N-PX 1 e387409_npx.htm N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22026

 

The Gabelli SRI Fund, Inc.

 


(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2013 – June 30, 2014

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 
 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014

 

Investment Company Report
  GOLAR LNG LIMITED
  Security G9456A100   Meeting Type Annual  
  Ticker Symbol GLNG              Meeting Date 20-Sep-2013  
  ISIN BMG9456A1009   Agenda 933864488 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1     TO RE-ELECT JOHN FREDRIKSEN AS A
DIRECTOR OF THE COMPANY.		 Management For   For  
  2     TO RE-ELECT KATE BLANKENSHIP AS A
DIRECTOR OF THE COMPANY.		 Management For   For  
  3     TO RE-ELECT HANS PETTER AAS AS A
DIRECTOR OF THE COMPANY.		 Management For   For  
  4     TO RE-ELECT TOR OLAV TROIM AS A
DIRECTOR OF THE COMPANY.		 Management For   For  
  5     TO RE-ELECT GEORGINA E. SOUSA AS A
DIRECTOR OF THE COMPANY.		 Management For   For  
  6     TO AMEND THE COMPANY'S BYE-LAWS NOS.
54(A), 86, 90(B), 100, 101, 102, 103(A), 107 AND
108.		 Management For   For  
  7     PROPOSAL TO RE-APPOINT
PRICEWATERHOUSECOOPERS OF LONDON,
ENGLAND AS AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION.		 Management For   For  
  8     PROPOSAL TO APPROVE THE
REMUNERATION OF THE COMPANY'S
BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED
US$600,000 FOR THE YEAR ENDED
DECEMBER 31, 2013.		 Management For   For  
  TWENTY-FIRST CENTURY FOX, INC.
  Security 90130A200   Meeting Type Annual  
  Ticker Symbol FOX               Meeting Date 18-Oct-2013  
  ISIN US90130A2006   Agenda 933873057 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: K. RUPERT
MURDOCH		 Management For   For  
  1B.   ELECTION OF DIRECTOR: DELPHINE
ARNAULT		 Management For   For  
  1C.   ELECTION OF DIRECTOR: JAMES W. BREYER Management For   For  
  1D.   ELECTION OF DIRECTOR: CHASE CAREY Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID F. DEVOE Management For   For  
  1F.   ELECTION OF DIRECTOR: VIET DINH Management For   For  
  1G.   ELECTION OF DIRECTOR: SIR RODERICK I.
EDDINGTON		 Management For   For  
  1H.   ELECTION OF DIRECTOR: JAMES R.
MURDOCH		 Management For   For  
  1I.   ELECTION OF DIRECTOR: LACHLAN K.
MURDOCH		 Management For   For  
  1J.   ELECTION OF DIRECTOR: JACQUES NASSER Management For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT S.
SILBERMAN		 Management For   For  
  1L.   ELECTION OF DIRECTOR: ALVARO URIBE Management For   For  
  2.    PROPOSAL TO RATIFY THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.		 Management For   For  
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		 Management Abstain   Against  
  4.    APPROVAL OF THE TWENTY-FIRST
CENTURY FOX, INC. 2013 LONG-TERM
INCENTIVE PLAN.		 Management For   For  
  5.    STOCKHOLDER PROPOSAL - ADOPT A
POLICY THAT THE CHAIRMAN OF THE
BOARD OF DIRECTORS BE AN
INDEPENDENT DIRECTOR.		 Shareholder Against   For  
  6.    STOCKHOLDER PROPOSAL - ELIMINATE THE
COMPANY'S DUAL CLASS CAPITAL
STRUCTURE.		 Shareholder For   Against  
  7.    CITIZENSHIP CERTIFICATION - PLEASE
MARK "YES" IF THE STOCK IS OWNED OF
RECORD OR BENEFICIALLY BY A U.S.
STOCKHOLDER, OR MARK "NO" IF SUCH
STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S.
STOCKHOLDER. IF YOU DO NOT PROVIDE A
RESPONSE TO THIS ITEM 7, YOU WILL BE
DEEMED TO BE A NON-U.S. STOCKHOLDER
AND THE SHARES WILL BE SUBJECT TO THE		 Management For      
    SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS
OF THE RECORD DATE AND YOU
PREVIOUSLY SUBMITTED A U.S.
CITIZENSHIP CERTIFICATION TO THE
COMPANY'S TRANSFER AGENT OR
AUSTRALIAN SHARE REGISTRAR.		              
  THE HILLSHIRE BRANDS COMPANY
  Security 432589109   Meeting Type Annual  
  Ticker Symbol HSH               Meeting Date 24-Oct-2013  
  ISIN US4325891095   Agenda 933876673 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: TODD A. BECKER Management For   For  
  1B.   ELECTION OF DIRECTOR: CHRISTOPHER B.
BEGLEY		 Management For   For  
  1C.   ELECTION OF DIRECTOR: ELLEN L.
