UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22026
The Gabelli ESG Fund, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: March 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge
Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli ESG Fund Inc. |
Report Date: 07/01/2021 1 |
Investment Company Report | ||||||||||||||
DAIMLER AG | ||||||||||||||
Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Jul-2020 | ||||||||||||
ISIN | DE0007100000 | Agenda | 712846407 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
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CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
2 | ALLOCATION OF DISTRIBUTABLE PROFIT: IN THE EVENT THAT THE COMPANY DIRECTLY OR INDIRECTLY HOLDS ANY TREASURY SHARES AT THE DATE OF THE ANNUAL MEETING, THAT ARE NOT ENTITLED TO A DIVIDEND PURSUANT TO SECTION 71B OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ), IT IS RECOMMENDED TO THE ANNUAL MEETING THAT WITH AN UNCHANGED DIVIDEND OF EUR 0.90 PER NO-PAR VALUE SHARE ENTITLED TO DIVIDENDS THE PORTION OF THE DISTRIBUTABLE PROFIT ATTRIBUTABLE TO NO-PAR VALUE SHARES NOT ENTITLED TO DIVIDENDS SHALL BE TRANSFERRED TO RETAINED EARNINGS | Management | No Action | |||||||||||
3 | RATIFICATION OF BOARD OF MANAGEMENT MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR | Management | No Action | |||||||||||
4 | RATIFICATION OF SUPERVISORY BOARD MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR | Management | No Action | |||||||||||
5.A | APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: 2020 FINANCIAL YEAR INCLUDING INTERIM FINANCIAL REPORTS: BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS), THE SUPERVISORY BOARD PROPOSES THAT KPMG AG WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN, BE APPOINTED AS THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS, THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR FOR THE REVIEW OF THE INTERIM FINANCIAL REPORTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
5.B | APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: INTERIM FINANCIAL REPORTS FOR THE 2021 FINANCIAL YEAR UNTIL ANNUAL MEETING 2021: BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS), THE SUPERVISORY BOARD PROPOSES THAT KPMG AG | Management | No Action | |||||||||||
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN, BE APPOINTED AS THE AUDITOR FOR THE REVIEW OF THE INTERIM FINANCIAL REPORTS FOR THE 2021 FINANCIAL YEAR IN THE PERIOD UNTIL THE NEXT ANNUAL MEETING OF THE SHAREHOLDERS IN THE 2021 FINANCIAL YEAR | ||||||||||||||
6 | APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | No Action | |||||||||||
7 | ELECTION OF TIMOTHEUS HOETTGES TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
8 | AUTHORIZATION TO ACQUIRE AND USE OWN SHARES AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management | No Action | |||||||||||
9 | AUTHORIZATION TO USE DERIVATIVE FINANCIAL INSTRUMENTS IN THE CONTEXT OF ACQUIRING OWN SHARES AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management | No Action | |||||||||||
10 | AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION RIGHTS; CREATION OF CONDITIONAL CAPITAL 2020 AND AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
11.A | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A AND NEW SECTION 5 TO ARTICLE 13: AMENDMENT BY NEW ARTICLE 11A (ANNUAL MEETING - VIDEO AND AUDIO TRANSMISSION) | Management | No Action | |||||||||||
11.B | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A AND NEW SECTION 5 TO ARTICLE 13: AMENDMENT BY NEW SECTION 5 TO ARTICLE 13 (ANNUAL MEETING - ELECTRONIC PARTICIPATION OF SHAREHOLDERS) | Management | No Action | |||||||||||
12.A | AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF INCORPORATION (ANNUAL MEETING - RESOLUTION): DELETION OF ARTICLE 16 SEC. 2 | Management | No Action | |||||||||||
12.B | AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF INCORPORATION (ANNUAL MEETING - RESOLUTION): AMENDMENT AND REVISION OF ARTICLE 16 SEC. 1 | Management | No Action | |||||||||||
13 | APPROVAL OF THE CONCLUSION OF A PROFIT TRANSFER AGREEMENT BETWEEN DAIMLER AG AND MERCEDES-BENZ BANK AG | Management | No Action | |||||||||||
BIOHITECH GLOBAL, INC. | ||||||||||||||
Security | 09074B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHTG | Meeting Date | 23-Jul-2020 | |||||||||||
ISIN | US09074B1070 | Agenda | 935219281 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1) | DIRECTOR | Management | ||||||||||||
1 | Frank E. Celli | For | For | |||||||||||
2 | James D. Chambers | For | For | |||||||||||
3 | Tony Fuller | For | For | |||||||||||
4 | Robert A. Graham | For | For | |||||||||||
5 | Harriet Hentges | For | For | |||||||||||
6 | Douglas M. VanOort | For | For | |||||||||||
2) | To approve an amendment to our 2015 Equity Incentive Plan to increase the number of shares authorized for issuance thereunder by 500,000 shares. | Management | For | For | ||||||||||
3) | To approve an amendment to our 2017 Equity Incentive Plan to increase the number of shares authorized for issuance thereunder by 500,000 shares. | Management | For | For | ||||||||||
4) | To conduct an advisory vote on the compensation of the Company's Named Executive Officers. | Management | Abstain | Against | ||||||||||
5) | To conduct an advisory vote on the frequency of future advisory votes on the compensation of the Company's Named Executive Officers. | Management | Abstain | Against | ||||||||||
6) | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
VODAFONE GROUP PLC | ||||||||||||||
Security | 92857W308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
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1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||||
2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||||
3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||||
4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
10. | To re-elect Renee James as a Director | Management | Against | Against | ||||||||||
11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||||
13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||||
14. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||||
16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||||
17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||||
18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||||
19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||||
20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||||
21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||||
22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||||
23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||||
24. | To authorise political donations and expenditure. | Management | For | For | ||||||||||
25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||||
26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||||
KINNEVIK AB | ||||||||||||||
Security | W5139V265 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||||
ISIN | SE0013256682 | Agenda | 712941841 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
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CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
Security | 459506101 | Meeting Type | Special | |||||||||||
Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | |||||||||||
ISIN | US4595061015 | Agenda | 935255566 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
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1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | ||||||||||
2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. | Management | For | For | ||||||||||
CONAGRA BRANDS, INC. | ||||||||||||||
Security | 205887102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAG | Meeting Date | 23-Sep-2020 | |||||||||||
ISIN | US2058871029 | Agenda | 935259374 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Anil Arora | Management | For | For | ||||||||||
1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||||
1D. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||||
1E. | Election of Director: Rajive Johri | Management | For | For | ||||||||||
1F. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||||
1G. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
1H. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
1I. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||||
1J. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory approval of our named executive officer compensation. | Management | For | For | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 12-Oct-2020 | |||||||||||
ISIN | US9047677045 | Agenda | 935265125 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
C1. | To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details. | Management | For | |||||||||||
G1. | To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company's articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular. | Management | For | |||||||||||
PARKER-HANNIFIN CORPORATION | ||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PH | Meeting Date | 28-Oct-2020 | |||||||||||
ISIN | US7010941042 | Agenda | 935278487 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Lee C. Banks | Management | For | For | ||||||||||
1B. | Election of Director: Robert G. Bohn | Management | For | For | ||||||||||
1C. | Election of Director: Linda A. Harty | Management | For | For | ||||||||||
1D. | Election of Director: Kevin A. Lobo | Management | For | For | ||||||||||
1E. | Election of Director: Candy M. Obourn | Management | For | For | ||||||||||
1F. | Election of Director: Joseph Scaminace | Management | For | For | ||||||||||
1G. | Election of Director: Åke Svensson | Management | For | For | ||||||||||
1H. | Election of Director: Laura K. Thompson | Management | For | For | ||||||||||
1I. | Election of Director: James R. Verrier | Management | For | For | ||||||||||
1J. | Election of Director: James L. Wainscott | Management | For | For | ||||||||||
1K. | Election of Director: Thomas L. Williams | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | Against | Against | ||||||||||
THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
Security | 405217100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | |||||||||||
ISIN | US4052171000 | Agenda | 935283630 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1c. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
1e. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
1f. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
1g. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
1h. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||||
ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||||
1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||||
1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Against | Against | ||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | ||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US17275R1023 | Agenda | 935287498 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
1b. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||
1c. | Election of Director: Michael D. Capellas | Management | For | For | ||||||||||
1d. | Election of Director: Mark Garrett | Management | For | For | ||||||||||
1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||||||||
1f. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
1g. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||||
1h. | Election of Director: Arun Sarin | Management | For | For | ||||||||||
1i. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||||
1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | ||||||||||
2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | ||||||||||
3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
5. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | Against | Against | ||||||||||
6. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||||||||||
MEDTRONIC PLC | ||||||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | |||||||||||
ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Richard H. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Craig Arnold | Management | For | For | ||||||||||
1C. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||||
1E. | Election of Director: Randall J. Hogan, III | Management | For | For | ||||||||||
1F. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||||
1G. | Election of Director: James T. Lenehan | Management | For | For | ||||||||||
1H. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||||
1I. | Election of Director: Geoffrey S. Martha | Management | For | For | ||||||||||
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||||
1K. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||||
1L. | Election of Director: Kendall J. Powell | Management | For | For | ||||||||||
2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | Against | Against | ||||||||||
3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | Against | Against | ||||||||||
4. | To renew the Board's authority to issue shares. | Management | For | For | ||||||||||
