0001752724-24-009904.txt : 20240123
0001752724-24-009904.hdr.sgml : 20240123
20240123160142
ACCESSION NUMBER: 0001752724-24-009904
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231130
FILED AS OF DATE: 20240123
DATE AS OF CHANGE: 20240123
PERIOD START: 20231130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001392994
ORGANIZATION NAME:
IRS NUMBER: 061810845
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22039
FILM NUMBER: 24552462
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DATE OF NAME CHANGE: 20070320
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE FUND
DATE OF NAME CHANGE: 20070313
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001392994
XXXXXXXX
First Trust Specialty Finance & Financial Opportunities Fund
811-22039
0001392994
549300EQ34T51CUS5O36
120 EAST LIBERTY DRIVE
Suite 400
Wheaton
60187
630-765-8000
First Trust Specialty Finance & Financial Opportunities Fund
549300EQ34T51CUS5O36
2023-11-30
2023-11-30
N
66539981.20
9986941.76
56553039.44
0.00000000
0.00000000
8600000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3857798.84000000
N
New Mountain Finance Corp
549300L1MPTT1H7SES77
New Mountain Finance Corp
647551100
328000.00000000
NS
USD
4204960.00000000
7.435427063935
Long
EC
CORP
US
N
1
N
N
N
Hercules Capital Inc
549300UJ5OC256GR2B73
Hercules Capital Inc
427096508
340000.00000000
NS
USD
5253000.00000000
9.288625424939
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs BDC Inc
6D01AGSGBNZIJSN77043
Goldman Sachs BDC Inc
38147U107
135000.00000000
NS
USD
1988550.00000000
3.516256632165
Long
EC
CORP
US
N
1
N
N
N
Trinity Capital Inc
549300YGT4SBRQYDVU48
Trinity Capital Inc
896442308
48000.00000000
NS
USD
708480.00000000
1.252770862566
Long
EC
CORP
US
N
1
N
N
N
Blackstone Secured Lending Fun
549300KM7KWQHVBNH962
Blackstone Secured Lending Fund
09261X102
160000.00000000
NS
USD
4539200.00000000
8.026447464094
Long
EC
CORP
US
N
1
N
N
N
SLR Investment Corp
BJOT6DX9ML6BR3Z0O636
SLR Investment Corp
83413U100
161000.00000000
NS
USD
2437540.00000000
4.310183898402
Long
EC
CORP
US
N
1
N
N
N
Annaly Capital Management Inc
2DTL0G3FPRYUT58TI025
Annaly Capital Management Inc
035710839
110000.00000000
NS
USD
1987700.00000000
3.514753618342
Long
EC
CORP
US
N
1
N
N
N
AGNC Investment Corp
5TRACI5HRMELWV32OF39
AGNC Investment Corp
00123Q104
210000.00000000
NS
USD
1852200.00000000
3.275155532471
Long
EC
CORP
US
N
1
N
N
N
OFS Capital Corp
549300XTK3HSWPDBJD13
OFS Capital Corp
67103B100
98000.00000000
NS
USD
1047620.00000000
1.852455695350
Long
EC
CORP
US
N
1
N
N
N
Golub Capital BDC Inc
2549005WE0QLGK9APF78
Golub Capital BDC Inc
38173M102
280000.00000000
NS
USD
4166400.00000000
7.367243283927
Long
EC
CORP
US
N
1
N
N
N
PennantPark Investment Corp
529900OK432R4C6NQQ73
PennantPark Investment Corp
708062104
600000.00000000
NS
USD
3876000.00000000
6.853743031994
Long
EC
CORP
US
N
1
N
N
N
Blackstone Inc
5299004LW4QWGZUB8Y96
Blackstone Inc
09260D107
11000.00000000
NS
USD
1236070.00000000
2.185682701124
Long
EC
CORP
US
N
1
N
N
N
FS KKR Capital Corp
549300TYRSI1T21B1360
FS KKR Capital Corp
302635206
38500.00000000
NS
USD
760760.00000000
1.345215053926
Long
EC
CORP
US
N
1
N
N
N
Barings BDC Inc
549300GSF4KFZP6ONG49
Barings BDC Inc
06759L103
390000.00000000
NS
USD
3517800.00000000
6.220355324548
Long
EC
CORP
US
N
1
N
N
N
Main Street Capital Corp
5493001FS9QJLJNF3E20
Main Street Capital Corp
56035L104
111000.00000000
NS
USD
4587630.00000000
8.112083886962
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hathaway Inc
5493000C01ZX7D35SD85
Berkshire Hathaway Inc
084670702
4500.00000000
NS
USD
1620000.00000000
2.864567521112
Long
EC
CORP
US
N
1
N
N
N
Sixth Street Specialty Lending
549300TX61566GJWCN05
Sixth Street Specialty Lending Inc
83012A109
177000.00000000
NS
USD
3709920.00000000
6.560071813533
Long
EC
CORP
US
N
1
N
N
N
Ares Capital Corp
WEQ82666OJYSI5GUAB47
Ares Capital Corp
04010L103
150000.00000000
NS
USD
2973000.00000000
5.257011876707
Long
EC
CORP
US
N
1
N
N
N
BlackRock TCP Capital Corp
549300JU1XG1HF56J989
BlackRock TCP Capital Corp
09259E108
332000.00000000
NS
USD
3950800.00000000
6.986008248401
Long
EC
CORP
US
N
1
N
N
N
Oaktree Specialty Lending Corp
549300J6MGCEU5928620
Oaktree Specialty Lending Corp
67401P405
10000.00000000
NS
USD
200000.00000000
0.353650311248
Long
EC
CORP
US
N
1
N
N
N
Capital Southwest Corp
54930023YZ4YEJEDBO56
Capital Southwest Corp
140501107
71000.00000000
NS
USD
1598920.00000000
2.827292778306
Long
EC
CORP
US
N
1
N
N
N
TriplePoint Venture Growth BDC
549300ATPBY6JIFH9Z88
TriplePoint Venture Growth BDC Corp
89677Y100
105000.00000000
NS
USD
1111950.00000000
1.966207317963
Long
EC
CORP
US
N
1
N
N
N
Portman Ridge Finance Corp
254900YM5BVQKA01I468
Portman Ridge Finance Corp
73688F201
44000.00000000
NS
USD
739200.00000000
1.307091550374
Long
EC
CORP
US
N
1
N
N
N
Crescent Capital BDC Inc
549300VPIZMU6OEE0V68
Crescent Capital BDC Inc
225655109
42565.00000000
NS
USD
709984.20000000
1.255430666557
Long
EC
CORP
US
N
1
N
N
N
Blue Owl Capital Corp
2549000BD79OOCPF2L94
Blue Owl Capital Corp
69121K104
150000.00000000
NS
USD
2199000.00000000
3.888385172176
Long
EC
CORP
US
N
1
N
N
N
Markel Group Inc
549300SCNO12JLWIK605
Markel Group Inc
570535104
150.00000000
NS
USD
215863.50000000
0.381700969810
Long
EC
CORP
US
N
1
N
N
N
Bain Capital Specialty Finance
549300V2JL72R0EYBK64
Bain Capital Specialty Finance Inc
05684B107
50000.00000000
NS
USD
757000.00000000
1.338566428075
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
20000.00000000
NS
USD
609800.00000000
1.078279798996
Long
EC
CORP
US
N
1
N
N
N
2024-01-17
First Trust Specialty Finance & Financial Opportunities Fund
Derek Maltbie
Derek Maltbie
Treasurer, Chief Financial Officer and Chief Accounting Officer