
4
C
0
1404458
0
A
1404458
D
Class A Common Stock
2023-02-07
4
S
0
1404458
170
D
0
D
Class A Common Stock
41000
I
By family member
Class A Common Stock
41000
I
By second family member
Stock Option (right to buy)
3.92
2023-02-07
4
M
0
1404458
0
D
2023-03-09
Class B Common Stock
1404458.0
0
D
Class B Common Stock
3.92
2023-02-07
4
M
0
1404458
0
A
Class A Common Stock
1404458.0
14391791
D
Class B Common Stock
2023-02-07
4
C
0
1404458
0
D
Class A Common Stock
1404458.0
12987333
D
Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
As contemplated pursuant to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 26, 2022, the block sale of 1,404,458 shares was facilitated by a large financial institution pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The option shares are fully vested and may be exercised at any time.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
/s/ Jonathan Faddis, attorney-in-fact
2023-02-08