BROTHERS		 Management For   For  
  1D.   ELECTION OF DIRECTOR: SEAN M.
CONNOLLY		 Management For   For  
  1E.   ELECTION OF DIRECTOR: LAURETTE T.
KOELLNER		 Management For   For  
  1F.   ELECTION OF DIRECTOR: CRAIG P.
OMTVEDT		 Management For   For  
  1G.   ELECTION OF DIRECTOR: SIR IAN PROSSER Management For   For  
  1H.   ELECTION OF DIRECTOR: JONATHAN P.
WARD		 Management For   For  
  1I.   ELECTION OF DIRECTOR: JAMES D. WHITE Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.		 Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.		 Management Abstain   Against  
  DARLING INTERNATIONAL INC.
  Security 237266101   Meeting Type Special 
  Ticker Symbol DAR               Meeting Date 26-Nov-2013
  ISIN US2372661015   Agenda 933892019 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    TO APPROVE AN AMENDMENT TO OUR
RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK,
PAR VALUE $0.01, FROM 150,000,000 TO
250,000,000.		 Management For   For  
  LORAL SPACE & COMMUNICATIONS INC.
  Security 543881106   Meeting Type Annual  
  Ticker Symbol LORL              Meeting Date 09-Dec-2013
  ISIN US5438811060   Agenda 933893996 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 ARTHUR L. SIMON   For For  
      2 JOHN P. STENBIT   For For  
  2.    ACTING UPON A PROPOSAL TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2013.		 Management For   For  
  3.    ACTING UPON A PROPOSAL TO APPROVE,
ON A NON-BINDING, ADVISORY BASIS,
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE COMPANY'S PROXY
STATEMENT.		 Management Abstain   Against  
  ACUITY BRANDS, INC.
  Security 00508Y102   Meeting Type Annual  
  Ticker Symbol AYI               Meeting Date 07-Jan-2014  
  ISIN US00508Y1029   Agenda 933898770 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 GORDON D. HARNETT   For For  
      2 ROBERT F. MCCULLOUGH   For For  
      3 DOMINIC J. PILEGGI   For For  
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM		 Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION		 Management Abstain   Against  
  WOODWARD, INC.
  Security 980745103   Meeting Type Annual  
  Ticker Symbol WWD               Meeting Date 22-Jan-2014  
  ISIN US9807451037   Agenda 933909092 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 MARY L. PETROVICH   For For  
      2 LARRY E. RITTENBERG   For For  
      3 PAUL DONOVAN   For For  
  2.    PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.		 Management For   For  
  3.    PROPOSAL REGARDING THE ADVISORY
RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		 Management Abstain   Against  
  LINDSAY CORPORATION
  Security 535555106   Meeting Type Annual  
  Ticker Symbol LNN               Meeting Date 27-Jan-2014  
  ISIN US5355551061   Agenda 933909814 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 MICHAEL N. CHRISTODOLOU   For For  
      2 W. THOMAS JAGODINSKI   For For  
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2014.		 Management For   For  
  3.    NON-BINDING VOTE ON RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		 Management Abstain   Against  
  4.    APPROVAL OF MANAGEMENT INCENTIVE
UMBRELLA PLAN.		 Management For   For  
  VODAFONE GROUP PLC
  Security 92857W209   Meeting Type Special 
  Ticker Symbol VOD               Meeting Date 28-Jan-2014  
  ISIN US92857W2098   Agenda 933909701 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  C1    FOR THE COURT MEETING SCHEME. Management For   For  
  G1    TO APPROVE THE VERIZON WIRELESS
TRANSACTION AND THE VODAFONE ITALY
TRANSACTION.		 Management For   For  
  G2    TO APPROVE THE NEW ARTICLES OF
ASSOCIATION, THE CAPITAL REDUCTIONS,
THE RETURN OF VALUE AND THE SHARE
CONSOLIDATION AND CERTAIN RELATED
MATTERS PURSUANT TO THE SCHEME.		 Management For   For  
  G3    TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES.		 Management For   For  
  G4    TO AUTHORISE THE DIRECTORS TO TAKE
ALL NECESSARY AND APPROPRIATE
ACTIONS IN RELATION TO RESOLUTIONS 1-
3.		 Management For   For  
  JOHNSON CONTROLS, INC.
  Security 478366107   Meeting Type Annual  
  Ticker Symbol JCI               Meeting Date 29-Jan-2014  
  ISIN US4783661071   Agenda 933907000 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 NATALIE A. BLACK   For For  
      2 RAYMOND L. CONNER   For For  
      3 WILLIAM H. LACY   For For  
      4 ALEX A. MOLINAROLI   For For  
  2.    RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2014.		 Management For   For  
  3.    APPROVE ON AN ADVISORY BASIS NAMED
EXECUTIVE OFFICER COMPENSATION.		 Management Abstain   Against  
  MUELLER WATER PRODUCTS, INC.
