0000927089-16-000915.txt : 20160811 0000927089-16-000915.hdr.sgml : 20160811 20160811171713 ACCESSION NUMBER: 0000927089-16-000915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160810 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUAINT OAK BANCORP INC CENTRAL INDEX KEY: 0001391933 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 352293957 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 215 364 4059 MAIL ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GANT KENNETH R CENTRAL INDEX KEY: 0001403484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52694 FILM NUMBER: 161825474 MAIL ADDRESS: STREET 1: QUAINT OAK BANK STREET 2: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-08-10 0001391933 QUAINT OAK BANCORP INC QNTO 0001403484 GANT KENNETH R C/O QUAINT OAK BANCORP, INC. 501 KNOWLES AVENUE SOUTHAMPTON PA 18966 1 0 0 0 Common Stock 2016-08-10 4 M 0 4000 5.00 A 11554 D Common Stock 20000 I By IRA Common Stock 800 I By self as custodian for daughter Common Stock 800 I By self as custodian for son Common Stock 1600 I By sons Stock Option (Right to Buy) 5.00 2016-08-10 4 M 0 4000 0 D 2013-05-14 2018-05-14 Common Stock 4000 9886 D Stock Option (Right to Buy) 8.10 2023-05-08 Common Stock 6000 6000 D On September 8, 2015, the Issuer effected a 2-for-1 stock split. The numbers of shares reported throughout this Form 4 have been adjusted to reflect the stock split. Includes 1,200 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant originally covering 2,000 shares (adjusted to reflect the stock split) that commencd vesting at a rate of 20% per year on May 8, 2014. In accordance with the terms of the stock option plan and stock incentive plan the exercise price of the options and number of shares subject to the option have been adjusted to reflect the stock split. The options vested at a rate of 20% per year commencing on May 14, 2009. The options are vesting ratably over five years at 20% per year commencng on May 8, 2014. /s/ Diane J. Colyer by P.O.A. for Kenneth R. Gant 2016-08-11