0001415889-24-011446.txt : 20240424 0001415889-24-011446.hdr.sgml : 20240424 20240424165915 ACCESSION NUMBER: 0001415889-24-011446 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240424 FILED AS OF DATE: 20240424 DATE AS OF CHANGE: 20240424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandna Asheem CENTRAL INDEX KEY: 0001392138 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24871344 MAIL ADDRESS: STREET 1: 2550 SAND HILL ROAD STREET 2: SUITE 500 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 3 1 form3-04242024_080402.xml X0206 3 2024-04-24 0 0001943896 Rubrik, Inc. RBRK 0001392138 Chandna Asheem C/O GREYLOCK PARTNERS 2550 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 true false true false Series B Preferred Stock Class B Common Stock 11583248 I By Greylock XIV Limited Partnership Series B Preferred Stock Class B Common Stock 643512 I By Greylock XIV-A Limited Partnership Series B Preferred Stock Class B Common Stock 643512 I By Greylock XIV Principals LLC Series C Preferred Stock Class B Common Stock 1950165 I By Greylock XIV Limited Partnership Series C Preferred Stock Class B Common Stock 108342 I By Greylock XIV-A Limited Partnership Series C Preferred Stock Class B Common Stock 108342 I By Greylock XIV Principals LLC Series D Preferred Stock Class B Common Stock 3417116 I By Greylock XIV Limited Partnership Series D Preferred Stock Class B Common Stock 189840 I By Greylock XIV-A Limited Partnership Series D Preferred Stock Class B Common Stock 189840 I By Greylock XIV Principals LLC Series E Preferred Stock Class B Common Stock 955260 I By Greylock XIV Limited Partnership Series E Preferred Stock Class B Common Stock 53070 I By Greylock XIV-A Limited Partnership Series E Preferred Stock Class B Common Stock 53070 I By Greylock XIV Principals LLC The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date. The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Exhibit 24 Power of Attorney /s/ Anne-Kathrin Lalendran, Attorney-in-Fact 2024-04-24 EX-24 2 ex24-04242024_080403.htm ex24-04242024_080403.htm





POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter McGoff, Anne-Kathrin Lalendran, Larry Guo, Jon Avina, Calise Cheng, and Milson Yu, signing individually, the undersigned’s true and lawful attorneys-in fact and agents to:


(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director and/or greater than 10% stockholder of Rubrik, Inc. (the “Company”), Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder;


(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 (including any amendments thereto) and timely file such forms with the Securities and Exchange Commission and any stock exchange or similar authority; and


(3) take any other action of any nature whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.


The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.


This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or employed by or a partner at Cooley LLP, as applicable.

The undersigned has caused this Power of Attorney to be executed as of April 24, 2024.


/s/ Asheem Chandna


1.