  Security 624758108   Meeting Type Annual  
  Ticker Symbol MWA               Meeting Date 29-Jan-2014  
  ISIN US6247581084   Agenda 933907012 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 SHIRLEY C. FRANKLIN   For For  
      2 THOMAS J. HANSEN   For For  
      3 GREGORY E. HYLAND   For For  
      4 JERRY W. KOLB   For For  
      5 JOSEPH B. LEONARD   For For  
      6 MARK J. O'BRIEN   For For  
      7 BERNARD G. RETHORE   For For  
      8 NEIL A. SPRINGER   For For  
      9 LYDIA W. THOMAS   For For  
      10 MICHAEL T. TOKARZ   For For  
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		 Management Abstain   Against  
  3.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.		 Management For   For  
  WHOLE FOODS MARKET, INC.
  Security 966837106   Meeting Type Annual  
  Ticker Symbol WFM               Meeting Date 24-Feb-2014  
  ISIN US9668371068   Agenda 933915300 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 DR. JOHN ELSTROTT   For For  
      2 GABRIELLE GREENE   For For  
      3 SHAHID (HASS) HASSAN   For For  
      4 STEPHANIE KUGELMAN   For For  
      5 JOHN MACKEY   For For  
      6 WALTER ROBB   For For  
      7 JONATHAN SEIFFER   For For  
      8 MORRIS (MO) SIEGEL   For For  
      9 JONATHAN SOKOLOFF   For For  
      10 DR. RALPH SORENSON   For For  
      11 W. (KIP) TINDELL, III   For For  
  2.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.		 Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 28, 2014.		 Management For   For  
  4.    SHAREHOLDER PROPOSAL REGARDING A
POLICY RELATED TO THE RECOVERY OF
UNEARNED MANAGEMENT BONUSES.		 Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL RELATED TO
CONFIDENTIAL VOTING.		 Shareholder Against   For  
  TYCO INTERNATIONAL LTD.
  Security H89128104   Meeting Type Annual  
  Ticker Symbol TYC               Meeting Date 05-Mar-2014  
  ISIN CH0100383485   Agenda 933916491 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    TO APPROVE THE ANNUAL REPORT, THE
PARENT COMPANY FINANCIAL STATEMENTS
OF TYCO INTERNATIONAL LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER
27, 2013		 Management For   For  
  2.    TO DISCHARGE THE BOARD OF DIRECTORS
FROM LIABILITY FOR THE FINANCIAL YEAR
ENDED SEPTEMBER 27, 2013		 Management For   For  
  3A.   ELECTION OF DIRECTOR: EDWARD D.
BREEN		 Management For   For  
  3B.   ELECTION OF DIRECTOR: HERMAN E. BULLS Management For   For  
  3C.   ELECTION OF DIRECTOR: MICHAEL E.
DANIELS		 Management For   For  
  3D.   ELECTION OF DIRECTOR: FRANK M.
DRENDEL		 Management For   For  
  3E.   ELECTION OF DIRECTOR: BRIAN
DUPERREAULT		 Management For   For  
  3F.   ELECTION OF DIRECTOR: RAJIV L. GUPTA Management For   For  
  3G.   ELECTION OF DIRECTOR: GEORGE OLIVER Management For   For  
  3H.   ELECTION OF DIRECTOR: BRENDAN R.
O'NEILL		 Management For   For  
  3I.   ELECTION OF DIRECTOR: JURGEN
TINGGREN		 Management For   For  
  3J.   ELECTION OF DIRECTOR: SANDRA S.
WIJNBERG		 Management For   For  
  3K.   ELECTION OF DIRECTOR: R. DAVID YOST Management For   For  
  4.    TO ELECT EDWARD D. BREEN AS CHAIR OF
THE BOARD OF DIRECTORS		 Management For   For  
  5A.   TO ELECT RAJIV L. GUPTA AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE		 Management For   For  
  5B.   TO ELECT SANDRA S. WIJNBERG AS
MEMBER OF THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE		 Management For   For  
  5C.   TO ELECT R. DAVID YOST AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE		 Management For   For  
  6A.   TO ELECT DELOITTE AG (ZURICH) AS
STATUTORY AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING		 Management For   For  
  6B.   TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR PURPOSES OF UNITED STATES
SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014		 Management For   For  
  6C.   TO ELECT PRICEWATERHOUSECOOPERS
AG (ZURICH) AS SPECIAL AUDITORS UNTIL
THE NEXT ANNUAL GENERAL MEETING		 Management For   For  
  7.    TO ELECT BRATSCHI, WIEDERKEHR & BUOB
AS THE INDEPENDENT PROXY		 Management For   For  
  8.    TO APPROVE THE ALLOCATION OF FISCAL
YEAR 2013 RESULTS		 Management For   For  
  9.    TO APPROVE THE PAYMENT OF AN
ORDINARY CASH DIVIDEND IN AN AMOUNT
OF UP TO $0.72 PER SHARE OUT OF TYCO'S
CAPITAL CONTRIBUTION RESERVE IN ITS
STATUTORY ACCOUNTS		 Management For   For  
  10.   TO CAST A NON-BINDING ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION		 Management Abstain   Against  
  THE ADT CORPORATION
  Security 00101J106   Meeting Type Annual  
  Ticker Symbol ADT               Meeting Date 13-Mar-2014  
  ISIN US00101J1060   Agenda 933918142 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: THOMAS
COLLIGAN		 Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD DALY Management For   For  
  1C.   ELECTION OF DIRECTOR: TIMOTHY
DONAHUE		 Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT
DUTKOWSKY		 Management For   For  
  1E.   ELECTION OF DIRECTOR: BRUCE GORDON Management For   For  
  1F.   ELECTION OF DIRECTOR: NAREN
GURSAHANEY		 Management For   For  
  1G.   ELECTION OF DIRECTOR: BRIDGETTE
HELLER		 Management For   For  
  1H.   ELECTION OF DIRECTOR: KATHLEEN HYLE Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS ADT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014.		 Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF ADT'S NAMED
EXECUTIVE OFFICERS.		 Management Abstain   Against  
  TWENTY-FIRST CENTURY FOX, INC.
