Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | TerraNua U.S. Corp d.b.a. My Compliance Office |
b. Street 1 | 535 5thAvenue 4th floor |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | 18669512280 |
h. Briefly describe the books and records kept at this location:
| Personal Trading System |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | State Street Bank & Trust Company |
b. Street 1 | 1 Lincoln Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02111 |
g. Telephone number (including country code if foreign) | 16177863000 |
h. Briefly describe the books and records kept at this location:
| Custodian record |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Depository Trust Company |
b. Street 1 | 55 Water Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10019 |
g. Telephone number (including country code if foreign) | 12128551000 |
h. Briefly describe the books and records kept at this location:
| DTC |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Autonomy Corporation Limited |
b. Street 1 | 1140 Enterprise Way |
Street 2 | |
c. City | Sunnyvale |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94089 |
g. Telephone number (including country code if foreign) | 441223448000 |
h. Briefly describe the books and records kept at this location:
| Storage Vendor |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Ropes & Gray |
b. Street 1 | 800 Boylston Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199 |
g. Telephone number (including country code if foreign) | 16179517000 |
h. Briefly describe the books and records kept at this location:
| Counsel record |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | JPMorgan Chase |
b. Street 1 | 270 Park Avenue |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | 12122706000 |
h. Briefly describe the books and records kept at this location:
| Custodian record |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | MFS Service Center, Inc. |
b. Street 1 | 100 Hancock Street |
Street 2 | |
c. City | North Quincy |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02171 |
g. Telephone number (including country code if foreign) | 16179545000 |
h. Briefly describe the books and records kept at this location:
| Transfer agency record |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Iron Mountain, Inc. |
b. Street 1 | 1 Federal Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02110 |
g. Telephone number (including country code if foreign) | 18008994766 |
h. Briefly describe the books and records kept at this location:
| Storage Vendor |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Massachusetts Financial Services Company |
b. Street 1 | 111 Huntington Avenue |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199 |
g. Telephone number (including country code if foreign) | 16179545000 |
h. Briefly describe the books and records kept at this location:
| Investment adviser record |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | MFS Fund Distributors, Inc. |
b. Street 1 | 111 Huntington Avenue |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199 |
g. Telephone number (including country code if foreign) | 16179545000 |
h. Briefly describe the books and records kept at this location:
| Principal underwriter record |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Institutional Shareholder Services,Inc |
b. Street 1 | 702 King Farm Boulevard Suite 400 |
Street 2 | |
c. City | Rockville |
d. State, if applicable |
MARYLAND
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 20850 |
g. Telephone number (including country code if foreign) | 13015560500 |
h. Briefly describe the books and records kept at this location:
| Proxy voting administrator |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | DST Systems, Inc. |
b. Street 1 | 333 West 11th Street |
Street 2 | |
c. City | Kansas City |
d. State, if applicable |
MISSOURI
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 64105 |
g. Telephone number (including country code if foreign) | 18164351000 |
h. Briefly describe the books and records kept at this location:
| Technology Vendor |
Director Record:
1 |
a. Full Name | Robert J. Manning |
b. CRD number, if any | 004646484 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Robin A. Stelmach |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Michael Hegarty |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Maryanne L. Roepke |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Steven E. Buller |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | Maureen R. Goldfarb |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
7 |
a. Full Name | Laurie J. Thomsen |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
8 |
a. Full Name | John A. Caroselli |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
9 |
a. Full Name | John P. Kavanaugh |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
10 |
a. Full Name | Clarence Otis, Jr |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |