0001752724-19-178654.txt : 20191126
0001752724-19-178654.hdr.sgml : 20191126
20191126103951
ACCESSION NUMBER: 0001752724-19-178654
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191126
PERIOD START: 20200331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gabelli ESG Fund, Inc.
CENTRAL INDEX KEY: 0001391839
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22026
FILM NUMBER: 191247996
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 1 800 422 3554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Fund, Inc.
DATE OF NAME CHANGE: 20130423
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Green Fund, Inc.
DATE OF NAME CHANGE: 20090909
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli SRI Fund, Inc.
DATE OF NAME CHANGE: 20070302
0001391839
S000017367
Gabelli ESG Fund, Inc.
C000048071
Class AAA
ESGGX
C000048072
Class A
ESGHX
C000048073
Class C
ESGJX
C000048074
Class I
ESGKX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001391839
XXXXXXXX
S000017367
C000048074
C000048072
C000048073
C000048071
Gabelli ESG Fund, Inc.
811-22026
0001391839
54930071DONP8PQLI882
One Corporate Center
RYE
10580-1422
1-800-422-3554
Gabelli ESG Fund, Inc.
S000017367
54930071DONP8PQLI882
2020-03-31
2019-09-30
N
42233163.74
147555.76
42085607.98
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
10670.45000000
N
CNH Industrial NV
549300WGC2HZ5J67V817
CNH Industrial NV
000000000
113500.00000000
NS
USD
1152025.00000000
2.737337192675
Long
EC
CORP
GB
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
625.00000000
NS
USD
108793.75000000
0.258505829479
Long
EC
CORP
US
N
1
N
N
N
Coca-Cola Co/The
UWJKFUJFZ02DKWI3RY53
Coca-Cola Co/The
191216100
3600.00000000
NS
USD
195984.00000000
0.465679384014
Long
EC
CORP
US
N
1
N
N
N
ServiceMaster Global Holdings
549300GS10644JGL8R77
ServiceMaster Global Holdings Inc
81761R109
13000.00000000
NS
USD
726700.00000000
1.726718550306
Long
EC
CORP
US
N
1
N
N
N
Liberty Media Corp-Liberty Sir
N/A
Liberty Media Corp-Liberty SiriusXM
531229607
13500.00000000
NS
USD
566460.00000000
1.345970813274
Long
EC
CORP
US
N
1
N
N
N
Loral Space & Communications I
5299008CJ8NPI54F8D37
Loral Space & Communications Inc
543881106
12000.00000000
NS
USD
496800.00000000
1.180451046913
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
6000.00000000
NS
USD
1397940.00000000
3.321658084788
Long
EC
CORP
US
N
1
N
N
N
Kinnevik AB
2138006PZH76JOS6MN27
Kinnevik AB
000000000
12900.00000000
NS
339271.95000000
0.806147199206
Long
EC
CORP
SE
N
1
N
N
N
Flowserve Corp
6Y0GK87T6V7NJKZJVM41
Flowserve Corp
34354P105
4000.00000000
NS
USD
186840.00000000
0.443952241556
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
15700.00000000
NS
USD
709797.00000000
1.686555176623
Long
EC
CORP
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
3200.00000000
NS
USD
165952.00000000
0.394320072740
Long
EC
CORP
US
N
1
N
N
N
American Express Co
R4PP93JZOLY261QX3811
American Express Co
025816109
8000.00000000
NS
USD
946240.00000000
2.248369562463
Long
EC
CORP
US
N
1
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
904767704
14800.00000000
NS
USD
889480.00000000
2.113501604687
Long
EC
CORP
GB
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SY6
130000.00000000
PA
USD
129447.21000000
0.307580705645
Long
DBT
UST
US
N
2
2019-12-26
None
0.00000000
N
N
N
N
N
N
Danone SA
969500KMUQ2B6CBAF162
Danone SA
000000000
19000.00000000
NS
1673711.40000000
3.976921043401
Long
EC
CORP
FR
N
1
N
N
N
Genuine Parts Co
549300D46DQVEU651W04
Genuine Parts Co
372460105
10000.00000000
NS
USD
995900.00000000
2.366367144970
Long
EC
CORP
US
N
1
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
641069406
300.00000000
NS
USD
32520.00000000
0.077271070945
Long
EC
CORP
CH
N
1
N
N
N
GlaxoSmithKline PLC
5493000HZTVUYLO1D793
GlaxoSmithKline PLC
37733W105
3850.00000000
NS
USD
164318.00000000
0.390437510319
Long
EC
CORP
GB
N
1
N
N
N
Evoqua Water Technologies Corp
529900YQAOMEZRGRRP43
Evoqua Water Technologies Corp
30057T105
37000.00000000
NS
USD
629740.00000000
1.496331002986
Long
EC
CORP
US
N
1
N
N
N
Patterson Cos Inc
YM48Q2087CUE26GWEK09
Patterson Cos Inc
703395103
7500.00000000
NS
USD
133650.00000000
0.317566993599
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
16000.00000000
NS
USD
721280.00000000
1.713840038482
Long
EC
CORP
US
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
13800.00000000
NS
USD
398268.00000000
0.946328255942
Long
EC
CORP
US
N
1
N
N
N
Aegon NV
O4QK7KMMK83ITNTHUG69
Aegon NV
000000000
91520.00000000
NS
380755.60000000
0.904716881317
Long
EC
CORP
NL
N
1
N
N
N
Commerzbank AG
851WYGNLUQLFZBSYGB56
Commerzbank AG
000000000
65000.00000000
NS
377047.75000000
0.895906624847
Long
EC
CORP
DE
N
1
N
N
N
Liberty Media Corp-Liberty Bra
N/A
Liberty Media Corp-Liberty Braves
531229888
15000.00000000
NS
USD
416250.00000000
0.989055451445
Long
EC
CORP
US
N
1
N
N
N
Acuity Brands Inc
N/A
Acuity Brands Inc
00508Y102
3500.00000000
NS
USD
471765.00000000
1.120965153275
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SQ3
40000.00000000
PA
USD
39941.42000000
0.094905175229
Long
DBT
UST
US
N
2
2019-10-31
None
0.00000000
N
N
N
N
N
N
Takeda Pharmaceutical Co Ltd
549300ZLMVP4X0OGR454
Takeda Pharmaceutical Co Ltd
874060205
6800.00000000
NS
USD
116960.00000000
0.277909731173
Long
EC
CORP
JP
N
1
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
1825.00000000
NS
USD
265391.50000000
0.630599182804
Long
EC
CORP
US
N
1
N
N
N
Intel Corp
KNX4USFCNGPY45LOCE31
Intel Corp
458140100
8200.00000000
NS
USD
422546.00000000
1.004015434922
Long
EC
CORP
US
N
1
N
N
N
Xylem Inc/NY
549300DF5MV96DRYLQ48
Xylem Inc/NY
98419M100
21500.00000000
NS
USD
1711830.00000000
4.067494999272
Long
EC
CORP
US
N
1
N
N
N
Diamond Hill Investment Group
549300AQ6779A0B7VZ57
Diamond Hill Investment Group Inc
25264R207
3534.00000000
NS
USD
488151.42000000
1.159901076472
Long
EC
CORP
US
N
1
N
N
N
EchoStar Corp
549300EE20907QZ9GT38
EchoStar Corp
278768106
9000.00000000
NS
USD
356580.00000000
0.847273015919
Long
EC
CORP
US
N
1
N
N
N
Vivendi SA
969500FU4DRAEVJW7U54
Vivendi SA
000000000
19400.00000000
NS
532433.76000000
1.265120751618
Long
EC
CORP
FR
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
1225.00000000
NS
USD
170311.75000000
0.404679314793
Long
EC
CORP
US
N
1
N
N
N
Mondelez International Inc
549300DV9GIB88LZ5P30
Mondelez International Inc
609207105
15000.00000000
NS
USD
829800.00000000
1.971695408069
Long
EC
CORP
US
N
1
N
N
N
Henry Schein Inc
VGO3WGL8H45T73F4RR92
Henry Schein Inc
806407102
9000.00000000
NS
USD
571500.00000000
1.357946403605
Long
EC
CORP
US
N
1
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
9700.00000000
NS
USD
1004823.00000000
2.387569167297
Long
EC
CORP
US
N
1
N
N
N
Daiwa Securities Group Inc
353800WRC7Y23PWFJG38
Daiwa Securities Group Inc
000000000
57000.00000000
NS
253778.50000000
0.603005426749
Long
EC
CORP
JP
N
1
N
N
N
DuPont de Nemours Inc
5493004JF0SDFLM8GD76