5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For | ||||||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||||
JACOBS ENGINEERING GROUP INC. | ||||||||||||||
Security | 469814107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | J | Meeting Date | 26-Jan-2021 | |||||||||||
ISIN | US4698141078 | Agenda | 935315057 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Steven J. Demetriou | Management | For | For | ||||||||||
1B. | Election of Director: Christopher M.T. Thompson | Management | For | For | ||||||||||
1C. | Election of Director: General Vincent K. Brooks | Management | For | For | ||||||||||
1D. | Election of Director: Robert C. Davidson, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: General Ralph E. Eberhart | Management | For | For | ||||||||||
1F. | Election of Director: Manny Fernandez | Management | For | For | ||||||||||
1G. | Election of Director: Georgette D. Kiser | Management | For | For | ||||||||||
1H. | Election of Director: Linda Fayne Levinson | Management | For | For | ||||||||||
II. | Election of Director: Barbara L. Loughran | Management | For | For | ||||||||||
IJ. | Election of Director: Robert A. McNamara | Management | For | For | ||||||||||
1K. | Election of Director: Peter J. Robertson | Management | For | For | ||||||||||
2. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | Against | Against | ||||||||||
BECTON, DICKINSON AND COMPANY | ||||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 | |||||||||||
ISIN | US0758871091 | Agenda | 935316845 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||||
1B. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||||||
1C. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||||
1D. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||||
1F. | Election of Director: Christopher Jones | Management | For | For | ||||||||||
1G. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||||
1H. | Election of Director: David F. Melcher | Management | For | For | ||||||||||
1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||||||
1J. | Election of Director: Claire Pomeroy | Management | For | For | ||||||||||
1K. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||||||
1L. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||
1M. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||||
2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||||
ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
SIEMENS AG | ||||||||||||||
Security | 826197501 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIEGY | Meeting Date | 03-Feb-2021 | |||||||||||
ISIN | US8261975010 | Agenda | 935325490 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2. | Appropriation of net income | Management | For | For | ||||||||||
3A. | Ratification of the acts of the Managing Board: Joe Kaeser | Management | For | For | ||||||||||
3B. | Ratification of the acts of the Managing Board: Roland Busch | Management | For | For | ||||||||||
3C. | Ratification of the acts of the Managing Board: Lisa Davis (until February 29, 2020) | Management | For | For | ||||||||||
3D | Ratification of the acts of the Managing Board: Klaus Helmrich | Management | For | For | ||||||||||
3E | Ratification of the acts of the Managing Board: Janina Kugel (until January 31, 2020) | Management | For | For | ||||||||||
3F | Ratification of the acts of the Managing Board: Cedrik Neike | Management | For | For | ||||||||||
3G | Ratification of the acts of the Managing Board: Michael Sen (until March 31, 2020) | Management | For | For | ||||||||||
3H | Ratification of the acts of the Managing Board: Ralf P. Thomas | Management | For | For | ||||||||||
4A | Ratification of the acts of the Supervisory Board: Jim Hagemann Snabe | Management | For | For | ||||||||||
4B | Ratification of the acts of the Supervisory Board: Birgit Steinborn | Management | For | For | ||||||||||
4C | Ratification of the acts of the Supervisory Board: Werner Wenning | Management | For | For | ||||||||||
4D | Ratification of the acts of the Supervisory Board: Werner Brandt | Management | For | For | ||||||||||
4E | Ratification of the acts of the Supervisory Board: Michael Diekmann | Management | For | For | ||||||||||
4F | Ratification of the acts of the Supervisory Board: Andrea Fehrmann | Management | For | For | ||||||||||
4G | Ratification of the acts of the Supervisory Board: Bettina Haller | Management | For | For | ||||||||||
4H | Ratification of the acts of the Supervisory Board: Robert Kensbock (until September 25, 2020) | Management | For | For | ||||||||||
4I | Ratification of the acts of the Supervisory Board: Harald Kern | Management | For | For | ||||||||||
4J | Ratification of the acts of the Supervisory Board: Jürgen Kerner | Management | For | For | ||||||||||
4K | Ratification of the acts of the Supervisory Board: Nicola Leibinger-Kammüller | Management | For | For | ||||||||||
4L | Ratification of the acts of the Supervisory Board: Benoît Potier | Management | For | For | ||||||||||
4M | Ratification of the acts of the Supervisory Board: Hagen Reimer | Management | For | For | ||||||||||
4N | Ratification of the acts of the Supervisory Board: Norbert Reithofer | Management | For | For | ||||||||||
4O | Ratification of the acts of the Supervisory Board: Baroness Nemat Shafik | Management | For | For | ||||||||||
4P | Ratification of the acts of the Supervisory Board: Nathalie von Siemens | Management | For | For | ||||||||||
4Q | Ratification of the acts of the Supervisory Board: Michael Sigmund | Management | For | For | ||||||||||
4R | Ratification of the acts of the Supervisory Board: Dorothea Simon | Management | For | For | ||||||||||
4S | Ratification of the acts of the Supervisory Board: Matthias Zachert | Management | For | For | ||||||||||
4T | Ratification of the acts of the Supervisory Board: Gunnar Zukunft | Management | For | For | ||||||||||
5. | Appointment of independent auditors | Management | For | For | ||||||||||
6A. | Election of member to the Supervisory Board: Grazia Vittadini | Management | For | For | ||||||||||
6B. | Election of member to the Supervisory Board: Kasper Rørsted | Management | For | For | ||||||||||
6C. | Election of member to the Supervisory Board: Jim Hagemann Snabe | Management | For | For | ||||||||||
7. | Compensation of the Supervisory Board | Management | For | For | ||||||||||
8. | Creation of an Authorized Capital 2021 | Management | For | For | ||||||||||
9. | Amendment of the Profit-and-Loss Transfer Agreement with Siemens Bank GmbH | Management | For | For | ||||||||||
10. | Upon request of the "Verein von Belegschaftsaktionaren in der Siemens AG, e.V.", Munich: Amendment to the Articles of Association of Siemens AG | Management | For | Against | ||||||||||
SIEMENS AG | ||||||||||||||
Security | 826197501 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIEGY | Meeting Date | 03-Feb-2021 | |||||||||||
ISIN | US8261975010 | Agenda | 935327191 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2. | Appropriation of net income | Management | For | For | ||||||||||
3A. | Ratification of the acts of the Managing Board: Joe Kaeser | Management | For | For | ||||||||||
3B. | Ratification of the acts of the Managing Board: Roland Busch | Management | For | For | ||||||||||
3C. | Ratification of the acts of the Managing Board: Lisa Davis (until February 29, 2020) | Management | For | For | ||||||||||
3D | Ratification of the acts of the Managing Board: Klaus Helmrich | Management | For | For | ||||||||||
3E | Ratification of the acts of the Managing Board: Janina Kugel (until January 31, 2020) | Management | For | For | ||||||||||
3F | Ratification of the acts of the Managing Board: Cedrik Neike | Management | For | For | ||||||||||
3G | Ratification of the acts of the Managing Board: Michael Sen (until March 31, 2020) | Management | For | For | ||||||||||
3H | Ratification of the acts of the Managing Board: Ralf P. Thomas | Management | For | For | ||||||||||
4A | Ratification of the acts of the Supervisory Board: Jim Hagemann Snabe | Management | For | For | ||||||||||
4B | Ratification of the acts of the Supervisory Board: Birgit Steinborn | Management | For | For | ||||||||||
4C | Ratification of the acts of the Supervisory Board: Werner Wenning | Management | For | For | ||||||||||
4D | Ratification of the acts of the Supervisory Board: Werner Brandt | Management | For | For | ||||||||||
4E | Ratification of the acts of the Supervisory Board: Michael Diekmann | Management | For | For | ||||||||||
4F | Ratification of the acts of the Supervisory Board: Andrea Fehrmann | Management | For | For | ||||||||||
4G | Ratification of the acts of the Supervisory Board: Bettina Haller | Management | For | For | ||||||||||
4H | Ratification of the acts of the Supervisory Board: Robert Kensbock (until September 25, 2020) | Management | For | For | ||||||||||
4I | Ratification of the acts of the Supervisory Board: Harald Kern | Management | For | For | ||||||||||
4J | Ratification of the acts of the Supervisory Board: Jürgen Kerner | Management | For | For | ||||||||||
4K | Ratification of the acts of the Supervisory Board: Nicola Leibinger-Kammüller | Management | For | For | ||||||||||
4L | Ratification of the acts of the Supervisory Board: Benoît Potier | Management | For | For | ||||||||||
4M | Ratification of the acts of the Supervisory Board: Hagen Reimer | Management | For | For | ||||||||||
4N | Ratification of the acts of the Supervisory Board: Norbert Reithofer | Management | For | For | ||||||||||
4O | Ratification of the acts of the Supervisory Board: Baroness Nemat Shafik | Management | For | For | ||||||||||
4P | Ratification of the acts of the Supervisory Board: Nathalie von Siemens | Management | For | For | ||||||||||
4Q | Ratification of the acts of the Supervisory Board: Michael Sigmund | Management | For | For | ||||||||||
4R | Ratification of the acts of the Supervisory Board: Dorothea Simon | Management | For | For | ||||||||||
4S | Ratification of the acts of the Supervisory Board: Matthias Zachert | Management | For | For | ||||||||||
4T | Ratification of the acts of the Supervisory Board: Gunnar Zukunft | Management | For | For | ||||||||||
5. | Appointment of independent auditors | Management | For | For | ||||||||||
6A. | Election of member to the Supervisory Board: Grazia Vittadini | Management | For | For | ||||||||||
6B. | Election of member to the Supervisory Board: Kasper Rørsted | Management | For | For | ||||||||||
6C. | Election of member to the Supervisory Board: Jim Hagemann Snabe | Management | For | For | ||||||||||
7. | Compensation of the Supervisory Board | Management | For | For | ||||||||||
8. | Creation of an Authorized Capital 2021 | Management | For | For | ||||||||||
9. | Amendment of the Profit-and-Loss Transfer Agreement with Siemens Bank GmbH | Management | For | For | ||||||||||
10. | Upon request of the "Verein von Belegschaftsaktionaren in der Siemens AG, e.V.", Munich: Amendment to the Articles of Association of Siemens AG | Management | For | Against | ||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEN | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US3546131018 | Agenda | 935320034 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Mariann Byerwalter | Management | For | For | ||||||||||
1B. | Election of Director: Alexander S. Friedman | Management | For | For | ||||||||||
1C. | Election of Director: Gregory E. Johnson | Management | For | For | ||||||||||
1D. | Election of Director: Jennifer M. Johnson | Management | For | For | ||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: John Y. Kim | Management | For | For | ||||||||||
1G. | Election of Director: Anthony J. Noto | Management | For | For | ||||||||||
1H. | Election of Director: John W. Thiel | Management | For | For | ||||||||||
1I. | Election of Director: Seth H. Waugh | Management | For | For | ||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment and restatement of the Franklin Resources, Inc. 2002 Universal Stock Incentive Plan. | Management | Against | Against | ||||||||||
EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||
Security | 30057T105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AQUA | Meeting Date | 16-Feb-2021 | |||||||||||
ISIN | US30057T1051 | Agenda | 935320882 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary A. Cappeline | For | For | |||||||||||
2 | Lisa Glatch | For | For | |||||||||||
3 | Brian R. Hoesterey | For | For | |||||||||||
4 | Vinay Kumar | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers; and | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||||
1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||||
1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||||
1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||||
1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||||
1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||||
