0001752724-20-241476.txt : 20201123
0001752724-20-241476.hdr.sgml : 20201123
20201123152538
ACCESSION NUMBER: 0001752724-20-241476
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201123
PERIOD START: 20210331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gabelli ESG Fund, Inc.
CENTRAL INDEX KEY: 0001391839
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22026
FILM NUMBER: 201336925
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 1 800 422 3554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Fund, Inc.
DATE OF NAME CHANGE: 20130423
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Green Fund, Inc.
DATE OF NAME CHANGE: 20090909
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Fund, Inc.
DATE OF NAME CHANGE: 20070302
0001391839
S000017367
Gabelli ESG Fund, Inc.
C000048071
Class AAA
ESGGX
C000048072
Class A
ESGHX
C000048073
Class C
ESGJX
C000048074
Class I
ESGKX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001391839
XXXXXXXX
S000017367
C000048073
C000048071
C000048072
C000048074
Gabelli ESG Fund, Inc.
811-22026
0001391839
54930071DONP8PQLI882
One Corporate Center
Rye
10580-1422
1-800-422-3554
Gabelli ESG Fund, Inc.
S000017367
54930071DONP8PQLI882
2021-03-31
2020-09-30
N
33186265.31
165588.63
33020676.68
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Credit Agricole SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
000000000
32500.00000000
NS
284719.37000000
0.862245715795
Long
EC
CORP
FR
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
15100.00000000
NS
USD
698526.00000000
2.115420004166
Long
EC
CORP
US
N
1
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
904767704
7900.00000000
NS
USD
487272.00000000
1.475657221449
Long
EC
CORP
GB
N
1
N
N
N
Coca-Cola Co/The
UWJKFUJFZ02DKWI3RY53
Coca-Cola Co/The
191216100
4600.00000000
NS
USD
227102.00000000
0.687756953622
Long
EC
CORP
US
N
1
N
N
N
Cavco Industries Inc
N/A
Cavco Industries Inc
149568107
700.00000000
NS
USD
126217.00000000
0.382236261307
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
3700.00000000
NS
USD
459096.00000000
1.390328867118
Long
EC
CORP
US
N
1
N
N
N
Resideo Technologies Inc
5493006TKFPYISY2DS54
Resideo Technologies Inc
76118Y104
8000.00000000
NS
USD
88000.00000000
0.266499687007
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
5100.00000000
NS
USD
1415556.00000000
4.286877624338
Long
EC
CORP
US
N
1
N
N
N
TJX Cos Inc/The
V167QI9I69W364E2DY52
TJX Cos Inc/The
872540109
2600.00000000
NS
USD
144690.00000000
0.438179996740
Long
EC
CORP
US
N
1
N
N
N
NN Group NV
724500OHYNDT9OY6Q215
NN Group NV
000000000
12416.00000000
NS
466558.96000000
1.412929736484
Long
EC
CORP
NL
N
1
N
N
N
Conagra Brands Inc
54930035UDEIH090K650
Conagra Brands Inc
205887102
37200.00000000
NS
USD
1328412.00000000
4.022970252467
Long
EC
CORP
US
N
1
N
N
N
IFF
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
4300.00000000
NS
USD
526535.00000000
1.594561507938
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
11900.00000000
NS
USD
408646.00000000
1.237545807919
Long
EC
CORP
US
N
1
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
600.00000000
NS
USD
139608.00000000
0.422789639815
Long
EC
CORP
US
N
1
N
N
N
Daimler AG
529900R27DL06UVNT076
Daimler AG
000000000
3500.00000000
NS
188909.15000000
0.572093515316
Long
EC
CORP
DE
N
1
N
N
N
Kinnevik AB
2138006PZH76JOS6MN27
