0001213900-21-018679.txt : 20210330 0001213900-21-018679.hdr.sgml : 20210330 20210330164036 ACCESSION NUMBER: 0001213900-21-018679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210326 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Andrew R CENTRAL INDEX KEY: 0001392977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35713 FILM NUMBER: 21786437 MAIL ADDRESS: STREET 1: 274 RIVERSIDE AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc. CENTRAL INDEX KEY: 0001527541 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 452681082 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 BUSINESS PHONE: 757-627-9088 MAIL ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-03-26 0 0001527541 Wheeler Real Estate Investment Trust, Inc. WHLR 0001392977 Jones Andrew R 274 RIVERSIDE AVENUE WESTPORT CT 06880 1 0 0 0 Common Stock 2021-03-26 4 S 0 1400 3.50 D 11064 I Held in IRA Common Stock 2021-03-29 4 S 0 11064 3.45 D 0 I Held in IRA Common Stock 36108 D Series B Convertible Preferred Stock 40 2021-03-29 4 S 0 1000 11.75 D Common Stock 625 0 I Held in IRA Series B Convertible Preferred Stock 40 2021-03-29 4 S 0 1100 11.75 D Common Stock 687.5 0 D Series B Convertible Preferred Stock 40 Common Stock 28334 45335 I Held in managed funds Series D Cumulative Convertible Preferred Stock 16.96 Common Stock 31840 21600 I Held in managed funds The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.40 to $3.535, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares. Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date. /s/ Andrew Jones 2021-03-30