  Security 90130A200   Meeting Type Special 
  Ticker Symbol FOX               Meeting Date 21-Mar-2014  
  ISIN US90130A2006   Agenda 933920894 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    PROPOSAL TO APPROVE THE COMPANY
MAKING A REQUEST FOR REMOVAL OF ITS
FULL FOREIGN LISTING FROM THE
AUSTRALIAN SECURITIES EXCHANGE.		 Management For   For  
  2.    CITIZENSHIP CERTIFICATION - PLEASE
MARK "YES" IF THE STOCK IS OWNED OF
RECORD OR BENEFICIALLY BY A U.S.
STOCKHOLDER, OR MARK "NO" IF SUCH
STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S.
STOCKHOLDER. (PLEASE REFER TO
APPENDIX A OF THE PROXY STATEMENT
FOR ADDITIONAL GUIDANCE.) IF YOU DO
NOT PROVIDE A RESPONSE TO THIS ITEM 2,
YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE
SUBJECT TO THE SUSPENSION OF VOTING
RIGHTS UNLESS YOU ARE A STOCKHOLDER
OF RECORD AS OF THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)		 Management For      
  THE COCA-COLA COMPANY
  Security 191216100   Meeting Type Annual  
  Ticker Symbol KO                Meeting Date 23-Apr-2014  
  ISIN US1912161007   Agenda 933928256 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: HERBERT A.
ALLEN		 Management For   For  
  1B.   ELECTION OF DIRECTOR: RONALD W. ALLEN Management For   For  
  1C.   ELECTION OF DIRECTOR: ANA BOTIN Management For   For  
  1D.   ELECTION OF DIRECTOR: HOWARD G.
BUFFETT		 Management For   For  
  1E.   ELECTION OF DIRECTOR: RICHARD M.
DALEY		 Management For   For  
  1F.   ELECTION OF DIRECTOR: BARRY DILLER Management For   For  
  1G.   ELECTION OF DIRECTOR: HELENE D. GAYLE Management For   For  
  1H.   ELECTION OF DIRECTOR: EVAN G.
GREENBERG		 Management For   For  
  1I.   ELECTION OF DIRECTOR: ALEXIS M.
HERMAN		 Management For   For  
  1J.   ELECTION OF DIRECTOR: MUHTAR KENT Management For   For  
  1K.   ELECTION OF DIRECTOR: ROBERT A.
KOTICK		 Management For   For  
  1L.   ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO		 Management For   For  
  1M.   ELECTION OF DIRECTOR: SAM NUNN Management For   For  
  1N.   ELECTION OF DIRECTOR: JAMES D.
ROBINSON III		 Management For   For  
  1O.   ELECTION OF DIRECTOR: PETER V.
UEBERROTH		 Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION		 Management Abstain   Against  
  3.    APPROVAL OF THE COCA-COLA COMPANY
2014 EQUITY PLAN		 Management Against   Against  
  4.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS		 Management For   For  
  5.    SHAREOWNER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN		 Shareholder Against   For  
  EATON CORPORATION PLC
  Security G29183103   Meeting Type Annual  
  Ticker Symbol ETN               Meeting Date 23-Apr-2014  
  ISIN IE00B8KQN827   Agenda 933937243 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: GEORGE S.
BARRETT		 Management For   For  
  1B.   ELECTION OF DIRECTOR: TODD M.
BLUEDORN		 Management For   For  
  1C.   ELECTION OF DIRECTOR: CHRISTOPHER M.
CONNOR		 Management For   For  
  1D.   ELECTION OF DIRECTOR: MICHAEL J.
CRITELLI		 Management For   For  
  1E.   ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER		 Management For   For  
  1F.   ELECTION OF DIRECTOR: CHARLES E.