DuPont de Nemours Inc
26614N102
1850.00000000
NS
USD
131923.50000000
0.313464641077
Long
EC
CORP
US
N
1
N
N
N
Bristol-Myers Squibb Co
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Co
110122108
21500.00000000
NS
USD
1090265.00000000
2.590588688936
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
925.00000000
NS
USD
149831.50000000
0.356016004500
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
825.00000000
NS
USD
1007440.50000000
2.393788633108
Long
EC
CORP
US
N
1
N
N
N
Corteva Inc
549300WZN9I2QKLS0O94
Corteva Inc
22052L104
1300.00000000
NS
USD
36400.00000000
0.086490374612
Long
EC
CORP
US
N
1
N
N
N
BioHiTech Global Inc
54930077H3GWV8GKWE76
BioHiTech Global Inc
09074B107
25000.00000000
NS
USD
43750.00000000
0.103954777178
Long
EC
CORP
US
N
1
N
N
N
Delta Air Lines Inc
Q2CCMS6R0AS67HJMBN42
Delta Air Lines Inc
247361702
1400.00000000
NS
USD
80640.00000000
0.191609445296
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
4000.00000000
NS
USD
521280.00000000
1.238618199950
Long
EC
CORP
US
N
1
N
N
N
Covetrus Inc
5493009S30DUFCF75V87
Covetrus Inc
22304C100
1000.00000000
NS
USD
11890.00000000
0.028251938300
Long
EC
CORP
US
N
1
N
N
N
Macquarie Infrastructure Corp
529900IZSJ64GH477714
Macquarie Infrastructure Corp
55608B105
7000.00000000
NS
USD
276290.00000000
0.656495208840
Long
EC
CORP
US
N
1
N
N
N
Ally Financial Inc
549300JBN1OSM8YNAI90
Ally Financial Inc
02005N100
13300.00000000
NS
USD
441028.00000000
1.047930685020
Long
EC
CORP
US
N
1
N
N
N
Liberty Broadband Corp
549300MIX43II8JLN536
Liberty Broadband Corp
530307305
3000.00000000
NS
USD
314010.00000000
0.746122047587
Long
EC
CORP
US
N
1
N
N
N
Societe Generale SA
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
000000000
9944.00000000
NS
272479.93000000
0.647442066488
Long
EC
CORP
FR
N
1
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
000000000
13800.00000000
NS
1497183.51000000
3.557471501211
Long
EC
CORP
CH
N
1
N
N
N
General Electric Co
3C7474T6CDKPR9K6YT90
General Electric Co
369604103
19100.00000000
NS
USD
170754.00000000
0.405730149083
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796SW0
510000.00000000
PA
USD
508192.90000000
1.207521821334
Long
DBT
UST
US
N
2
2019-12-12
None
0.00000000
N
N
N
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis Inc
98978V103
7800.00000000
NS
USD
971802.00000000
2.309107665646
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
5200.00000000
NS
USD
196768.00000000
0.467542253621
Long
EC
CORP
US
N
1
N
N
N
Hewlett Packard Enterprise Co
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C109
56000.00000000
NS
USD
849520.00000000
2.018552281349
Long
EC
CORP
US
N
1
N
N
N
Agilent Technologies Inc
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies Inc
00846U101
2600.00000000
NS
USD
199238.00000000
0.473411243327
Long
EC
CORP
US
N
1
N
N
N
Mohawk Industries Inc
549300JI1115MG3Q6322
Mohawk Industries Inc
608190104
1000.00000000
NS
USD
124070.00000000
0.294803867533
Long
EC
CORP
US
N
1
N
N
N
Standard Chartered PLC
U4LOSYZ7YG4W3S5F2G91
Standard Chartered PLC
000000000
77000.00000000
NS
647765.30000000
1.539161084016
Long
EC
CORP
GB
N
1
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
3100.00000000
NS
USD
340876.00000000
0.809958597157
Long
EC
CORP
US
N
1
N
N
N
Credit Agricole SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
000000000
33000.00000000
NS
400688.85000000
0.952080459881
Long
EC
CORP
FR
N
1
N
N
N
