0001752724-21-235482.txt : 20211112
0001752724-21-235482.hdr.sgml : 20211112
20211112094936
ACCESSION NUMBER: 0001752724-21-235482
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
CENTRAL INDEX KEY: 0001392417
IRS NUMBER: 208538605
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22033
FILM NUMBER: 211400724
BUSINESS ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-954-5000
MAIL ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Institutional Money Market Portfolio, a series of the MFS Series Trust XIV
DATE OF NAME CHANGE: 20090313
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Series Trust XIV
DATE OF NAME CHANGE: 20070308
0001392417
S000017728
MFS Institutional Money Market Portfolio
C000048969
Class A
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001392417
XXXXXXXX
811-22033
true
false
false
N-1A
true
MFS Institutional Money Market Portfolio, A Series of The MFS Series Trust XIV
811-22033
0001392417
YKRR71V3A4XQ5N0QTU29
111 Huntington Avenue
Boston
02199
US-MA
US
617-954-5000
Iron Mountain Inc.
1 Federal Street
Boston
02110
18008994766
Storage Vendor
Massachusetts Financial Services Company
111 Huntington Avenue
Boston
02199
16179545000
Investment adviser record
Autonomy Corporation Limited
1140 Enterprise Way
Sunnyvale
94089
441223448000
Storage Vendor
The Depository Trust Company
55 Water Street
New York
10041
12128551000
DTC
TerraNua U.S. Corp d.b.a. My Compliance Office
535 5th Avenue 4th floor
New York
10017
18669512280
Personal Trading System
Charles River Development
700 District Avenue
Burlington
01803
17812380099
Investment related records
Ropes&Gray
800 Boylston Street
Boston
02199
16179517000
Counsel record
MFS Service Center Inc.
100 Hancock Street
North Quincy
02171
16179545000
Transfer agency record
JPMorgan Chase
270 Park Avenue
New York
10017
12122706000
Custodian record
DST Systems,Inc.
333 West 11thStreet
Kansas City
64105
18164351000
Technology Vendor
MFS Fund Distributors,Inc.
111 Huntington Avenue
Boston
02199
16179545000
Principal underwriter record
Institutional Shareholder Services Inc
702 King Farm Boulevard Suite 400
Rockville
20850
13015560500
Proxy voting administrator
N
N
N-1A
1
N
John A. Caroselli
N/A
N
Maureen R. Goldfarb
N/A
N
Laurie J. Thomsen
N/A
N
Maryanne L. Roepke
N/A
N
Clarence Otis, Jr.
N/A
N
Robert J. Manning
004646484
Y
James W. Kilman, Jr.
N/A
N
Michael W. Roberge
N/A
Y
Peter D. Jones
N/A
N
Steven E. Buller
N/A
N
John P. Kavanaugh
N/A
N
Martin J. Wolin
004331075
111 Huntington Avenue
Boston
02199
XXXXXX
N
N
N
N
N
N
N
MFS FUND DISTRIBUTORS, INC.
8-45321
000031052
N/A
Y
N
DELOITTE & TOUCHE LLP
34
N/A
N
N
N
N
N
N
N
MFS Institutional Money Market Portfolio
S000017728
5L2W638H85N8T1136O07
N
1
0
0
Money Market Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
MASSACHUSETTS FINANCIAL SERVICES COMPANY
801-17352
000110045
1G3OSH3GLGJ7X1JC5I61
N
MFS SERVICE CENTER, INC.
84-1316
N/A
Y
N
N
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
N
N
JPMORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MFS Service Center, Inc.
084-01316
SEC identifier
Y
N
N
MASSACHUSETTS FINANCIAL SERVICES
1G3OSH3GLGJ7X1JC5I61
Y
N
N
0.00000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
4704143995.73000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1323336022.59999990
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
5037890877.40000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
148131365717.55000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
32224898270.94000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
1806703477.80999990
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
2898116314.19000010
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1029624942.20000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
24867023141.63000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
1601526804.90000010
224038009742.55000000
N
8993890216.47
Uncommitted
100000000.00000000
N
Committed
1250000000.00000000
N
Uncommitted
200000000.00000000
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
Audit_Letter_Series_Trust.txt
REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
To the Board of Trustees of MFS Series Trust XVI and the
Shareholders of MFS Prudent Investor Fund:
In planning and performing our audit of the financial
statements of MFS Institutional Money Market Portfolio
(a series of MFS Series Trust XIV) (the Fund) as of and for
the year ended August 31, 2021, in accordance with the standards
of the Public Company Accounting Oversight Board (United States),
we considered the Funds internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the requirements
of Form N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial reporting.
Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to
assess the expected benefits and related costs of controls. A funds
internal control over financial reporting is a process designed to provide
reasonable assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in accordance
with generally accepted accounting principles. A funds internal control over
financial reporting includes those policies and procedures that (1) pertain
to the maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
fund are being made only in accordance with authorizations of management of
the fund and trustees of the trust; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized acquisition, use,
or disposition of a funds assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions or
that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to prevent
or detect misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that
a material misstatement of a funds annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first paragraph
and would not necessarily disclose all deficiencies in internal control
that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States).
However, we noted no deficiencies in the Funds internal control over financial
reporting and its operation, including controls for safeguarding securities,
that we consider to be a material weakness, as defined above, as of
August 31, 2021.
This report is intended solely for the information and use of management,
the Board of Trustees of MFS Series Trust XIV and the Securities and
Exchange Commission and is not intended to be and should not be used by
anyone other than these specified parties.
DELOITTE & TOUCHE LLP
Boston, Massachusetts
October 15, 2021