1G. | Election of Director: Simone Menne | Management | For | For | ||||||||||
1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||||
1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||||
1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||||
1K. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1L. | Election of Director: John D. Young | Management | For | For | ||||||||||
2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | ||||||||||
7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||
8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
IHS MARKIT LTD | ||||||||||||||
Security | G47567105 | Meeting Type | Special | |||||||||||
Ticker Symbol | INFO | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | BMG475671050 | Agenda | 935329462 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | For | For | ||||||||||
2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | For | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Special | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | US78409V1044 | Agenda | 935329816 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Approval of the S&P Global Share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | Management | For | For | ||||||||||
AGILENT TECHNOLOGIES, INC. | ||||||||||||||
Security | 00846U101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | A | Meeting Date | 17-Mar-2021 | |||||||||||
ISIN | US00846U1016 | Agenda | 935330085 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Mala Anand | Management | For | For | ||||||||||
1.2 | Election of Director: Koh Boon Hwee | Management | For | For | ||||||||||
1.3 | Election of Director: Michael R. McMullen | Management | For | For | ||||||||||
1.4 | Election of Director: Daniel K. Podolsky, M.D. | Management | Against | Against | ||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | Against | Against | ||||||||||
3. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | Against | Against | ||||||||||
ABB LTD | ||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABB | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US0003752047 | Agenda | 935341735 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2020. | Management | For | For | ||||||||||
2. | Consultative vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
3. | Discharge of the Board of Directors and the persons entrusted with management. | Management | For | For | ||||||||||
4. | Appropriation of earnings. | Management | For | For | ||||||||||
5. | Capital reduction through cancellation of shares repurchased under the share buyback program. | Management | For | For | ||||||||||
6. | Renewal of authorized share capital. | Management | For | For | ||||||||||
7A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
7B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | ||||||||||
8A. | Election of Gunnar Brock as Director | Management | For | For | ||||||||||
8B. | Election of David Constable as Director | Management | For | For | ||||||||||
8C. | Election of Frederico Fleury Curado as Director | Management | For | For | ||||||||||
8D. | Election of Lars Förberg as Director | Management | Against | Against | ||||||||||
8E. | Election of Jennifer Xin-Zhe Li as Director | Management | For | For | ||||||||||
8F. | Election of Geraldine Matchett as Director | Management | For | For | ||||||||||
8G. | Election of David Meline as Director | Management | For | For | ||||||||||
8H. | Election of Satish Pai as Director | Management | For | For | ||||||||||
8I. | Election of Jacob Wallenberg as Director | Management | Against | Against | ||||||||||
8J. | Election of Peter Voser as Director and Chairman | Management | For | For | ||||||||||
9A. | Election of member to the Compensation Committee: David Constable | Management | For | For | ||||||||||
9B. | Election of member to the Compensation Committee: Frederico Fleury Curado | Management | For | For | ||||||||||
9C. | Election of member to the Compensation Committee: Jennifer Xin-Zhe Li | Management | For | For | ||||||||||
10. | Election of the independent proxy, Dr. Hans Zehnder. | Management | For | For | ||||||||||
11. | Election of the auditors, KPMG AG. | Management | For | For | ||||||||||
12. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | Against | Against | ||||||||||
VIVENDI SE | ||||||||||||||
Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||||
ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||||
2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
DAIMLER AG | ||||||||||||||
Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
ISIN | DE0007100000 | Agenda | 713616324 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.35 PER SHARE | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
5.2 | RATIFY KPMG AG AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
5.3 | RATIFY KPMG AG AS AUDITORS OF THE FINAL BALANCE SHEETS REQUIRED UNDER THE GERMAN REORGANIZATION ACT | Management | No Action | |||||||||||
6.1 | ELECT ELIZABETH CENTONI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT BEN VAN BEURDEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | ELECT MARTIN BRUDERMUELLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
8 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
9 | AMEND ARTICLES RE: PLACE OF JURISDICTION | Management | No Action | |||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CMMT | 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
Security | 42824C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US42824C1099 | Agenda | 935339045 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||||
1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||||
2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||||
3. | Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
BANCO BILBAO VIZCAYA ARGENTARIA SA | ||||||||||||||
Security | E11805103 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Apr-2021 | ||||||||||||
ISIN | ES0113211835 | Agenda | 713706933 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORTS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
1.2 | APPROVAL OF THE NON FINANCIAL INFORMATION STATEMENT OF BBVA, S.A. AND THAT OF ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
1.3 | APPROVAL OF THE APPLICATION OF THE RESULTS OF THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
1.4 | APPROVAL OF THE CORPORATE MANAGEMENT DURING THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
2.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MIGUEL ANDRES TORRECILLAS | Management | No Action | |||||||||||
2.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAIME FELIX CARUANA LACORTE | Management | No Action | |||||||||||
2.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. BELEN GARIJO LOPEZ | Management | No Action | |||||||||||
2.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JOSE MALDONADO RAMOS | Management | No Action | |||||||||||
2.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MRS. ANA CRISTINA PERALTA MORENO | Management | No Action | |||||||||||
2.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JUAN PI LLORENS | Management | No Action | |||||||||||
2.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. JAN PAUL MARIE FRANCIS VERPLANCKE | Management | No Action | |||||||||||
3 | APPROVAL OF A DISTRIBUTION OF EUR 0.059 PER SHARE CHARGED TO THE SHARE PREMIUM ACCOUNT | Management | No Action | |||||||||||
4 | APPROVAL OF A DISTRIBUTION CHARGED TO THE BANK'S DISTRIBUTABLE ITEMS FOR A MAXIMUM AMOUNT EQUIVALENT TO 35PCT OF THE CONSOLIDATED PROFIT CORRESPONDING TO THE FIRST HALF OF 2021, EXCLUDING AMOUNTS AND EXTRAORDINARY ITEMS, SUBJECT TO CERTAIN CONDITIONS AND LIMITATIONS | Management | No Action | |||||||||||
5 | DELEGATION TO THE BOARD OF DIRECTORS, WITH EXPRESS SUB DELEGATION POWERS, OF THE POWER TO ISSUE SECURITIES EVENTUALLY CONVERTIBLE INTO COMPANY SHARES (COCOS), FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT OF EUR 8,000,000,000 DELEGATING IN TURN THE POWER TO EXCLUDE THE PRE EMPTIVE SUBSCRIPTION RIGHT IN SAID SECURITIES ISSUES, AS WELL AS THE POWER TO INCREASE THE SHARE CAPITAL BY THE NECESSARY AMOUNT AND TO MODIFY THE CORRESPONDING ARTICLE OF THE COMPANY BYLAWS | Management | No Action | |||||||||||
6 | APPROVAL OF THE REDUCTION OF THE BANK'S SHARE CAPITAL UP TO A MAXIMUM AMOUNT CORRESPONDING TO 10PCT OF THE SAME ON THE DATE OF THE AGREEMENT, THROUGH THE AMORTIZATION OF TREASURY SHARES THAT HAVE BEEN ACQUIRED THROUGH ANY MECHANISM WITH THE AIM OF BEING AMORTIZED, DELEGATING TO THE BOARD OF DIRECTORS THE POSSIBILITY OF EXECUTING THE REDUCTION ONE OR MORE TIMES | Management | No Action | |||||||||||
7 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS OF BBVA, S.A., AND THE MAXIMUM NUMBER OF SHARES TO BE DELIVERED, AS THE CASE MAY BE, AS A RESULT OF ITS EXECUTION | Management | No Action | |||||||||||
8 | APPROVAL OF A MAXIMUM LEVEL OF VARIABLE REMUNERATION OF UP TO 200PCT OF THE FIXED COMPONENT OF TOTAL REMUNERATION FOR A SPECIFIC GROUP OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES SIGNIFICANTLY AFFECT THE GROUP'S RISK PROFILE | Management | No Action | |||||||||||
9 | RE ELECTION OF THE ACCOUNT AUDITORS OF BBVA, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2021: KPMG AUDITORES | Management | No Action | |||||||||||
10 | MODIFICATION OF ARTICLE 21 (FORM AND CONTENT OF THE CALL) OF THE BYLAWS OF BBVA, S.A | Management | No Action | |||||||||||
11 | MODIFICATION OF ARTICLE 5 (PUBLICATION OF THE CALL) OF THE REGULATIONS OF THE GENERAL MEETING OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management | No Action | |||||||||||
12 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH THE POWER OF SUBSTITUTION, TO FORMALIZE, CORRECT, INTERPRET AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING | Management | No Action | |||||||||||
13 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF THE DIRECTORS OF BBVA, S.A | Management | No Action | |||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.- FURTHER TO CHANGE IN RECORD DATE FROM 14 APR 2021 TO 15 APR 2021 AND-MODIFICATION OF TEXT IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US1912161007 | Agenda | 935342547 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
1C. | Election of Director: Ana Botín | Management | For | For | ||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1H. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||
1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1J. | Election of Director: James Quincey | Management | For | For | ||||||||||
1K. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
1L. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | Against | Against | ||||||||||
4. | Shareowner proposal on sugar and public health. | Shareholder | For | Against | ||||||||||
ING GROUP NV | ||||||||||||||
Security | N4578E595 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2021 | ||||||||||||
ISIN | NL0011821202 | Agenda | 713687068 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
2a. | REPORT OF THE EXECUTIVE BOARD FOR 2020 | Non-Voting | ||||||||||||
2b. | SUSTAINABILITY | Non-Voting | ||||||||||||
2c. | REPORT OF THE SUPERVISORY BOARD FOR 2020 | Non-Voting | ||||||||||||
2d. | REMUNERATION REPORT FOR 2020 | Management | No Action | |||||||||||
2e. | FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR 2020 | Management | No Action | |||||||||||
3a. | PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | ||||||||||||
3b. | DIVIDEND FOR 2020: EUR 0.12 PER SHARE | Management | No Action | |||||||||||
4a. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
4b. | DISCHARGE OF THE MEMBERS AND FORMER MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 | Management | No Action | |||||||||||
5. | VARIABLE REMUNERATION CAP FOR SELECTED GLOBAL STAFF | Management | No Action | |||||||||||
6. | AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
7a. | COMPOSITION OF THE EXECUTIVE BOARD: REAPPOINTMENT OF STEVEN VAN RIJSWIJK | Management | No Action | |||||||||||
7b. | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF LJILJANA CORTAN | Management | No Action | |||||||||||
8a. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF HANS WIJERS | Management | No Action | |||||||||||
8b. | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MARGARETE HAASE | Management | No Action | |||||||||||
8c. | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF LODEWIJK HIJMANS VAN DEN BERGH | Management | No Action | |||||||||||
9a. | AUTHORISATION TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
9b. | AUTHORISATION TO ISSUE ORDINARY SHARES, WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
10. | AUTHORISATION TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL | Management | No Action | |||||||||||
CMMT | 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 30 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT,- MODIFICATION OF TEXT IN RESOLUTION 3b. AND CHANGE IN NUMBERING OF ALL-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US6934751057 | Agenda | 935343208 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
