0001752724-19-158636.txt : 20191112
0001752724-19-158636.hdr.sgml : 20191112
20191112110005
ACCESSION NUMBER: 0001752724-19-158636
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190831
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
CENTRAL INDEX KEY: 0001392417
IRS NUMBER: 208538605
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22033
FILM NUMBER: 191207131
BUSINESS ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-954-5000
MAIL ADDRESS:
STREET 1: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Institutional Money Market Portfolio, a series of the MFS Series Trust XIV
DATE OF NAME CHANGE: 20090313
FORMER COMPANY:
FORMER CONFORMED NAME: MFS Series Trust XIV
DATE OF NAME CHANGE: 20070308
0001392417
S000017728
MFS Institutional Money Market Portfolio
C000048969
Class A
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0001392417
XXXXXXXX
811-22033
true
true
false
N-1A
true
MFS Institutional Money Market Portfolio, A Series of The MFS Series Trust XIV
811-22033
1392417
YKRR71V3A4XQ5N0QTU29
111 Huntington Avenue
Boston
02199
US-MA
US
617-954-5000
Autonomy Corporation Limited
1140 Enterprise Way
Sunnyvale
94089
441223448000
Storage Vendor
MFS Fund Distributors,Inc.
111 Huntington Avenue
Boston
02199
16179545000
Principal underwriter record
Iron Mountain Inc.
1 Federal Street
Boston
02110
18008994766
Storage Vendor
Massachusetts Financial Services Company
111 Huntington Avenue
Boston
02199
16179545000
Investment adviser record
JPMorgan Chase
270 Park Avenue
New York
10017
12122706000
Custodian record
TerraNua U.S. Corp d.b.a. My Compliance Office
535 5th Avenue 4th floor
New York
10017
18669512280
Personal Trading System
Ropes&Gray
800 Boylston Street
Boston
02199
16179517000
Counsel record
DST Systems,Inc.
333 West 11thStreet
Kansas City
64105
18164351000
Technology Vendor
The Depository Trust Company
55 Water Street
New York
10041
12128551000
DTC
Institutional Shareholder Services Inc
702 King Farm Boulevard Suite 400
Rockville
20850
13015560500
Proxy voting administrator
MFS Service Center Inc.
100 Hancock Street
North Quincy
02171
16179545000
Transfer agency record
Charles River Development
700 District Avenue
Burlington
01803
17812380099
Investment related records
N
N
N-1A
1
N
Robin A. Stelmach
N/A
Y
John P. Kavanaugh
N/A
N
John A. Caroselli
N/A
N
Laurie J. Thomsen
N/A
N
Peter D. Jones
N/A
N
Robert J. Manning
004646484
Y
James W. Kilman, Jr.
N/A
N
Steven E. Buller
N/A
N
Michael Hegarty
N/A
N
Maryanne L. Roepke
N/A
N
Clarence Otis, Jr.
N/A
N
Maureen R. Goldfarb
N/A
N
Martin J. Wolin
004331075
111 Huntington Avenue
Boston
02199
XXXXXX
N
N
N
N
N
N
N
MFS FUND DISTRIBUTORS, INC.
8-45321
000031052
N/A
Y
N
DELOITTE & TOUCHE LLP
34
N/A
N
N
N
N
N
N
N
MFS Institutional Money Market Portfolio
S000017728
5L2W638H85N8T1136O07
N
1
0
0
Money Market Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
MASSACHUSETTS FINANCIAL SERVICES COMPANY
801-17352
000110045
1G3OSH3GLGJ7X1JC5I61
N
MFS SERVICE CENTER, INC.
84-1316
N/A
Y
N
N
ICE Data Pricing & Reference Data, LLC
110037
CRD
N
N
JPMORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MFS Service Center, Inc.
N/A
Y
N
N
MASSACHUSETTS FINANCIAL SERVICES
1G3OSH3GLGJ7X1JC5I61
Y
N
N
0.00000000
CITIGROUP, INC.
8-08177-1
000007059
6SHGI4ZSSLCXXQSBB395
2755731138.92999980
JPMORGAN CHASE & CO.
8-35008-1
000000079
8I5DZWZKVSZI1NUHU748
38293734397.84999800
BANK OF AMERICA CORP
8-07221-1
000007691
9DJT3UXIJIZJI4WXO774
17661451832.40000200
BANK OF MONTREAL
8-67064
000137115
NQQ6HPCNCCU6TUTQYE16
CA
1758389606.32999990
UBS AG
8-22651-1
000007654
BFM8T61CT2L1QCEMIK50
CH
1078041363.43000010
GOLDMAN SACHS & CO.
8-00129-1
000000361
784F5XWPLTWKTBV3E584
19002914555.27000000
MORGAN STANLEY & CO., INC.
8-15869-1
000008209
9R7GPTSO7KV3UQJZQ078
1639798592.30999990
Nomura Group
8-15255-1
000004297
OXTKY6Q8X53C9ILVV871
4508121980.66000000
BARCLAYS CAPITAL, INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6050754413.65999980
BANK OF NEW YORK MELLON CORP.
8-35255
000017454
WFLLPEPC7FZXENRZV188
7936441554.27999970
101370150947.00000000
N
5406672323
Committed
1250000000.00000000
N
Uncommitted
100000000.00000000
N
Uncommitted
200000000.00000000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
Audit_letter.txt
AUDIT LETTER
REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
To the Board of Trustees of MFS Series Trust XIV and
Shareholders of MFS Institutional Money Market Portfolio:
In planning and performing our audit of the financial
statements of MFS Institutional Money Market Portfolio (a
series of MFS Series Trust XIV) (the Fund) as of and for
the year ended August 31, 2019, in accordance with the
standards of the Public Company Accounting Oversight
Board (United States), we considered the Fund?s internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with
the requirements of Form N-CEN, but not for the purpose
of expressing an opinion on the effectiveness of the
Fund?s internal control over financial reporting.
Accordingly, we express no such opinion.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of
controls. A fund?s internal control over financial reporting
is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund?s internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management of the fund and trustees of the trust; and
(3) provide reasonable assurance regarding prevention or
timely detection of unauthorized acquisition, use, or
disposition of a fund?s assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of a
fund?s annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund?s internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control that might be material
weaknesses under standards established by the Public
Company Accounting Oversight Board (United States).
However, we noted no deficiencies in the Fund?s internal
control over financial reporting and its operation,
including controls for safeguarding securities, that we
consider to be a material weakness, as defined above, as
of August 31, 2019.
This report is intended solely for the information and use
of management, the Board of Trustees of MFS Series
Trust XIV and the Securities and Exchange Commission
and is not intended to be and should not be used by
anyone other than these specified parties.
DELOITTE & TOUCHE LLP
Boston, Massachusetts
October 17, 2019