0001620702-17-000085.txt : 20170808 0001620702-17-000085.hdr.sgml : 20170808 20170808190628 ACCESSION NUMBER: 0001620702-17-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dahya Hanif CENTRAL INDEX KEY: 0001392546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37528 FILM NUMBER: 171016096 MAIL ADDRESS: STREET 1: NEW YORK COOMUNITY BANCORP INC STREET 2: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TERRAFORM GLOBAL, INC. CENTRAL INDEX KEY: 0001620702 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 471919173 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7550 WISCONSIN AVENUE, 9TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (240) 762-7700 MAIL ADDRESS: STREET 1: 7550 WISCONSIN AVENUE, 9TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: SUNEDISON EMERGING MARKETS YIELD, INC. DATE OF NAME CHANGE: 20140926 4 1 wf-form4_150223357465600.xml FORM 4 X0306 4 2017-08-04 0 0001620702 TERRAFORM GLOBAL, INC. GLBL 0001392546 Dahya Hanif 7550 WISCONSIN AVENUE 9TH FLOOR BETHESDA MD 20814 1 0 0 0 Restricted Stock Units (Class A common stock) 2017-08-04 4 A 0 30000 0 A Class A Common Stock 30000.0 82500 D On August 4, 2017, 30,000 restricted stock units were awarded under the 2014 Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Global, Inc. Class A Common Stock. The 30,000 restricted stock units will vest in full on June 29, 2018. In the event that prior to June 29, 2018: (i) the Participant resigns with the consent of the Board, (ii) the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (iii) a Change in Control occurs due to a merger of the Company pursuant to the Agreement and Plan of Merger dated as of March 6, 2017 among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. (the "Brookfield Merger Agreement") a portion of the restricted stock units equal to Prorated Vesting Percentage (as defined below) shall become fully vested. The "Prorated Vesting Percentage" means the percentage calculated by dividing (i) the number of days between May 25, 2017 and, as applicable, (x) the date the Participant resigns with the consent of the Board, (y) the date the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (z) the date of the Effective Time (as defined in the Brookfield Merger Agreement), by (ii) 365; provided, that the Prorated Vesting Percentage shall not exceed 100%. /s/ Yana Kravtsova as attorney-in-fact for Hanif Dahya 2017-08-08