0001104659-18-010710.txt : 20180220 0001104659-18-010710.hdr.sgml : 20180220 20180220160439 ACCESSION NUMBER: 0001104659-18-010710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guido Joseph James CENTRAL INDEX KEY: 0001546832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 18624574 MAIL ADDRESS: STREET 1: 135 SANTA PAULA AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invuity, Inc. CENTRAL INDEX KEY: 0001393020 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 BUSINESS PHONE: 415-655-2100 MAIL ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Spotlight Surgical Inc DATE OF NAME CHANGE: 20070313 4 1 a4.xml 4 X0306 4 2018-02-15 0 0001393020 Invuity, Inc. IVTY 0001546832 Guido Joseph James C/O INVUITY, INC. 444 DE HARO STREET SAN FRANCISCO CA 94107 0 1 0 0 VP Comm Mrktng & Bus Dvlpmnt Common Stock 2018-02-15 4 A 0 17400 0.00 A 20975 D Employee Stock Option (right to buy) 4.10 2018-02-15 4 A 0 30500 0 A 2028-02-15 Common Stock 30500 30500 D The restricted stock units vest as to one-fourth of the shares on February 15, 2019 and on each one year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each vesting date. The option vests and becomes exercisable as to one-forty-eighth of the shares on March 15, 2018 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each vesting date. /s/ Nancy Hargreaves, by power of attorney 2018-02-20