0001209191-16-154532.txt : 20161209
0001209191-16-154532.hdr.sgml : 20161209
20161209185109
ACCESSION NUMBER: 0001209191-16-154532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VEEVA SYSTEMS INC
CENTRAL INDEX KEY: 0001393052
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 208235463
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-452-6500
MAIL ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: VERTICALS ONDEMAND INC
DATE OF NAME CHANGE: 20070313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cabral Timothy S
CENTRAL INDEX KEY: 0001585858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36121
FILM NUMBER: 162044999
MAIL ADDRESS:
STREET 1: C/O VEEVA SYSTEMS INC.
STREET 2: 4637 CHABOT DRIVE STE. 210
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-07
0
0001393052
VEEVA SYSTEMS INC
VEEV
0001585858
Cabral Timothy S
C/O VEEVA SYSTEMS INC.
4280 HACIENDA DRIVE
PLEASANTON
CA
94588
0
1
0
0
Chief Financial Officer
Class A Common Stock
2016-12-07
4
C
0
35000
0.00
A
35000
D
Class A Common Stock
2016-12-07
4
S
0
35000
42.9139
D
0
D
Class A Common Stock
2016-12-07
4
C
0
4375
0.00
A
4375
I
by TC 2013 Annuity Trust
Class A Common Stock
2016-12-07
4
S
0
4375
43.0618
D
0
I
by TC 2013 Annuity Trust
Class A Common Stock
2016-12-08
4
C
0
2500
0.00
A
2500
D
Class A Common Stock
2016-12-08
4
S
0
2500
43.24
D
0
D
Stock Option (right to purchase)
3.92
2016-12-07
4
M
0
35000
0.00
D
2023-03-09
Class B Common Stock
35000
694833
D
Class B Common Stock
2016-12-07
4
A
0
35000
0.00
A
Class A Common Stock
35000
177500
D
Class B Common Stock
2016-12-07
4
C
0
35000
0.00
D
Class A Common Stock
35000
142500
D
Class B Common Stock
2016-12-07
4
C
0
4375
0.00
D
Class A Common Stock
4375
89441
I
by TC 2013 Annuity Trust
Stock Option (right to purchase)
3.92
2016-12-08
4
M
0
2500
0.00
D
2023-03-09
Class B Common Stock
2500
692333
D
Class B Common Stock
2016-12-08
4
A
0
2500
0.00
A
Class A Common Stock
2500
145000
D
Class B Common Stock
2016-12-08
4
C
0
2500
0.00
D
Class A Common Stock
2500
142500
D
Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.7200 to $43.3900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Shares held by the TC 2013 Annuity Trust (the "TC Trust"). The Reporting Person is a trustee and beneficiary of the TC Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the TC Trust.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.8000 to $43.3900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
The option shares are fully vested and may be exercised at any time.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
/s/ Brian N. Savage, attorney-in-fact
2016-12-09