0001445546-14-003116.txt : 20140625 0001445546-14-003116.hdr.sgml : 20140625 20140618121708 ACCESSION NUMBER: 0001445546-14-003116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140609 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001392994 IRS NUMBER: 061810845 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: FIRST TRUST/GALLATIN SPECIALTY FINANCE FUND DATE OF NAME CHANGE: 20070313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UREVIG KATHERINE L CENTRAL INDEX KEY: 0001557766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22039 FILM NUMBER: 14927227 MAIL ADDRESS: STREET 1: C/O FIRST TRUST ADVISORS L.P. STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 4 1 fgb_urevig.xml OWNERSHIP DOCUMENT X0306 4 2014-06-09 1 0001392994 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB 0001557766 UREVIG KATHERINE L C/O FIRST TRUST ADVISORS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 0 1 0 0 Assistant Treasurer Individual's position reclassified and is not a Section 16 officer. /s/ Katherine L. Urevig 2014-06-18