0001493152-24-022461.txt : 20240604
0001493152-24-022461.hdr.sgml : 20240604
20240604060256
ACCESSION NUMBER: 0001493152-24-022461
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240601
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Kevin Brian
CENTRAL INDEX KEY: 0001784994
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40992
FILM NUMBER: 241015980
MAIL ADDRESS:
STREET 1: 3124 BROTHER BLVD
STREET 2: STE. 104
CITY: BARTLETT
STATE: W6
ZIP: 38133
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SurgePays, Inc.
CENTRAL INDEX KEY: 0001392694
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 980550352
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3124 BROTHER BLVD
STREET 2: SUITE 104
CITY: BARTLETT
STATE: TN
ZIP: 38133
BUSINESS PHONE: 901-302-9587
MAIL ADDRESS:
STREET 1: 3124 BROTHER BLVD
STREET 2: SUITE 104
CITY: BARTLETT
STATE: TN
ZIP: 38133
FORMER COMPANY:
FORMER CONFORMED NAME: Surge Holdings, Inc.
DATE OF NAME CHANGE: 20180102
FORMER COMPANY:
FORMER CONFORMED NAME: KSIX Media Holdings, Inc.
DATE OF NAME CHANGE: 20150728
FORMER COMPANY:
FORMER CONFORMED NAME: North American Energy Resources, Inc.
DATE OF NAME CHANGE: 20150528
4
1
ownership.xml
X0508
4
2024-06-01
0
0001392694
SurgePays, Inc.
SURG
0001784994
Cox Kevin Brian
3124 BROTHER BLVD, SUITE 410
BARLETT
TN
38133
1
1
0
0
CEO and Chairman of Board
0
Restricted Shares (Common Stock)
2024-06-01
4
A
0
83334
0
A
5620428
D
Each year of the Initial Term or any Renewal Term thereafter for a minimum of five (5) years, the Company shall grant Executive 500,000 (Five Hundred Thousand) Restricted Shares ("RSAs" and each grant, an "RSA Grant") pursuant to the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "Plan"). The RSA Grants shall be fully vested on each grant date, in each case subject to Executive's continued employment with the Company through the applicable grant date. Pursuant to this Section 3.03, the Company shall make the following RSA Grants to Executive: 83,334 RSAs on July 1, 2024, 83,334 RSAs on August 1, 2024, 83,333 RSAs on September 1, 2024, 83,333 RSAs on October 1, 2024, 83,333 RSAs on November 1, 2024, 83,333 RSAs on December 1, 2024, 500,000 RSAs on June 1, 2025, 500,000 RSAs on June 1, 2026, 500,000 RSAs on June 1, 2027, 500,000 RSAs on June 1, 2028.
In connection with the vesting schedule above, the vesting due July 1, 2024, is within sixty days of today's date and is thereby considered to be beneficially owned.
Includes (i) 4,569,384 shares owned by BLC Family Investments, (ii) 561,758 shares owned by SMDMM, LLC, a Tennessee liability company, (iii) 270,745 shares owned by BC Family Holdings. Mr. Cox is a beneficial owner of all three entities, and (iv) 83,334 RSAs beneficially owned for RSAs set to vest on July 1, 2024.
/s/ Kevin Brian Cox
2024-06-03