GOLDEN		 Management For   For  
  1G.   ELECTION OF DIRECTOR: LINDA A. HILL Management For   For  
  1H.   ELECTION OF DIRECTOR: ARTHUR E.
JOHNSON		 Management For   For  
  1I.   ELECTION OF DIRECTOR: NED C.
LAUTENBACH		 Management For   For  
  1J.   ELECTION OF DIRECTOR: DEBORAH L.
MCCOY		 Management For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY R.
PAGE		 Management For   For  
  1L.   ELECTION OF DIRECTOR: GERALD B. SMITH Management For   For  
  2.    APPROVING THE APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014 AND AUTHORIZING THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
TO SET ITS REMUNERATION.		 Management For   For  
  3.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  4.    AUTHORIZING THE COMPANY OR ANY
SUBSIDIARY OF THE COMPANY TO MAKE
OVERSEAS MARKET PURCHASES OF
COMPANY SHARES.		 Management For   For  
  GENUINE PARTS COMPANY
  Security 372460105   Meeting Type Annual  
  Ticker Symbol GPC               Meeting Date 28-Apr-2014  
  ISIN US3724601055   Agenda 933928725 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 DR. MARY B. BULLOCK   For For  
      2 PAUL D. DONAHUE   For For  
      3 JEAN DOUVILLE   For For  
      4 GARY P. FAYARD   For For  
      5 THOMAS C. GALLAGHER   For For  
      6 GEORGE C. "JACK" GUYNN   For For  
      7 JOHN R. HOLDER   For For  
      8 JOHN D. JOHNS   For For  
      9 MICHAEL M.E. JOHNS, M.D   For For  
      10 R.C. LOUDERMILK, JR.   For For  
      11 WENDY B. NEEDHAM   For For  
      12 JERRY W. NIX   For For  
      13 GARY W. ROLLINS   For For  
  2.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		 Management Abstain   Against  
  3.    RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.		 Management For   For  
  FORTUNE BRANDS HOME & SECURITY, INC.
  Security 34964C106   Meeting Type Annual  
  Ticker Symbol FBHS              Meeting Date 28-Apr-2014  
  ISIN US34964C1062   Agenda 933934792 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: A.D. DAVID
MACKAY		 Management For   For  
  1B.   ELECTION OF DIRECTOR: DAVID M. THOMAS Management For   For  
  1C.   ELECTION OF DIRECTOR: NORMAN H.
WESLEY		 Management For   For  
  2     RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.		 Management For   For  
  3     ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.		 Management Abstain   Against  
  DIRECTV
  Security 25490A309   Meeting Type Annual  
  Ticker Symbol DTV               Meeting Date 29-Apr-2014  
  ISIN US25490A3095   Agenda 933933550 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: NEIL AUSTRIAN Management For   For  
  1B.   ELECTION OF DIRECTOR: RALPH BOYD, JR. Management For   For  
  1C.   ELECTION OF DIRECTOR: ABELARDO BRU Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID DILLON Management For   For  
  1E.   ELECTION OF DIRECTOR: SAMUEL DIPIAZZA,
JR.		 Management For   For  
  1F.   ELECTION OF DIRECTOR: DIXON DOLL Management For   For  
  1G.   ELECTION OF DIRECTOR: CHARLES LEE Management For   For  
  1H.   ELECTION OF DIRECTOR: PETER LUND Management For   For  
  1I.   ELECTION OF DIRECTOR: NANCY NEWCOMB Management For   For  
  1J.   ELECTION OF DIRECTOR: LORRIE
NORRINGTON		 Management For   For  
  1K.   ELECTION OF DIRECTOR: ANTHONY
VINCIQUERRA		 Management For   For  
  1L.   ELECTION OF DIRECTOR: MICHAEL WHITE Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR DIRECTV FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.		 Management For   For  
  3.    AN ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED
EXECUTIVES.		 Management Abstain   Against  
  4.    SHAREHOLDER PROPOSAL TO ADOPT A
POLICY THAT THERE WOULD BE NO
ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS
UPON A CHANGE IN CONTROL.		 Shareholder Against   For  
  5.    SHAREHOLDER PROPOSAL TO REQUIRE
SENIOR EXECUTIVES TO RETAIN 50% OF
NET AFTER-TAX SHARES ACQUIRED
THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE.		 Shareholder Against   For  
  INTERNATIONAL BUSINESS MACHINES CORP.
