0000927089-16-000997.txt : 20161108 0000927089-16-000997.hdr.sgml : 20161108 20161108135944 ACCESSION NUMBER: 0000927089-16-000997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUAINT OAK BANCORP INC CENTRAL INDEX KEY: 0001391933 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 352293957 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 215 364 4059 MAIL ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GANT KENNETH R CENTRAL INDEX KEY: 0001403484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52694 FILM NUMBER: 161980771 MAIL ADDRESS: STREET 1: QUAINT OAK BANK STREET 2: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-04 0001391933 QUAINT OAK BANCORP INC QNTO 0001403484 GANT KENNETH R C/O QUAINT OAK BANCORP, INC. 501 KNOWLES AVENUE SOUTHAMPTON PA 18966 1 0 0 0 Common Stock 2016-11-04 4 S 0 1700 11.75 D 8954 D Common Stock 20000 I By IRA Common Stock 800 I By self as custodian for daughter Common Stock 800 I By self as custodian for son Common Stock 1600 I By sons Stock Option (Rights to Buy) 5.00 2013-05-14 2018-05-14 Common Stock 9886 9886 D Stock Option (Right to Buy) 8.10 2023-05-08 Common Stock 6000 6000 D Includes 800 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant originally covering 2,000 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commencd vesting at a rate of 20% per year on May 8, 2014. The options vested at a rate of 20% per year commencing on May 14, 2009. The options are vesting ratably over five years at 20% per year commencng on May 8, 2014. /s/ Diane J. Colyer by P.O.A. for Kenneth R. Gant 2016-11-08