1E. | Election of Director: David L. Cohen | Management | For | For | ||||||||||
1F. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
1G. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
1H. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
1I. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
1J. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
1K. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | ||||||||||
International Business Machines Corporation | ||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US4592001014 | Agenda | 935346949 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | ||||||||||
1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | ||||||||||
1C. | Election of Director for one year term: David N. Farr | Management | For | For | ||||||||||
1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | ||||||||||
1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | ||||||||||
1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | ||||||||||
1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | ||||||||||
1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | ||||||||||
1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | ||||||||||
1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | ||||||||||
1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | ||||||||||
1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Against | Against | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | Against | Against | ||||||||||
4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | For | Against | ||||||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | For | Against | ||||||||||
6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | For | For | ||||||||||
NATWEST GROUP PLC | ||||||||||||||
Security | G6422B105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
ISIN | GB00B7T77214 | Agenda | 713722759 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
4 | RE-ELECT HOWARD DAVIES AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT ALISON ROSE-SLADE AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT KATIE MURRAY AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT FRANK DANGEARD AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT PATRICK FLYNN AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT MORTEN FRIIS AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT ROBERT GILLESPIE AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT YASMIN JETHA AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||
14 | RE-ELECT LENA WILSON AS DIRECTOR | Management | For | For | ||||||||||
15 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
20 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
22 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
23 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
25 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
26 | AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE SHARES | Management | For | For | ||||||||||
27 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
28 | AUTHORISE BOARD TO OFFER SCRIP DIVIDEND | Management | For | For | ||||||||||
CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CIGNA CORPORATION | ||||||||||||||
Security | 125523100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CI | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US1255231003 | Agenda | 935350772 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||||
1C. | Election of Director: Eric J. Foss | Management | For | For | ||||||||||
1D. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | For | For | ||||||||||
1E. | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: George Kurian | Management | For | For | ||||||||||
1G. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
1H. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | ||||||||||
1I. | Election of Director: John M. Partridge | Management | For | For | ||||||||||
1J. | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||||
1K. | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||
1L. | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||
2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||||
3. | Approval of the Amended and Restated Cigna Long- Term Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2021. | Management | Against | Against | ||||||||||
5. | Shareholder proposal - Shareholder right to act by written consent. | Shareholder | For | Against | ||||||||||
6. | Shareholder proposal - Gender pay gap report. | Shareholder | For | Against | ||||||||||
7. | Shareholder proposal - Board ideology disclosure policy. | Shareholder | Against | For | ||||||||||
HCA HEALTHCARE, INC. | ||||||||||||||
Security | 40412C101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HCA | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US40412C1018 | Agenda | 935354237 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||
1B. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||||||
1C. | Election of Director: Meg G. Crofton | Management | For | For | ||||||||||
1D. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||||
1E. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||||
1F. | Election of Director: William R. Frist | Management | For | For | ||||||||||
1G. | Election of Director: Charles O. Holliday, Jr | Management | For | For | ||||||||||
1H. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||
1I. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shareholder | For | Against | ||||||||||
DANONE SA | ||||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | FR0000120644 | Agenda | 713755657 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100917-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN | Non-Voting | ||||||||||||
NUMBERING OF ALL RESOLUTIONS AND CHANGE IN TEXT OF COMMENT AND RECEIPT OF-UPDATED BALO. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541236, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS | ||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535348 DUE-TO RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND 28. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.94 EUROS PER SHARE | Management | No Action | |||||||||||
4 | RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO BARILLA AS DIRECTOR | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2 OF ARTICLE 15-II OF THE BY-LAWS | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | No Action | |||||||||||
8 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR, AS A REPLACEMENT FOR MR. GREGG L. ENGLES, WHO RESIGNED | Management | No Action | |||||||||||
9 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH THE SICAV DANONE COMMUNITIES | Management | No Action | |||||||||||
10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
12 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS | Management | No Action | |||||||||||
14 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | No Action | |||||||||||
16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||||
18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN CASE OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||||
19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSTITUTED OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | No Action | |||||||||||
22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR FOR TRANSFERS OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||||
24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
26 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
27 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS ON AN INTERIM BASIS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
28 | APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL HIS DEPARTURE | Management | No Action | |||||||||||
KINNEVIK AB | ||||||||||||||
Security | W5139V596 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
ISIN | SE0014684528 | Agenda | 713794039 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540141 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES: RAMSAY-BRUFER, REPRESENTING ALECTA, AND JOHN HERNANDER, REPRESENTING NORDEA FONDER | Non-Voting | ||||||||||||
5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: IN LINE WITH KINNEVIK'S SHAREHOLDER REMUNERATION POLICY, THE BOARD OF KINNEVIK DOES NOT PROPOSE AN ORDINARY DIVIDEND FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||||
9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||||
9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||||
9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||||
9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||||
9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||||
9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||||
9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||||
10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SIX (6) MEMBERS | Management | No Action | |||||||||||
12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||||
12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
14 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT JAMES ANDERSON SHALL BE ELECTED AS THE NEW CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 9 | Management | No Action | |||||||||||
15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING. KPMG AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG AB IS ELECTED AS NEW AUDITOR | Management | No Action | |||||||||||
16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A SUBSEQUENT GENERAL MEETING HAS RESOLVED OTHERWISE, THE NOMINATION COMMITTEE SHALL CONSIST OF FIVE (5) MEMBERS, INCLUDING THE CHAIRMAN OF THE BOARD. THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||||
20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||||
20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY | Non-Voting | ||||||||||||
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Lisa W. Hershman | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JHG | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935353285 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To receive the 2020 Annual Report and Accounts. | Management | For | For | ||||||||||
2. | To reappoint Ms. A Davis as a Director. | Management | For | For | ||||||||||
3. | To reappoint Ms. K Desai as a Director. | Management | For | For | ||||||||||
4. | To reappoint Mr. J Diermeier as a Director. | Management | For | For | ||||||||||
5. | To reappoint Mr. K Dolan as a Director. | Management | For | For | ||||||||||
6. | To reappoint Mr. E Flood Jr as a Director. | Management | For | For | ||||||||||
7. | To reappoint Mr. R Gillingwater as a Director. | Management | For | For | ||||||||||
8. | To reappoint Mr. L Kochard as a Director. | Management | For | For | ||||||||||
9. | To reappoint Mr. G Schafer as a Director. | Management | For | For | ||||||||||
10. | To reappoint Ms. A Seymour-Jackson as a Director. | Management | For | For | ||||||||||
11. | To reappoint Mr. R Weil as a Director. | Management | For | For | ||||||||||
12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | ||||||||||
13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | ||||||||||
14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1D. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | Ratification of appointment of independent auditors. | Management | Against | Against | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
CREDIT SUISSE GROUP | ||||||||||||||
Security | 225401108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CS | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US2254011081 | Agenda | 935367929 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A | Consultative vote on the 2020 compensation report. | Management | For | For | ||||||||||
1B | Approval of the 2020 management report, the 2020 parent company financial statements, and the 2020 Group consolidated financial statements. | Management | For | For | ||||||||||
2 | This proposal has been withdrawn | Management | Abstain | |||||||||||
3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves. | Management | For | For | ||||||||||
4 | Increase and extension of the authorized capital. | Management | For | For | ||||||||||
5AA | Election of António Horta-Osório as member and Chairman of the Board of Directors. | Management | For | For | ||||||||||
5AB | Re-election of Iris Bohnet as member of the Board of Director. | Management | For | For | ||||||||||
5AC | Re-election of Christian Gellerstad as member of the Board of Director. | Management | For | For | ||||||||||
5AD | Re-election of Andreas Gottschling as member of the Board of Director. | Management | For | For | ||||||||||
5AE | Re-election of Michael Klein as member of the Board of Director. | Management | For | For | ||||||||||
5AF | Re-election of Shan Li as member of the Board of Director. | Management | For | For | ||||||||||
5AG | Re-election of Seraina Macia as member of the Board of Director. | Management | For | For | ||||||||||
5AH | Re-election of Richard Meddings as member of the Board of Director. | Management | For | For | ||||||||||
5AI | Re-election of Kai S. Nargolwala as member of the Board of Director. | Management | For | For | ||||||||||
5AJ | Re-election of Ana Paula Pessoa as member of the Board of Director. | Management | For | For | ||||||||||
5AK | Re-election of Severin Schwan as member of the Board of Director. | Management | For | For | ||||||||||
5AL | Election of Clare Brady as member of the Board of Director. | Management | For | For | ||||||||||
5AM | Election of Blythe Masters as member of the Board of Director. | Management | For | For | ||||||||||
5BA | Re-election of Iris Bohnet as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BB | Re-election of Christian Gellerstad as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BC | Re-election of Michael Klein as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BD | Re-election of Kai S. Nargolwala as the member of the Compensation Committee. | Management | For | For | ||||||||||
5BE | Election of Blythe Masters as the member of the Compensation Committee. | Management | For | For | ||||||||||
6A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||
6BA | This proposal has been withdrawn | Management | Abstain | |||||||||||
6BB | Fixed compensation. | Management | For | For | ||||||||||
6BC | This proposal has been withdrawn | Management | Abstain | |||||||||||
7A | Election of the independent auditors. | Management | For | For | ||||||||||
7B | Election of the special auditors | Management | For | For | ||||||||||
7C | Election of the independent proxy. | Management | For | For | ||||||||||
8 | Proposals of Shareholders. | Shareholder | Abstain | Against | ||||||||||
9 | Proposals of the Board of Directors. | Management | Against | Against | ||||||||||
ALLY FINANCIAL INC. | ||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALLY | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US02005N1000 | Agenda | 935348070 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||
1B. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||
1C. | Election of Director: Katryn (Trynka) Shineman Blake | Management | For | For | ||||||||||
1D. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||
1E. | Election of Director: William H. Cary | Management | For | For | ||||||||||
1F. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||
1G. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||
1H. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||
1I. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||||
1J. | Election of Director: John J. Stack | Management | For | For | ||||||||||
1K. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||
1L. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of the stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
4. | Approval of the Ally Financial Inc. Incentive Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
5. | Approval of the Ally Financial Inc. Non-Employee Directors Equity Compensation Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
6. | Approval of the Ally Financial Inc. Employee Stock Purchase Plan, amended and restated effective as of May 4, 2021. | Management | For | For | ||||||||||
7. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAX | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0718131099 | Agenda | 935352459 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: José (Joe) Almeida | Management | For | For | ||||||||||
1B. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||
1C. | Election of Director: John D. Forsyth | Management | For | For | ||||||||||
1D. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||
1E. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||
1F. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||||
1G. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||
1H. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||
1I. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||||
1J. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||
1K. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||||
1L. | Election of Director: David S. Wilkes | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Against | Against | ||||||||||
4. | Vote to Approve the Omnibus Plan. | Management | For | For | ||||||||||
5. | Vote to Approve the ESPP Amendment. | Management | For | For | ||||||||||
6. | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | For | Against | ||||||||||
7. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||||
1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Against | For | ||||||||||
ARCOSA, INC. | ||||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||||
1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||||
1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
1B) | Election of Director: Michael W. Bonney | Management | For | For | ||||||||||
1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||||
1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | ||||||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | ||||||||||
6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | ||||||||||
7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US9047677045 | Agenda | 935356659 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
3. | To approve the Directors' Remuneration Policy. | Management | For | For | ||||||||||
4. | To approve the Climate Transition Action Plan. | Management | For | For | ||||||||||
5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||
7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||
15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||
18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
19. | To approve the SHARES Plan. | Management | For | For | ||||||||||
20. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||||
22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
24. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||
25. | To adopt new Articles of Association. | Management | For | For | ||||||||||
26. | To reduce the share premium account. | Management | For | For | ||||||||||
IHS MARKIT LTD | ||||||||||||||
Security | G47567105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INFO | Meeting Date | 05-May-2021 | |||||||||||
ISIN | BMG475671050 | Agenda | 935359679 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Lance Uggla | Management | No Action | |||||||||||
1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | No Action | |||||||||||
1C. | Election of Director: Dinyar S. Devitre | Management | No Action | |||||||||||
1D. | Election of Director: Ruann F. Ernst | Management | No Action | |||||||||||
1E. | Election of Director: Jacques Esculier | Management | No Action | |||||||||||
1F. | Election of Director: Gay Huey Evans | Management | No Action | |||||||||||
1G. | Election of Director: William E. Ford | Management | No Action | |||||||||||
1H. | Election of Director: Nicoletta Giadrossi | Management | No Action | |||||||||||
1I. | Election of Director: Robert P. Kelly | Management | No Action | |||||||||||
1J. | Election of Director: Deborah Doyle McWhinney | Management | No Action | |||||||||||
1K. | Election of Director: Jean-Paul L. Montupet | Management | No Action | |||||||||||
1L. | Election of Director: Deborah K. Orida | Management | No Action | |||||||||||
1M. | Election of Director: James A. Rosenthal | Management | No Action | |||||||||||
2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | No Action | |||||||||||
3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | No Action | |||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
Security | 459506101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | ||||||||||
1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | ||||||||||
1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | ||||||||||
1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | ||||||||||
1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | ||||||||||
1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | ||||||||||
1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | ||||||||||
1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | ||||||||||
1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | ||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | ||||||||||
4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US78409V1044 | Agenda | 935381462 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
1b. | Election of Director: William J. Amelio | Management | For | For | ||||||||||
1c. | Election of Director: William D. Green | Management | For | For | ||||||||||
1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||||
1g. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1i. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Approve, on an advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | Abstain | Against | ||||||||||
5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
ECOLAB INC. | ||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ECL | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US2788651006 | Agenda | 935355405 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | ||||||||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | ||||||||||
1D. | Election of Director: Christophe Beck | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||||||||
1F. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||||
1G. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1H. | Election of Director: David W. MacLennan | Management | For | For | ||||||||||
1I. | Election of Director: Tracy B. McKibben | Management | For | For | ||||||||||
1J. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||||
1K. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
1M. | Election of Director: John J. Zillmer | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Special | |||||||||||
Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | ||||||||||
2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
CREDIT AGRICOLE SA | ||||||||||||||
Security | F22797108 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | FR0000045072 | Agenda | 713725185 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS | Non-Voting | ||||||||||||
MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 26 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND-PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104262100066-50 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL-RESOLUTIONS AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
1 | AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
5 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
6 | APPROVAL OF THE LOAN AGREEMENT BETWEEN CREDIT AGRICOLE S.A. AND CREDIT DU MAROC, TO RESPOND TO THE REQUEST OF THE MOROCCAN SUPERVISOR THAT THE INSTITUTIONS UNDER ITS SUPERVISION RETAIN THE 2019 DIVIDEND, ISSUED AFTER THE GENERAL MEETING, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
7 | APPROVAL OF THE AMENDMENT TO THE ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018, SPECIFYING THE RULES OF GOVERNANCE OF CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
8 | APPROVAL OF THE AMENDMENT TO THE AGREEMENT FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S DSB ACTIVITY TO CACIB, RELATING TO THE MODIFICATION OF THE SCOPE OF THE TRANSFER OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
9 | APPROVAL OF THE FOUR TAX CONSOLIDATION AGREEMENTS RENEWED BY THE BOARD ON 10 FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
10 | APPROVAL OF THE AMENDMENT TO THE AMENDING LOAN AGREEMENT DATED 10 OCTOBER 2017, CONCLUDED BETWEEN CREDIT AGRICOLE SA AND CAISSE REGIONALE DE NORMANDIE, IN ACCORDANCE WITH ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
11 | APPOINTMENT OF MRS. AGNES AUDIER AS DIRECTOR, AS A REPLACEMENT FOR MRS. LAURENCE DORS | Management | No Action | |||||||||||
12 | APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA MONDARDINI | Management | No Action | |||||||||||
13 | APPOINTMENT OF MRS. ALESSIA MOSCA AS DIRECTOR, AS A REPLACEMENT FOR MRS. CAROLINE CATOIRE | Management | No Action | |||||||||||
14 | APPOINTMENT OF MR. OLIVIER AUFFRAY AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE DE WAAL | Management | No Action | |||||||||||
15 | APPOINTMENT OF MR. CHRISTOPHE LESUR AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS AND MRS. CAROLINE CORBIERE AS HIS DEPUTY, AS A REPLACEMENT FOR THE POSITION OF DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS OF REGIONAL FUNDS (CAISSES REGIONALES) OCCUPIED BY MRS. PASCALE BERGER | Management | No Action | |||||||||||
16 | RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS TERCINIER AS DIRECTOR | Management | No Action | |||||||||||
17 | RENEWAL OF THE TERM OF OFFICE OF SAS, RUE DE LA BOETIE AS DIRECTOR | Management | No Action | |||||||||||
18 | RATIFICATION OF THE CO-OPTATION OF MRS. NICOLE GOURMELON AS DIRECTOR, AS A REPLACEMENT FOR MRS. RENE TALAMONA, WHO RESIGNED | Management | No Action | |||||||||||
19 | RENEWAL OF THE TERM OF OFFICE OF MRS. NICOLE GOURMELON AS DIRECTOR | Management | No Action | |||||||||||
20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
21 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
22 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
23 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
24 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
25 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BRASSAC, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
26 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
27 | APPROVAL OF THE COMPENSATION REPORT | Management | No Action | |||||||||||
28 | OPINION ON THE TOTAL AMOUNT OF COMPENSATION PAID DURING THE PAST FINANCIAL YEAR TO CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE RISK PROFILE OF THE COMPANY OR GROUP, AS REFERRED TO IN ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR ARRANGE FOR THE PURCHASE OF THE COMPANY'S SHARES | Management | No Action | |||||||||||
30 | AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF THE RENUMBERING OF THE FRENCH COMMERCIAL CODE RESULTING FROM ORDER NO. 2020-1142 OF 16 SEPTEMBER 2020 CREATING, WITHIN THE FRENCH COMMERCIAL CODE, A CHAPTER RELATING TO COMPANIES WHOSE SECURITIES ARE ADMITTED TO TRADING ON A REGULATED MARKET OR ON A MULTILATERAL TRADING FACILITY | Management | No Action | |||||||||||
31 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO DETERMINE THE PROCEDURES FOR APPOINTING DIRECTORS REPRESENTING EMPLOYEES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
32 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE COMPANIES OF THE CREDIT AGRICOLE GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||||
33 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, RESERVED FOR A CATEGORY OF BENEFICIARIES, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||||
34 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
STANDARD CHARTERED PLC | ||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
ISIN | GB0004082847 | Agenda | 713838766 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
4 | TO ELECT MARIA RAMOS, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT GAY HUEY EVANS, OBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
11 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
13 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
14 | TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN | Management | For | For | ||||||||||
15 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
16 | TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
17 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Management | For | For | ||||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Management | For | For | ||||||||||
20 | TO APPROVE THE 2021 STANDARD CHARTERED SHARE PLAN AND AUTHORISE THE BOARD TO DO ANYTHING IT CONSIDERS NECESSARY OR DESIRABLE FOR ITS IMPLEMENTATION AND OPERATION | Management | For | For | ||||||||||
21 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||||
22 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 21 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27 | Management | For | For | ||||||||||
23 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management | For | For | ||||||||||
24 | TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 | Management | Abstain | Against | ||||||||||
25 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 24, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | For | For | ||||||||||
26 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 24 AND 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE- EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 23 | Management | For | For | ||||||||||
27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||
28 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Management | For | For | ||||||||||
29 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NO LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING NEED TO BE- COMPLETED WITHOUT RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
GILEAD SCIENCES, INC. | ||||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GILD | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US3755581036 | Agenda | 935366561 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||||
1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | For | For | ||||||||||
1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | For | For | ||||||||||
1D. | Election of Director to serve for the next year: Kelly A. Kramer | Management | For | For | ||||||||||
1E. | Election of Director to serve for the next year: Kevin E. Lofton | Management | For | For | ||||||||||
1F. | Election of Director to serve for the next year: Harish Manwani | Management | For | For | ||||||||||
1G. | Election of Director to serve for the next year: Daniel P. O'Day | Management | For | For | ||||||||||
1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Management | For | For | ||||||||||
1I. | Election of Director to serve for the next year: Anthony Welters | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | ||||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | For | ||||||||||
WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
Security | 942749102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTS | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US9427491025 | Agenda | 935370281 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christopher L. Conway | For | For | |||||||||||
2 | Michael J. Dubose | For | For | |||||||||||
3 | David A. Dunbar | For | For | |||||||||||
4 | Louise K. Goeser | For | For | |||||||||||
5 | Jes Munk Hansen | For | For | |||||||||||
6 | W. Craig Kissel | For | For | |||||||||||
7 | Joseph T. Noonan | For | For | |||||||||||
8 | Robert J. Pagano, Jr. | For | For | |||||||||||
9 | Merilee Raines | For | For | |||||||||||
10 | Joseph W. Reitmeier | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | Against | ||||||||||
UNION PACIFIC CORPORATION | ||||||||||||||
Security | 907818108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UNP | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US9078181081 | Agenda | 935364947 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||||||
1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||||
1C. | Election of Director: David B. Dillon | Management | For | For | ||||||||||
1D. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
1F. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
1G. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||||
1H. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||||||
1I. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||||
1J. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | Against | Against | ||||||||||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||||||||
4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | For | Against | ||||||||||
7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | For | Against | ||||||||||
8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | For | Against | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
INTEL CORPORATION | ||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US4581401001 | Agenda | 935369012 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | ||||||||||
1B. | Election of Director: James J. Goetz | Management | For | For | ||||||||||
1C. | Election of Director: Alyssa Henry | Management | For | For | ||||||||||
1D. | Election of Director: Omar Ishrak | Management | For | For | ||||||||||
1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||
1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||||||
1G. | Election of Director: Gregory D. Smith | Management | For | For | ||||||||||
1H. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
1I. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve executive compensation of our listed officers. | Management | Against | Against | ||||||||||
4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
WASTE CONNECTIONS, INC. | ||||||||||||||
Security | 94106B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WCN | Meeting Date | 14-May-2021 | |||||||||||
ISIN | CA94106B1013 | Agenda | 935371283 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director to serve for a one year term: Edward E. "Ned" Guillet | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one year term: Michael W. Harlan | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one year term: Larry S. Hughes | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one year term: Worthing F. Jackman | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one year term: Elise L. Jordan | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one year term: Susan "Sue" Lee | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one year term: Ronald J. Mittelstaedt | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one year term: William J. Razzouk | Management | For | For | ||||||||||
2. | Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | Appoint Grant Thornton LLP as the Company's independent registered public accounting firm until the close of the Company's 2022 Annual Meeting of Shareholders and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||||||||
TERMINIX GLOBAL HOLDINGS INC | ||||||||||||||
Security | 88087E100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMX | Meeting Date | 17-May-2021 | |||||||||||
ISIN | US88087E1001 | Agenda | 935397720 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class I Director to serve until the 2024 Annual Meeting: David J. Frear | Management | For | For | ||||||||||
1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Brett T. Ponton | Management | For | For | ||||||||||
1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Stephen J. Sedita | Management | For | For | ||||||||||
2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | To hold a non-binding advisory vote on the frequency of future advisory votes approving executive compensation. | Management | 1 Year | For | ||||||||||
4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
SOCIETE GENERALE SA | ||||||||||||||
Security | F8591M517 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
ISIN | FR0000130809 | Agenda | 713683046 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 15 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS-ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER-THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND- PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||||
BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | 28 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104282101196-51 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK AND CHANGE IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2020 - APPROVAL OF THE TOTAL AMOUNT OF NON- DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
4 | APPROVAL OF THE STATUTORY AUDITORS' REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
6 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
7 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS, PURSUANT TO ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. FREDERIC OUDEA, CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
12 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. SEVERIN CABANNES, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MR. PHILIPPE HEIM, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
14 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR 2020 TO MRS. DIONY LEBOT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
15 | ADVISORY OPINION ON THE COMPENSATION PAID IN 2020 TO THE REGULATED PERSONS REFERRED TO IN ARTICLE L.511-71 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
16 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLIAM CONNELLY AS DIRECTOR | Management | No Action | |||||||||||
17 | RENEWAL OF THE TERM OF OFFICE OF MRS. LUBOMIRA ROCHET AS DIRECTOR | Management | No Action | |||||||||||
18 | RENEWAL OF THE TERM OF OFFICE OF MRS. ALEXANDRA SCHAAPVELD AS DIRECTOR | Management | No Action | |||||||||||
19 | APPOINTMENT OF MR. HENRI POUPART-LAFARGE AS DIRECTOR AS A REPLACEMENT FOR MR. JEAN- BERNARD LEVY | Management | No Action | |||||||||||
20 | ELECTION OF MRS. HELENE CRINQUANT AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
21 | ELECTION OF MR. SEBASTIEN WETTER AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMMON SHARES OF THE COMPANY WITHIN THE LIMIT OF 5% OF THE CAPITAL | Management | No Action | |||||||||||
23 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
COMMERZBANK AG | ||||||||||||||
Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
ISIN | DE000CBK1001 | Agenda | 713868909 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
4 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
6.1 | ELECT HELMUT GOTTSCHALK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT BURKHARD KEESE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.4 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.5 | ELECT FRANK WESTHOFF TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE AFFILIATION AGREEMENT WITH COMMERZVENTURES GMBH | Management | No Action | |||||||||||
CMMT | 30 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 30 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
MONDELĒZ INTERNATIONAL, INC. | ||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US6092071058 | Agenda | 935357360 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
1D. | Election of Director: Peter W. May | Management | For | For | ||||||||||
1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
1F. | Election of Director: Jane H. Nielsen | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1D. | Election of Director: W. Freda | Management | For | For | ||||||||||
1E. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1F. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
1J. | Election of Director: J. Rhea | Management | For | For | ||||||||||
1K. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1L. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
NN GROUP N.V. | ||||||||||||||
Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
ISIN | NL0010773842 | Agenda | 713836407 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
1. | OPENING | Non-Voting | ||||||||||||
2. | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
3. | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
4.A. | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
4.B. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
4.C. | PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE BOARD PROPOSES, WHICH PROPOSAL IS APPROVED BY THE SUPERVISORY BOARD, TO PAY OUT A FINAL DIVIDEND OF EUR 1.47 PER ORDINARY SHARE, OR APPROXIMATELY EUR 456 MILLION IN TOTAL | Management | No Action | |||||||||||
5.A. | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
5.B. | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
6.A. | PROPOSAL TO APPOINT CECILIA REYES AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.B. | PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.C. | PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7. | PROPOSAL TO APPROVE AN INCREASE OF VARIABLE REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES | Management | No Action | |||||||||||
8.A.i | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Management | No Action | |||||||||||
8A.ii | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Management | No Action | |||||||||||
8.B. | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Management | No Action | |||||||||||
9. | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
10. | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
CMMT | 09 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING FOR RESOLUTIONS 8A.i and 8A.ii. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1F. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
1G. | Election of Director: David L. Porges | Management | For | For | ||||||||||
1H. | Election of Director: James L. Robo | Management | For | For | ||||||||||
1I. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||
1J. | Election of Director: John L. Skolds | Management | For | For | ||||||||||
1K. | Election of Director: Lynn M. Utter | Management | For | For | ||||||||||
1L. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | ||||||||||
5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | For | ||||||||||
GENTEX CORPORATION | ||||||||||||||
Security | 371901109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GNTX | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US3719011096 | Agenda | 935380028 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ms. Leslie Brown | For | For | |||||||||||
2 | Mr. Steve Downing | For | For | |||||||||||
3 | Mr. Gary Goode | For | For | |||||||||||
4 | Mr. James Hollars | For | For | |||||||||||
5 | Mr. Richard Schaum | For | For | |||||||||||
6 | Ms. Kathleen Starkoff | For | For | |||||||||||
7 | Mr. Brian Walker | For | For | |||||||||||
8 | Mr. James Wallace | For | For | |||||||||||
9 | Dr. Ling Zang | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Management | For | For | ||||||||||
PG&E CORPORATION | ||||||||||||||
Security | 69331C108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PCG | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US69331C1080 | Agenda | 935380650 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Cheryl F. Campbell | Management | For | For | ||||||||||
1B. | Election of Director: Kerry W. Cooper | Management | For | For | ||||||||||
1C. | Election of Director: Arno L. Harris | Management | For | For | ||||||||||
1D. | Election of Director: Michael R. Niggli | Management | For | For | ||||||||||
1E. | Election of Director: Oluwadara J. Treseder | Management | For | For | ||||||||||
1F. | Election of Director: Benjamin F. Wilson | Management | For | For | ||||||||||
2. | Ratification of Deloitte and Touche, LLP as the Independent Public Accounting Firm. | Management | Against | Against | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | Against | Against | ||||||||||
4. | Management Proposal to Approve the PG&E Corporation 2021 Long- Term Incentive Plan. | Management | For | For | ||||||||||
ZOETIS INC. | ||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US98978V1035 | Agenda | 935383252 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Sanjay Khosla | Management | For | For | ||||||||||
1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | ||||||||||
1C. | Election of Director: Willie M. Reed | Management | For | For | ||||||||||
1D. | Election of Director: Linda Rhodes | Management | For | For | ||||||||||
2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
RANPAK HOLDINGS CORP | ||||||||||||||
Security | 75321W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PACK | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US75321W1036 | Agenda | 935391247 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas Corley | Withheld | Against | |||||||||||
2 | Michael Jones | For | For | |||||||||||
3 | Robert King | For | For | |||||||||||
2. | Company Proposal - Amendment to the Company's 2019 Omnibus Incentive Plan. | Management | For | For | ||||||||||
3. | Company Proposal - Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | Against | Against | ||||||||||
4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | For | Against | ||||||||||
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Against | For | ||||||||||
ILLUMINA, INC. | ||||||||||||||
Security | 452327109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US4523271090 | Agenda | 935395485 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||||||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||||||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||||||||
1D. | Election of Director: Gary S. Guthart | Management | For | For | ||||||||||
1E. | Election of Director: Philip W. Schiller | Management | For | For | ||||||||||
1F. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | Against | Against | ||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | Against | Against | ||||||||||
LOWE'S COMPANIES, INC. | ||||||||||||||
Security | 548661107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LOW | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US5486611073 | Agenda | 935387729 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raul Alvarez | For | For | |||||||||||
2 | David H. Batchelder | For | For | |||||||||||
3 | Angela F. Braly | For | For | |||||||||||
4 | Sandra B. Cochran | For | For | |||||||||||
5 | Laurie Z. Douglas | For | For | |||||||||||
6 | Richard W. Dreiling | For | For | |||||||||||
7 | Marvin R. Ellison | For | For | |||||||||||
8 | Daniel J. Heinrich | For | For | |||||||||||
9 | Brian C. Rogers | For | For | |||||||||||
10 | Bertram L. Scott | For | For | |||||||||||
11 | Mary Beth West | For | For | |||||||||||
2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. | Management | Against | Against | ||||||||||
4. | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Against | For | ||||||||||
SVMK INC. | ||||||||||||||
Security | 78489X103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SVMK | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US78489X1037 | Agenda | 935406151 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Susan L. Decker | For | For | |||||||||||
2 | David Ebersman | For | For | |||||||||||
3 | Erika H. James | For | For | |||||||||||
4 | Sheryl K. Sandberg | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the independent registered accountants of SVMK Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding the declassification of our Board of Directors. | Shareholder | For | |||||||||||
ALPHABET INC. | ||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Larry Page | Management | For | For | ||||||||||
1B. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
1C. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
1D. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
1E. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
1F. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Ann Mather | Management | For | For | ||||||||||
1I. | Election of Director: Alan R. Mulally | Management | For | For | ||||||||||
1J. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | Against | ||||||||||
3. | Approval of Alphabet's 2021 Stock Plan. | Management | Against | Against | ||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
COMCAST CORPORATION | ||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||
2 | Madeline S. Bell | For | For | |||||||||||
3 | Naomi M. Bergman | For | For | |||||||||||
4 | Edward D. Breen | For | For | |||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||
8 | Asuka Nakahara | For | For | |||||||||||
9 | David C. Novak | For | For | |||||||||||
10 | Brian L. Roberts | For | For | |||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||
4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Against | For | ||||||||||
AEGON NV | ||||||||||||||
Security | N00927298 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||
ISIN | NL0000303709 | Agenda | 713987090 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
1. | OPENING | Non-Voting | ||||||||||||
2. | 2020 BUSINESS OVERVIEW | Non-Voting | ||||||||||||
3. | ANNUAL REPORT AND ANNUAL ACCOUNTS 2020 | Non-Voting | ||||||||||||
3.1 | REPORTS OF THE BOARDS FOR 2020 | Non-Voting | ||||||||||||
3.2 | ANNUAL ACCOUNTS 2020 AND REPORT OF THE INDEPENDENT AUDITOR | Non-Voting | ||||||||||||
3.3 | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
3.4 | ADOPTION OF THE ANNUAL ACCOUNTS 2020 | Management | No Action | |||||||||||
3.5 | APPROVAL OF THE FINAL DIVIDEND 2020: DIVIDENDS OF EUR 0.06 PER COMMON SHARE AND EUR 0.0015 PER COMMON SHARE B | Management | No Action | |||||||||||
4. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS 2021, 2022, AND 2023 | Management | No Action | |||||||||||
5. | RELEASE FROM LIABILITY | Non-Voting | ||||||||||||
5.1 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
5.2 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2020 | Management | No Action | |||||||||||
6. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
6.1 | REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | REAPPOINTMENT OF MR. WILLIAM CONNELLY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.3 | REAPPOINTMENT OF MR. MARK ELLMAN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.4 | APPOINTMENT OF MR. JACK MCGARRY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7. | COMPOSITION OF THE EXECUTIVE BOARD | Non-Voting | ||||||||||||
7.1 | REAPPOINTMENT OF MR. MATTHEW RIDER AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
8. | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES | Non-Voting | ||||||||||||
8.1 | PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | No Action | |||||||||||
8.2 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
8.3 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||||
8.4 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
9. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
10. | CLOSING | Non-Voting | ||||||||||||
NVIDIA CORPORATION | ||||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US67066G1040 | Agenda | 935402343 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
1C. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
1D. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
1E. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
1F. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
1H. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
1I. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
1J. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
1K. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
1L. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
1M. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