  Security 459200101   Meeting Type Annual  
  Ticker Symbol IBM               Meeting Date 29-Apr-2014  
  ISIN US4592001014   Agenda 933935237 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: A.J.P. BELDA Management For   For  
  1B.   ELECTION OF DIRECTOR: W.R. BRODY Management For   For  
  1C.   ELECTION OF DIRECTOR: K.I. CHENAULT Management For   For  
  1D.   ELECTION OF DIRECTOR: M.L. ESKEW Management For   For  
  1E.   ELECTION OF DIRECTOR: D.N. FARR Management For   For  
  1F.   ELECTION OF DIRECTOR: S.A. JACKSON Management For   For  
  1G.   ELECTION OF DIRECTOR: A.N. LIVERIS Management For   For  
  1H.   ELECTION OF DIRECTOR: W.J. MCNERNEY,
JR.		 Management For   For  
  1I.   ELECTION OF DIRECTOR: J.W. OWENS Management For   For  
  1J.   ELECTION OF DIRECTOR: V.M. ROMETTY Management For   For  
  1K.   ELECTION OF DIRECTOR: J.E. SPERO Management For   For  
  1L.   ELECTION OF DIRECTOR: S. TAUREL Management For   For  
  1M.   ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)		 Management For   For  
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72)		 Management Abstain   Against  
  4.    APPROVAL OF LONG-TERM INCENTIVE
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES PURSUANT TO SECTION 162(M)
OF THE INTERNAL REVENUE CODE (PAGE
73)		 Management For   For  
  5.    ADOPTION OF THE IBM 2014 EMPLOYEES
STOCK PURCHASE PLAN (PAGE 76)		 Management For   For  
  6.    STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 78)		 Shareholder Against   For  
  7.    STOCKHOLDER PROPOSAL ON THE RIGHT
TO ACT BY WRITTEN CONSENT (PAGE 79)		 Shareholder Against   For  
  8.    STOCKHOLDER PROPOSAL TO LIMIT
ACCELERATED EXECUTIVE PAY (PAGE 80)		 Shareholder Against   For  
  WELLS FARGO & COMPANY
  Security 949746101   Meeting Type Annual  
  Ticker Symbol WFC               Meeting Date 29-Apr-2014  
  ISIN US9497461015   Agenda 933937089 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A)   ELECTION OF DIRECTOR: JOHN D. BAKER II Management For   For  
  1B)   ELECTION OF DIRECTOR: ELAINE L. CHAO Management For   For  
  1C)   ELECTION OF DIRECTOR: JOHN S. CHEN Management For   For  
  1D)   ELECTION OF DIRECTOR: LLOYD H. DEAN Management For   For  
  1E)   ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For   For  
  1F)   ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR.		 Management For   For  
  1G)   ELECTION OF DIRECTOR: DONALD M. JAMES Management For   For  
  1H)   ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN		 Management For   For  
  1I)   ELECTION OF DIRECTOR: FEDERICO F.
PENA		 Management For   For  
  1J)   ELECTION OF DIRECTOR: JAMES H.
QUIGLEY		 Management For   For  
  1K)   ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD		 Management For   For  
  1L)   ELECTION OF DIRECTOR: STEPHEN W.
SANGER		 Management For   For  
  1M)   ELECTION OF DIRECTOR: JOHN G. STUMPF Management For   For  
  1N)   ELECTION OF DIRECTOR: SUSAN G.
SWENSON		 Management For   For  
  2.    VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  3.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014.		 Management For   For  
  4.    ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN.		 Shareholder Against   For  
  5.    REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.		 Shareholder Against   For  
  VALMONT INDUSTRIES, INC.
  Security 920253101   Meeting Type Annual  
  Ticker Symbol VMI               Meeting Date 29-Apr-2014  
  ISIN US9202531011   Agenda 933937281 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 MOGENS C. BAY   For For  
      2 WALTER SCOTT, JR.   For For  
      3 CLARK T. RANDT, JR.   For For  
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  3.    RATIFYING THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR FISCAL 2014.		 Management For   For  
  ABB LTD
  Security 000375204   Meeting Type Annual  
  Ticker Symbol ABB               Meeting Date 30-Apr-2014  
  ISIN US0003752047   Agenda 933974099 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  2.1   APPROVAL OF THE ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS,
AND THE ANNUAL FINANCIAL STATEMENTS
FOR 2013		 Management For   For  
  2.2   CONSULTATIVE VOTE ON THE 2013
REMUNERATION REPORT		 Management For   For  
  3.    DISCHARGE OF THE BOARD OF DIRECTORS
AND THE PERSONS ENTRUSTED WITH
MANAGEMENT		 Management For   For  
  4.    APPROPRIATION OF AVAILABLE EARNINGS
AND DISTRIBUTION OF CAPITAL
CONTRIBUTION RESERVE		 Management For   For  
  5.    CREATION OF ADDITIONAL CONTINGENT
SHARE CAPITAL IN CONNECTION WITH
EMPLOYEE PARTICIPATION		 Management For   For  
  6.    REVISION OF THE ARTICLES OF
INCORPORATION		 Management For   For  
  7.1   ELECT ROGER AGNELLI AS MEMBER TO THE
BOARD OF DIRECTOR		 Management For   For  
  7.2   ELECT MATTI ALAHUHTA AS MEMBER TO
THE BOARD OF DIRECTOR		 Management For   For  
  7.3   ELECT LOUIS R. HUGHES AS MEMBER TO
THE BOARD OF DIRECTOR		 Management For   For  
  7.4   ELECT MICHEL DE ROSEN AS MEMBER TO
THE BOARD OF DIRECTOR		 Management For   For  
  7.5   ELECT MICHAEL TRESCHOW AS MEMBER
TO THE BOARD OF DIRECTOR		 Management For   For  
  7.6   ELECT JACOB WALLENBERG AS MEMBER
TO THE BOARD OF DIRECTOR		 Management For   For  
  7.7   ELECT YING YEH AS MEMBER TO THE
BOARD OF DIRECTOR		 Management For   For  
  7.8   ELECT HUBERTUS VON GRUNBERG AS
MEMBER AND CHAIRMAN OF THE BOARD		 Management For   For  
  8.1   ELECTIONS TO THE COMPENSATION
COMMITTEE: MICHEL DE ROSEN		 Management For   For  
  8.2   ELECTIONS TO THE COMPENSATION
COMMITTEE: MICHEL TRESCHOW		 Management For   For  
  8.3   ELECTIONS TO THE COMPENSATION
COMMITTEE: YING YEH		 Management For   For  
  9.    ELECTION OF THE INDEPENDENT PROXY
DR. HANS ZEHNDER		 Management For   For  
  10.   RE-ELECTION OF THE AUDITORS ERNST &
YOUNG AG		 Management For   For  
  VERIZON COMMUNICATIONS INC.