Kinnevik AB
000000000
12500.00000000
NS
508955.04000000
1.541322259783
Long
EC
CORP
SE
N
1
N
N
N
CNH Industrial NV
549300WGC2HZ5J67V817
CNH Industrial NV
000000000
108500.00000000
NS
USD
848470.00000000
2.569511243583
Long
EC
CORP
GB
N
1
N
N
N
BioHiTech Global Inc
54930077H3GWV8GKWE76
BioHiTech Global Inc
09074B107
25000.00000000
NS
USD
36250.00000000
0.109779700613
Long
EC
CORP
US
N
1
N
N
N
Johnson Controls International
549300XQ6S1GYKGBL205
Johnson Controls International plc
000000000
2000.00000000
NS
USD
81700.00000000
0.247420732142
Long
EC
CORP
US
N
1
N
N
N
Caterpillar Inc
WRJR7GS4GTRECRRTVX92
Caterpillar Inc
149123101
700.00000000
NS
USD
104405.00000000
0.316180679795
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
800.00000000
NS
USD
1172480.00000000
3.550744920712
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc
17275R102
4200.00000000
NS
USD
165438.00000000
0.501013354763
Long
EC
CORP
US
N
1
N
N
N
Watts Water Technologies Inc
549300REJOO94ERQN318
Watts Water Technologies Inc
942749102
11500.00000000
NS
USD
1151725.00000000
3.487890363850
Long
EC
CORP
US
N
1
N
N
N
Energizer Holdings Inc
5493000D6NN0V57UME20
Energizer Holdings Inc
29272W109
3000.00000000
NS
USD
117420.00000000
0.355595377823
Long
EC
CORP
US
N
1
N
N
N
Toyota Motor Corp
5493006W3QUS5LMH6R84
Toyota Motor Corp
892331307
1900.00000000
NS
USD
251636.00000000
0.762055854998
Long
EC
CORP
JP
N
1
N
N
N
Baxter International Inc
J5OIVXX3P24RJRW5CK77
Baxter International Inc
071813109
3250.00000000
NS
USD
261365.00000000
0.791519212440
Long
EC
CORP
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
3850.00000000
NS
USD
260606.50000000
0.789222166842
Long
EC
CORP
US
N
1
N
N
N
Standard Chartered PLC
U4LOSYZ7YG4W3S5F2G91
Standard Chartered PLC
000000000
68000.00000000
NS
312457.10000000
0.946246810833
Long
EC
CORP
GB
N
1
N
N
N
Intel Corp
KNX4USFCNGPY45LOCE31
Intel Corp
458140100
7500.00000000
NS
USD
388350.00000000
1.176081289197
Long
EC
CORP
US
N
1
N
N
N
PG&E Corp
8YQ2GSDWYZXO2EDN3511
PG&E Corp
69331C108
5000.00000000
NS
USD
46950.00000000
0.142183639829
Long
EC
CORP
US
N
1
N
N
N
Delta Air Lines Inc
Q2CCMS6R0AS67HJMBN42
Delta Air Lines Inc
247361702
1200.00000000
NS
USD
36696.00000000
0.111130369482
Long
EC
CORP
US
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
3250.00000000
NS
USD
192822.50000000
0.583944726113
Long
EC
CORP
US
N
1
N
N
N
EchoStar Corp
549300EE20907QZ9GT38
EchoStar Corp
278768106
3500.00000000
NS
USD
87115.00000000
0.263819548109
Long
EC
CORP
US
N
1
N
N
N
GlaxoSmithKline PLC
5493000HZTVUYLO1D793
GlaxoSmithKline PLC
37733W105
2775.00000000
NS
USD
104451.00000000
0.316319986450
Long
EC
CORP
GB
N
1
N
N
N
ABB Ltd
5493000LKVGOO9PELI61
ABB Ltd
000375204
6050.00000000
NS
USD
153972.50000000
0.466291171111
Long
EC
CORP
CH
N
1
N
N
N
Mueller Water Products Inc
549300F7ZU4P1F8V8L60
Mueller Water Products Inc
624758108
20000.00000000
NS
USD
207800.00000000
0.629302670002
Long
EC
CORP
US
N
1
N
N
N
Cigna Corp
549300VIWYMSIGT1U456
Cigna Corp
125523100
1300.00000000
NS
USD
220233.00000000
0.666954836008
Long
EC
CORP
US
N
1
N
N
N
ServiceMaster Global Holdings
549300GS10644JGL8R77
ServiceMaster Global Holdings Inc
81761R109
13000.00000000
NS
USD
518440.00000000
1.570046565139
Long
EC
CORP
US
N
1
N
N
N
Bristol-Myers Squibb Co
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Co
110122108