2. | Approval of our executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | For | For | ||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TJX | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US8725401090 | Agenda | 935414831 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Zein Abdalla | Management | For | For | ||||||||||
1B. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||
1C. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
1D. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||||||||
1E. | Election of Director: David T. Ching | Management | For | For | ||||||||||
1F. | Election of Director: C. Kim Goodwin | Management | For | For | ||||||||||
1G. | Election of Director: Ernie Herrman | Management | For | For | ||||||||||
1H. | Election of Director: Michael F. Hines | Management | For | For | ||||||||||
1I. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
1J. | Election of Director: Carol Meyrowitz | Management | For | For | ||||||||||
1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||||||||
1L. | Election of Director: John F. O'Brien | Management | For | For | ||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2022. | Management | Against | Against | ||||||||||
3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | For | For | ||||||||||
4. | Shareholder proposal for a report on animal welfare. | Shareholder | For | Against | ||||||||||
5. | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | For | Against | ||||||||||
RESIDEO TECHNOLOGIES, INC. | ||||||||||||||
Security | 76118Y104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | REZI | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US76118Y1047 | Agenda | 935410908 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class III Director: Roger Fradin | Management | For | For | ||||||||||
1B. | Election of Class III Director: Nina Richardson | Management | For | For | ||||||||||
1C. | Election of Class III Director: Andrew Teich | Management | For | For | ||||||||||
1D. | Election of Class III Director: Kareem Yusuf | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
CATERPILLAR INC. | ||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAT | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US1491231015 | Agenda | 935415617 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||||
1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
1C. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||||
1D. | Election of Director: Gerald Johnson | Management | For | For | ||||||||||
1E. | Election of Director: David W. MacLennan | Management | For | For | ||||||||||
1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||
1I. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
1J. | Election of Director: Miles D. White | Management | For | For | ||||||||||
1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | Ratification of our Independent Registered Public Accounting Firm. | Management | Against | Against | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Report on Climate Policy. | Shareholder | For | Against | ||||||||||
5. | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | For | Against | ||||||||||
6. | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | For | Against | ||||||||||
GENERAL MOTORS COMPANY | ||||||||||||||
Security | 37045V100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GM | Meeting Date | 14-Jun-2021 | |||||||||||
ISIN | US37045V1008 | Agenda | 935420632 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||
1C. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||
1D. | Election of Director: Joseph Jimenez | Management | For | For | ||||||||||
1E. | Election of Director: Jane L. Mendillo | Management | For | For | ||||||||||
1F. | Election of Director: Judith A. Miscik | Management | For | For | ||||||||||
1G. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1H. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||||
1I. | Election of Director: Carol M. Stephenson | Management | For | For | ||||||||||
1J. | Election of Director: Mark A. Tatum | Management | For | For | ||||||||||
1K. | Election of Director: Devin N. Wenig | Management | For | For | ||||||||||
1L. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||||
2. | Advisory Approval of Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | Abstain | Against | ||||||||||
EOS ENERGY ENTERPRISES INC | ||||||||||||||
Security | 29415C101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EOSE | Meeting Date | 15-Jun-2021 | |||||||||||
ISIN | US29415C1018 | Agenda | 935423296 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marian "Mimi" Walters | For | For | |||||||||||
2 | Audrey Zibelman | For | For | |||||||||||
2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||||
Security | 892331307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TM | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US8923313071 | Agenda | 935446597 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Member of the Board of Directors: Takeshi Uchiyamada | Management | For | |||||||||||
1B. | Election of Member of the Board of Directors: Shigeru Hayakawa | Management | For | |||||||||||
1C. | Election of Member of the Board of Directors: Akio Toyoda | Management | For | |||||||||||
1D. | Election of Member of the Board of Directors: Koji Kobayashi | Management | For | |||||||||||
1E. | Election of Member of the Board of Directors: James Kuffner | Management | For | |||||||||||
1F. | Election of Member of the Board of Directors: Kenta Kon | Management | For | |||||||||||
1G. | Election of Member of the Board of Directors: Ikuro Sugawara | Management | For | |||||||||||
1H. | Election of Member of the Board of Directors: Sir Philip Craven | Management | For | |||||||||||
1I. | Election of Member of the Board of Directors: Teiko Kudo | Management | For | |||||||||||
2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | |||||||||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
DELTA AIR LINES, INC. | ||||||||||||||
Security | 247361702 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAL | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US2473617023 | Agenda | 935430241 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Edward H. Bastian | Management | For | For | ||||||||||
1B. | Election of Director: Francis S. Blake | Management | For | For | ||||||||||
1C. | Election of Director: Ashton B. Carter | Management | For | For | ||||||||||
1D. | Election of Director: David G. DeWalt | Management | For | For | ||||||||||
1E. | Election of Director: William H. Easter III | Management | For | For | ||||||||||
1F. | Election of Director: Christopher A. Hazleton | Management | For | For | ||||||||||
1G. | Election of Director: Michael P. Huerta | Management | For | For | ||||||||||
1H. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||||||||
1I. | Election of Director: George N. Mattson | Management | For | For | ||||||||||
1J. | Election of Director: Sergio A.L. Rial | Management | Against | Against | ||||||||||
1K. | Election of Director: David S. Taylor | Management | For | For | ||||||||||
1L. | Election of Director: Kathy N. Waller | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | A shareholder proposal related to the right to act by written consent. | Shareholder | For | Against | ||||||||||
5. | A shareholder proposal related to a climate lobbying report. | Shareholder | For | Against | ||||||||||
VIVENDI SE | ||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||||
1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||||
2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||||
3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||||
4 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||||
5 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||||
6 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
16 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
17 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
18 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
21 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Against | Against | ||||||||||
24 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | For | For | ||||||||||
25 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||||
26 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
27 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR | Management | Against | Against | ||||||||||
OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
28 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
29 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF | Management | For | For | ||||||||||
RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | ||||||||||||||
30 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
DELL TECHNOLOGIES INC. | ||||||||||||||
Security | 24703L202 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DELL | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US24703L2025 | Agenda | 935431673 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael S. Dell* | Withheld | Against | |||||||||||
2 | David W. Dorman* | For | For | |||||||||||
3 | Egon Durban* | Withheld | Against | |||||||||||
4 | William D. Green* | For | For | |||||||||||
5 | Simon Patterson* | For | For | |||||||||||
6 | Lynn M. Vojvodich* | For | For | |||||||||||
7 | Ellen J. Kullman# | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 28, 2022. | Management | Against | Against | ||||||||||
3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement. | Management | Against | Against | ||||||||||
SONY GROUP CORPORATION | ||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
DAIWA SECURITIES GROUP INC. | ||||||||||||||
Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
ISIN | JP3502200003 | Agenda | 714196551 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Hibino, Takashi | Management | For | For | ||||||||||
1.2 | Appoint a Director Nakata, Seiji | Management | For | For | ||||||||||
1.3 | Appoint a Director Matsui, Toshihiro | Management | For | For | ||||||||||
1.4 | Appoint a Director Tashiro, Keiko | Management | For | For | ||||||||||
1.5 | Appoint a Director Ogino, Akihiko | Management | For | For | ||||||||||
1.6 | Appoint a Director Hanaoka, Sachiko | Management | For | For | ||||||||||
1.7 | Appoint a Director Kawashima, Hiromasa | Management | For | For | ||||||||||
1.8 | Appoint a Director Ogasawara, Michiaki | Management | For | For | ||||||||||
1.9 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | ||||||||||
1.10 | Appoint a Director Nishikawa, Ikuo | Management | For | For | ||||||||||
1.11 | Appoint a Director Kawai, Eriko | Management | For | For | ||||||||||
1.12 | Appoint a Director Nishikawa, Katsuyuki | Management | For | For | ||||||||||
1.13 | Appoint a Director Iwamoto, Toshio | Management | For | For | ||||||||||
1.14 | Appoint a Director Murakami, Yumiko | Management | For | For | ||||||||||
TAKEDA PHARMACEUTICAL CO LTD | ||||||||||||||
Security | 874060205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TAK | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US8740602052 | Agenda | 935457437 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | Appropriation of Surplus | Management | For | |||||||||||
2 | Partial Amendment to the Articles of Incorporation | Management | For | |||||||||||
3A | Election of Director who is not Audit and Supervisory Committee Member: Christophe Weber | Management | For | |||||||||||
3B | Election of Director who is not Audit and Supervisory Committee Member: Masato Iwasaki | Management | For | |||||||||||
3C | Election of Director who is not Audit and Supervisory Committee Member: Andrew Plump | Management | For | |||||||||||
3D | Election of Director who is not Audit and Supervisory Committee Member: Costa Saroukos | Management | For | |||||||||||
3E | Election of Director who is not Audit and Supervisory Committee Member: Masahiro Sakane | Management | For | |||||||||||
3F | Election of Director who is not Audit and Supervisory Committee Member: Oliver Bohuon | Management | For | |||||||||||
3G | Election of Director who is not Audit and Supervisory Committee Member: Jean-Luc Butel | Management | For | |||||||||||
3H | Election of Director who is not Audit and Supervisory Committee Member: Ian Clark | Management | Against | |||||||||||
3I | Election of Director who is not Audit and Supervisory Committee Member: Yoshiaki Fujimori | Management | For | |||||||||||
3J | Election of Director who is not Audit and Supervisory Committee Member: Steven Gillis | Management | For | |||||||||||
3K | Election of Director who is not Audit and Supervisory Committee Member: Shiro Kuniya | Management | For | |||||||||||
3L | Election of Director who is not Audit and Supervisory Committee Member: Toshiyuki Shiga | Management | For | |||||||||||
4.1 | Election of Director who is an Audit and Supervisory Committee Member: Masami Iijima | Management | For | |||||||||||
5 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Management | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The Gabelli ESG Fund, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.