  Security 92343V104   Meeting Type Annual  
  Ticker Symbol VZ                Meeting Date 01-May-2014
  ISIN US92343V1044   Agenda 933936607 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU		 Management For   For  
  1B.   ELECTION OF DIRECTOR: RICHARD L.
CARRION		 Management For   For  
  1C.   ELECTION OF DIRECTOR: MELANIE L.
HEALEY		 Management For   For  
  1D.   ELECTION OF DIRECTOR: M. FRANCES
KEETH		 Management For   For  
  1E.   ELECTION OF DIRECTOR: ROBERT W. LANE Management For   For  
  1F.   ELECTION OF DIRECTOR: LOWELL C.
MCADAM		 Management For   For  
  1G.   ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN		 Management For   For  
  1H.   ELECTION OF DIRECTOR: CLARENCE OTIS,
JR.		 Management For   For  
  1I.   ELECTION OF DIRECTOR: RODNEY E.
SLATER		 Management For   For  
  1J.   ELECTION OF DIRECTOR: KATHRYN A.
TESIJA		 Management For   For  
  1K.   ELECTION OF DIRECTOR: GREGORY D.
WASSON		 Management For   For  
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		 Management For   For  
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION		 Management Abstain   Against  
  4.    PROPOSAL TO IMPLEMENT PROXY ACCESS Management For   For  
  5.    NETWORK NEUTRALITY Shareholder Against   For  
  6.    LOBBYING ACTIVITIES Shareholder Against   For  
  7.    SEVERANCE APPROVAL POLICY Shareholder Against   For  
  8.    SHAREHOLDER RIGHT TO CALL A SPECIAL
MEETING		 Shareholder Against   For  
  9.    SHAREHOLDER RIGHT TO ACT BY WRITTEN
CONSENT		 Shareholder Against   For  
  10.   PROXY VOTING AUTHORITY Shareholder Against   For  
  O'REILLY AUTOMOTIVE, INC.
  Security 67103H107   Meeting Type Annual  
  Ticker Symbol ORLY              Meeting Date 06-May-2014
  ISIN US67103H1077   Agenda 933940834 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: DAVID O'REILLY Management For   For  
  1B.   ELECTION OF DIRECTOR: LARRY O'REILLY Management For   For  
  1C.   ELECTION OF DIRECTOR: ROSALIE O'REILLY
WOOTEN		 Management For   For  
  1D.   ELECTION OF DIRECTOR: JAY D.
BURCHFIELD		 Management For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS T.
HENDRICKSON		 Management For   For  
  1F.   ELECTION OF DIRECTOR: PAUL R. LEDERER Management For   For  
  2.    TO AMEND THE RESTATED ARTICLES OF
INCORPORATION OF THE COMPANY'S
SUBSIDIARY O'REILLY AUTOMOTIVE
STORES, INC.		 Management For   For  
  3.    ADVISORY VOTE ON APPROVAL OF
COMPENSATION OF EXECUTIVES.		 Management Abstain   Against  
  4.    RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG, LLP, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.		 Management For   For  
  5.    SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK".		 Shareholder Against   For  
  XYLEM INC.
  Security 98419M100   Meeting Type Annual  
  Ticker Symbol XYL               Meeting Date 06-May-2014
  ISIN US98419M1009   Agenda 933943981 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: STEN E.
JAKOBSSON		 Management For   For  
  1B.   ELECTION OF DIRECTOR: STEVEN R.
LORANGER		 Management For   For  
  1C.   ELECTION OF DIRECTOR: EDWARD J.
LUDWIG		 Management For   For  
  1D.   ELECTION OF DIRECTOR: JEROME A.