17000.00000000
NS
USD
1024930.00000000
3.103903684144
Long
EC
CORP
US
N
1
N
N
N
Waste Connections Inc
549300HDLRTPBQU69P29
Waste Connections Inc
94106B101
3000.00000000
NS
USD
311400.00000000
0.943045483342
Long
EC
CORP
US
N
1
N
N
N
Hewlett Packard Enterprise Co
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C109
10000.00000000
NS
USD
93700.00000000
0.283761598552
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
1370.00000000
NS
USD
288152.10000000
0.872641414324
Long
EC
CORP
US
N
1
N
N
N
SoftBank Group Corp
5493003BZYYYCDIO0R13
SoftBank Group Corp
83404D109
6400.00000000
NS
USD
196864.00000000
0.596184027080
Long
EC
CORP
JP
N
1
N
N
N
Hain Celestial Group Inc/The
5493000S8QXWHLIXDP75
Hain Celestial Group Inc/The
405217100
12300.00000000
NS
USD
421890.00000000
1.277654010814
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
9127963J6
210000.00000000
PA
USD
209965.29000000
0.635860046221
Long
DBT
UST
US
N
2
2020-12-10
None
0.00000000
N
N
N
N
N
N
Ally Financial Inc
549300JBN1OSM8YNAI90
Ally Financial Inc
02005N100
13300.00000000
NS
USD
333431.00000000
1.009764285666
Long
EC
CORP
US
N
1
N
N
N
Commerzbank AG
851WYGNLUQLFZBSYGB56
Commerzbank AG
000000000
69000.00000000
NS
339211.64000000
1.027270407833
Long
EC
CORP
DE
N
1
N
N
N
Agilent Technologies Inc
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies Inc
00846U101
2150.00000000
NS
USD
217021.00000000
0.657227597432
Long
EC
CORP
US
N
1
N
N
N
Aegon NV
O4QK7KMMK83ITNTHUG69
Aegon NV
000000000
106430.00000000
NS
277021.73000000
0.838934140219
Long
EC
CORP
NL
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
7700.00000000
NS
USD
219527.00000000
0.664816781701
Long
EC
CORP
US
N
1
N
N
N
Evoqua Water Technologies Corp
529900YQAOMEZRGRRP43
Evoqua Water Technologies Corp
30057T105
35000.00000000
NS
USD
742700.00000000
2.249196790233
Long
EC
CORP
US
N
1
N
N
N
Macquarie Infrastructure Corp
529900IZSJ64GH477714
Macquarie Infrastructure Corp
55608B105
7000.00000000
NS
USD
188230.00000000
0.570036773698
Long
EC
CORP
US
N
1
N
N
N
Danone SA
969500KMUQ2B6CBAF162
Danone SA
000000000
16200.00000000
NS
1048837.51000000
3.176305319737
Long
EC
CORP
FR
N
1
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
2750.00000000
NS
USD
334592.50000000
1.013281778694
Long
EC
CORP
US
N
1
N
N
N
Janus Henderson Group PLC
2138009WPYMWJN3RVF44
Janus Henderson Group PLC
000000000
16200.00000000
NS
USD
351864.00000000
1.065586884877
Long
EC
CORP
GB
N
1
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis Inc
98978V103
4300.00000000
NS
USD
711091.00000000
2.153471919703
Long
EC
CORP
US
N
1
N
N
N
Loral Space & Communications I
5299008CJ8NPI54F8D37
Loral Space & Communications Inc
543881106
11000.00000000
NS
USD
201300.00000000
0.609618034029
Long
EC
CORP
US
N
1
N
N
N
Mondelez International Inc
549300DV9GIB88LZ5P30
Mondelez International Inc
609207105
11000.00000000
NS
USD
631950.00000000
1.913800877323
Long
EC
CORP
US
N
1
N
N
N
Gentex Corp
549300S3UD8XV1MN0287
Gentex Corp
371901109
2700.00000000
NS
USD
69525.00000000
0.210549894763
Long
EC
CORP
US
N
1
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
000000000
9900.00000000
NS
1175252.16000000
3.559140145398
Long
EC
CORP
CH
N
1
N
N
N
Liberty Media Corp-Liberty Sir
N/A
Liberty Media Corp-Liberty SiriusXM
531229607
8160.00000000
NS
USD
269932.80000000
0.817465985376
Long
EC
