0001752724-20-224178.txt : 20201109
0001752724-20-224178.hdr.sgml : 20201109
20201109140724
ACCESSION NUMBER: 0001752724-20-224178
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20201109
DATE AS OF CHANGE: 20201109
EFFECTIVENESS DATE: 20201109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
CENTRAL INDEX KEY: 0001392417
IRS NUMBER: 208538605
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22033
FILM NUMBER: 201297072
BUSINESS ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-954-5000
MAIL ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Institutional Money Market Portfolio, a series of the MFS Series Trust XIV
DATE OF NAME CHANGE: 20090313
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Series Trust XIV
DATE OF NAME CHANGE: 20070308
0001392417
S000017728
MFS Institutional Money Market Portfolio
C000048969
Class A
N-CEN
1
primary_doc.xml
X0303
N-CEN
LIVE
0001392417
XXXXXXXX
811-22033
true
false
false
N-1A
true
MFS Institutional Money Market Portfolio, A Series of The MFS Series Trust XIV
811-22033
1392417
YKRR71V3A4XQ5N0QTU29
111 Huntington Avenue
Boston
02199
US-MA
US
617-954-5000
The Depository Trust Company
55 Water Street
New York
10041
12128551000
DTC
TerraNua U.S. Corp d.b.a. My Compliance Office
535 5th Avenue 4th floor
New York
10017
18669512280
Personal Trading System
Massachusetts Financial Services Company
111 Huntington Avenue
Boston
02199
16179545000
Investment adviser record
DST Systems,Inc.
333 West 11thStreet
Kansas City
64105
18164351000
Technology Vendor
Charles River Development
700 District Avenue
Burlington
01803
17812380099
Investment related records
JPMorgan Chase
270 Park Avenue
New York
10017
12122706000
Custodian record
MFS Fund Distributors,Inc.
111 Huntington Avenue
Boston
02199
16179545000
Principal underwriter record
Ropes&Gray
800 Boylston Street
Boston
02199
16179517000
Counsel record
Iron Mountain Inc.
1 Federal Street
Boston
02110
18008994766
Storage Vendor
Institutional Shareholder Services Inc
702 King Farm Boulevard Suite 400
Rockville
20850
13015560500
Proxy voting administrator
Autonomy Corporation Limited
1140 Enterprise Way
Sunnyvale
94089
441223448000
Storage Vendor
MFS Service Center Inc.
100 Hancock Street
North Quincy
02171
16179545000
Transfer agency record
N
N
N-1A
1
N
Robin A. Stelmach
N/A
Y
John A. Caroselli
N/A
N
Clarence Otis, Jr.
N/A
N
Peter D. Jones
N/A
N
Laurie J. Thomsen
N/A
N
Maureen R. Goldfarb
N/A
N
Maryanne L. Roepke
N/A
N
Steven E. Buller
N/A
N
James W. Kilman, Jr.
N/A
N
Robert J. Manning
004646484
Y
John P. Kavanaugh
N/A
N
Martin J. Wolin
004331075
111 Huntington Avenue
Boston
02199
XXXXXX
N
N
N
N
N
N
N
MFS FUND DISTRIBUTORS, INC.
8-45321
000031052
N/A
Y
N
DELOITTE & TOUCHE LLP
34
N/A
N
N
N
N
N
N
N
MFS Institutional Money Market Portfolio
S000017728
5L2W638H85N8T1136O07
N
1
0
0
Money Market Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
MASSACHUSETTS FINANCIAL SERVICES COMPANY
801-17352
000110045
1G3OSH3GLGJ7X1JC5I61
N
MFS SERVICE CENTER, INC.
84-1316
N/A
Y
N
N
ICE Data Pricing & Reference Data, LLC
5493000NQ9LYLDBCTL34
N
N
JPMORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MFS Service Center, Inc.
084-01316
SEC identifier
Y
N
N
MASSACHUSETTS FINANCIAL SERVICES
1G3OSH3GLGJ7X1JC5I61
Y
N
N
0
Bank of Montreal
N/A
N/A
NQQ6HPCNCCU6TUTQYE16
CA
1665190256.83999990
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
29267233863.43000000
Citigroup Global Markets Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
2347477254.57000020
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2256184167.82999990
Goldman Sachs & Co. LLC
8-00129
000000361
FOR8UP27PHTHYVLBNG30
20800138922.38999900
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
8242901082.75000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
1194348261.14000010
Bank of New York Mellon Corp.
N/A
N/A
WFLLPEPC7FZXENRZV188
3531304027.20999910
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
746466475.96000004
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
103929922125.00000000
174301280240.00000000
N
6757826603.33
Uncommitted
100000000.00000000
N
Committed
1250000000.00000000
N
Uncommitted
200000000.00000000
N
N
N
true
INTERNAL CONTROL RPT
2
Audit_Letter.txt
AUDIT REPORT
REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
To the Board of Trustees of MFS Series Trust XIV and the
Shareholders of MFS Institutional Money Market Portfolio:
In planning and performing our audit of the financial
statements of MFS Institutional Money Market Portfolio (a
series of MFS Series Trust XIV) (the Fund) as of and for the
year ended August 31, 2020, in accordance with the standards
of the Public Company Accounting Oversight Board (United
States), we considered the Fund's internal control over financial
reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to
comply with the requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the effectiveness of the
Fund's internal control over financial reporting. Accordingly, we
express no such opinion.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A fund's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
fund?s internal control over financial reporting includes those
policies and procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly reflect
the transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the fund are being made only
in accordance with authorizations of management of the fund
and trustees of the trust; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use, or disposition of a fund's assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of a fund's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the Public Company Accounting
Oversight Board (United States). However, we noted no
deficiencies in the Fund's internal control over financial
reporting and its operation, including controls for safeguarding
securities, that we consider to be a material weakness, as
defined above, as of August 31, 2020.
This report is intended solely for the information and use of
management, the Board of Trustees of MFS Series Trust XIV
and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
Boston, Massachusetts
October 19, 2020