0001445546-14-003116.txt : 20140625
0001445546-14-003116.hdr.sgml : 20140625
20140618121708
ACCESSION NUMBER: 0001445546-14-003116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140609
FILED AS OF DATE: 20140618
DATE AS OF CHANGE: 20140618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001392994
IRS NUMBER: 061810845
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DATE OF NAME CHANGE: 20070320
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE FUND
DATE OF NAME CHANGE: 20070313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UREVIG KATHERINE L
CENTRAL INDEX KEY: 0001557766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22039
FILM NUMBER: 14927227
MAIL ADDRESS:
STREET 1: C/O FIRST TRUST ADVISORS L.P.
STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
4
1
fgb_urevig.xml
OWNERSHIP DOCUMENT
X0306
4
2014-06-09
1
0001392994
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
FGB
0001557766
UREVIG KATHERINE L
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON
IL
60187
0
1
0
0
Assistant Treasurer
Individual's position reclassified and is not a Section 16 officer.
/s/ Katherine L. Urevig
2014-06-18