CORP
US
N
1
N
N
N
Takeda Pharmaceutical Co Ltd
549300ZLMVP4X0OGR454
Takeda Pharmaceutical Co Ltd
874060205
8100.00000000
NS
USD
144504.00000000
0.437616713310
Long
EC
CORP
JP
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
215.00000000
NS
USD
116362.30000000
0.352392233289
Long
EC
CORP
US
N
1
N
N
N
Xylem Inc/NY
549300DF5MV96DRYLQ48
Xylem Inc/NY
98419M100
17000.00000000
NS
USD
1430040.00000000
4.330741050095
Long
EC
CORP
US
N
1
N
N
N
American Express Co
R4PP93JZOLY261QX3811
American Express Co
025816109
5000.00000000
NS
USD
501250.00000000
1.517988274006
Long
EC
CORP
US
N
1
N
N
N
Gilead Sciences Inc
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558103
4500.00000000
NS
USD
284355.00000000
0.861142255671
Long
EC
CORP
US
N
1
N
N
N
Diamond Hill Investment Group
549300AQ6779A0B7VZ57
Diamond Hill Investment Group Inc
25264R207
3034.00000000
NS
USD
383254.88000000
1.160651199592
Long
EC
CORP
US
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare Inc
40412C101
1350.00000000
NS
USD
168318.00000000
0.509735162701
Long
EC
CORP
US
N
1
N
N
N
Liberty Broadband Corp
549300MIX43II8JLN536
Liberty Broadband Corp
530307305
2000.00000000
NS
USD
285740.00000000
0.865336597335
Long
EC
CORP
US
N
1
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
2100.00000000
NS
USD
348306.00000000
1.054811817987
Long
EC
CORP
US
N
1
N
N
N
Ranpak Holdings Corp
5493000Z9EZR9DCYOO86
Ranpak Holdings Corp
75321W103
5000.00000000
NS
USD
47600.00000000
0.144152103426
Long
EC
CORP
US
N
1
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
6100.00000000
NS
USD
1201883.00000000
3.639789128633
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
1000.00000000
NS
USD
196870.00000000
0.596202197513
Long
EC
CORP
US
N
1
N
N
N
ING Groep NV
549300NYKK9MWM7GGW15
ING Groep NV
000000000
13500.00000000
NS
95871.19000000
0.290336842364
Long
EC
CORP
NL
N
1
N
N
N
Daiwa Securities Group Inc
353800WRC7Y23PWFJG38
Daiwa Securities Group Inc
000000000
57000.00000000
NS
238182.34000000
0.721312716599
Long
EC
CORP
JP
N
1
N
N
N
Societe Generale SA
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
000000000
10044.00000000
NS
133282.52000000
0.403633521177
Long
EC
CORP
FR
N
1
N
N
N
Parker-Hannifin Corp
5493002CONDB4N2HKI23
Parker-Hannifin Corp
701094104
790.00000000
NS
USD
159848.60000000
0.484086384870
Long
EC
CORP
US
N
1
N
N
N
Vodafone Group PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
92857W308
18700.00000000
NS
USD
250954.00000000
0.759990482423
Long
EC
CORP
GB
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
4700.00000000
NS
USD
488424.00000000
1.479145944625
Long
EC
CORP
IE
N
1
N
N
N
Vivendi SA
969500FU4DRAEVJW7U54
Vivendi SA
000000000
10000.00000000
NS
279044.68000000
0.845060453194
Long
EC
CORP
FR
N
1
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
1420.00000000
NS
USD
156072.20000000
0.472649914211
Long
EC
CORP
US
N
1
N
N
N
Sony Corp
529900R5WX9N2OI2N910
Sony Corp
835699307
14950.00000000
NS
USD
1147412.50000000
3.474830364984
Long
EC
CORP
JP
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
15900.00000000
NS
USD
323565.00000000
0.979886036666
Long
EC
CORP
US
N
1
N
N
N
Henry Schein Inc
VGO3WGL8H45T73F4RR92
Henry Schein Inc
806407102
9000.00000000
NS
USD
529020.00000000
1.602087095690
Long
EC
CORP
US
N
1
N
N
N
2020-11-20
Gabelli ESG Fund, Inc.
John C. Ball
John C. Ball
Treasurer