Johnson Controls International
549300XQ6S1GYKGBL205
Johnson Controls International plc
000000000
17300.00000000
NS
USD
759297.00000000
1.804172581659
Long
EC
CORP
US
N
1
N
N
N
Cigna Corp
549300VIWYMSIGT1U456
Cigna Corp
125523100
1900.00000000
NS
USD
288401.00000000
0.685272267272
Long
EC
CORP
US
N
1
N
N
N
Mueller Water Products Inc
549300F7ZU4P1F8V8L60
Mueller Water Products Inc
624758108
20000.00000000
NS
USD
224800.00000000
0.534149346510
Long
EC
CORP
US
N
1
N
N
N
Janus Henderson Group PLC
2138009WPYMWJN3RVF44
Janus Henderson Group PLC
000000000
11800.00000000
NS
USD
265028.00000000
0.629735467112
Long
EC
CORP
GB
N
1
N
N
N
IFF
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
4200.00000000
NS
USD
515298.00000000
1.224404314759
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
5300.00000000
NS
USD
575686.00000000
1.367892796686
Long
EC
CORP
IE
N
1
N
N
N
Waste Connections Inc
549300HDLRTPBQU69P29
Waste Connections Inc
94106B101
4000.00000000
NS
USD
368000.00000000
0.874408182899
Long
EC
CORP
US
N
1
N
N
N
Lamb Weston Holdings Inc
5493005SMYID1D2OY946
Lamb Weston Holdings Inc
513272104
5000.00000000
NS
USD
363600.00000000
0.863953302451
Long
EC
CORP
US
N
1
N
N
N
NN Group NV
724500OHYNDT9OY6Q215
NN Group NV
000000000
10867.00000000
NS
385420.97000000
0.915802309861
Long
EC
CORP
NL
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
2900.00000000
NS
USD
171651.00000000
0.407861519029
Long
EC
CORP
US
N
1
N
N
N
Hain Celestial Group Inc/The
5493000S8QXWHLIXDP75
Hain Celestial Group Inc/The
405217100
8500.00000000
NS
USD
182537.50000000
0.433729031755
Long
EC
CORP
US
N
1
N
N
N
Watts Water Technologies Inc
549300REJOO94ERQN318
Watts Water Technologies Inc
942749102
12000.00000000
NS
USD
1124760.00000000
2.672552575537
Long
EC
CORP
US
N
1
N
N
N
Toyota Motor Corp
5493006W3QUS5LMH6R84
Toyota Motor Corp
892331307
2300.00000000
NS
USD
309327.00000000
0.734994728238
Long
EC
CORP
JP
N
1
N
N
N
Conagra Brands Inc
54930035UDEIH090K650
Conagra Brands Inc
205887102
48300.00000000
NS
USD
1481844.00000000
3.521023150489
Long
EC
CORP
US
N
1
N
N
N
Parker-Hannifin Corp
5493002CONDB4N2HKI23
Parker-Hannifin Corp
701094104
650.00000000
NS
USD
117396.50000000
0.278946902836
Long
EC
CORP
US
N
1
N
N
N
Energizer Holdings Inc
5493000D6NN0V57UME20
Energizer Holdings Inc
29272W109
5000.00000000
NS
USD
217900.00000000
0.517754193080
Long
EC
CORP
US
N
1
N
N
N
Sony Corp
529900R5WX9N2OI2N910
Sony Corp
835699307
24550.00000000
NS
USD
1451641.50000000
3.449258712598
Long
EC
CORP
JP
N
1
N
N
N
Liberty Global PLC
549300BSGXG3QLIQYT84
Liberty Global PLC
000000000
18000.00000000
NS
USD
428220.00000000
1.017497478481
Long
EC
CORP
GB
N
1
N
N
N
Tenneco Inc
549300U0EXXFAQFAD785
Tenneco Inc
880349105
12900.00000000
NS
USD
161508.00000000
0.383760643488
Long
EC
CORP
US
N
1
N
N
N
Daimler AG
529900R27DL06UVNT076
Daimler AG
000000000
4500.00000000
NS
223756.64000000
0.531670209222
Long
EC
CORP
DE
N
1
N
N
N
Maple Leaf Foods Inc
549300LX07S5J8F76F37
Maple Leaf Foods Inc
564905107
3000.00000000
NS
67298.18000000
0.159907824147
Long
EC
CORP
CA
N
1
N
N
N
Hang Lung Group Ltd
529900V2T2EPOQYH0981
Hang Lung Group Ltd
000000000
109000.00000000
NS
271467.39000000
0.645036160886
Long
EC
CORP
HK
N
1
N
N
N
Vodafone Group PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
92857W308
27800.00000000
NS
USD
553498.00000000
1.315171685919
Long
EC
CORP
GB
N
1
N
N
N
2019-11-20
Gabelli ESG Fund, Inc.
John C. Ball
John C. Ball
Treasurer