PERIBERE		 Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.		 Management For   For  
  3.    TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.		 Management Abstain   Against  
  4.    THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE 2011 OMNIBUS
INCENTIVE PLAN.		 Management For   For  
  5.    THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE XYLEM ANNUAL
INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.		 Management For   For  
  6.    PROPOSED AMENDMENT TO OUR ARTICLES
OF INCORPORATION TO ALLOW
SHAREOWNERS TO CALL A SPECIAL
MEETING.		 Management For   For  
  7.    TO VOTE ON A SHAREOWNER PROPOSAL
TITLED "EXECUTIVES TO RETAIN
SIGNIFICANT STOCK".		 Shareholder Against   For  
  DARLING INTERNATIONAL INC.
  Security 237266101   Meeting Type Annual  
  Ticker Symbol DAR               Meeting Date 06-May-2014
  ISIN US2372661015   Agenda 933948575 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.1   ELECTION OF DIRECTOR: RANDALL C.
STUEWE		 Management For   For  
  1.2   ELECTION OF DIRECTOR: O. THOMAS
ALBRECHT		 Management For   For  
  1.3   ELECTION OF DIRECTOR: D. EUGENE EWING Management For   For  
  1.4   ELECTION OF DIRECTOR: DIRK
KLOOSTERBOER		 Management For   For  
  1.5   ELECTION OF DIRECTOR: CHARLES
MACALUSO		 Management For   For  
  1.6   ELECTION OF DIRECTOR: JOHN D. MARCH Management For   For  
  1.7   ELECTION OF DIRECTOR: MICHAEL URBUT Management For   For  
  2.    PROPOSAL TO AMEND THE COMPANY'S
RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO
CHANGE THE COMPANY'S CORPORATE
NAME FROM DARLING INTERNATIONAL INC.
TO DARLING INGREDIENTS INC.		 Management For   For  
  3.    PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 3, 2015.		 Management For   For  
  4.    ADVISORY VOTE TO APPROVE EXECUTIVE
OFFICER COMPENSATION.		 Management Abstain   Against  
  EXPRESS SCRIPTS HOLDING COMPANY
  Security 30219G108   Meeting Type Annual  
  Ticker Symbol ESRX              Meeting Date 07-May-2014
  ISIN US30219G1085   Agenda 933941139 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: GARY G. BENANAV Management For   For  
  1B.   ELECTION OF DIRECTOR: MAURA C. BREEN Management For   For  
  1C.   ELECTION OF DIRECTOR: WILLIAM J.
DELANEY		 Management For   For  
  1D.   ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC		 Management For   For  
  1E.   ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON		 Management For   For  
  1F.   ELECTION OF DIRECTOR: FRANK
MERGENTHALER		 Management For   For  
  1G.   ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD		 Management For   For  
  1H.   ELECTION OF DIRECTOR: JOHN O. PARKER,
JR.		 Management For   For  
  1I.   ELECTION OF DIRECTOR: GEORGE PAZ Management For   For  
  1J.   ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH		 Management For   For  
  1K.   ELECTION OF DIRECTOR: SEYMOUR
STERNBERG		 Management For   For  
  2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.		 Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  PEPSICO, INC.
  Security 713448108   Meeting Type Annual  
  Ticker Symbol PEP               Meeting Date 07-May-2014
  ISIN US7134481081   Agenda 933945860 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: SHONA L. BROWN Management For   For  
  1B.   ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY		 Management For   For  
  1C.   ELECTION OF DIRECTOR: IAN M. COOK Management For   For  
  1D.   ELECTION OF DIRECTOR: DINA DUBLON Management For   For  
  1E.   ELECTION OF DIRECTOR: RONA A.
FAIRHEAD		 Management For   For  
  1F.   ELECTION OF DIRECTOR: RAY L. HUNT Management For   For  
  1G.   ELECTION OF DIRECTOR: ALBERTO
IBARGUEN		 Management For   For  
  1H.   ELECTION OF DIRECTOR: INDRA K. NOOYI Management For   For  
  1I.   ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER		 Management For   For  
  1J.   ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For   For  
  1K.   ELECTION OF DIRECTOR: LLOYD G.
TROTTER		 Management For   For  
  1L.   ELECTION OF DIRECTOR: DANIEL VASELLA Management For   For  
  1M.   ELECTION OF DIRECTOR: ALBERTO
WEISSER		 Management For   For  
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014.		 Management For   For  
  3.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  4.    APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN.		 Management For   For  
  5.    POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS.		 Shareholder Against   For  
  6.    POLICY REGARDING EXECUTIVE
RETENTION OF STOCK.		 Shareholder Against   For  
  REPUBLIC SERVICES, INC.
  Security 760759100   Meeting Type Annual  
  Ticker Symbol RSG               Meeting Date 08-May-2014
  ISIN US7607591002   Agenda 933944832 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: JAMES W.
CROWNOVER		 Management For   For  
  1B.   ELECTION OF DIRECTOR: TOMAGO COLLINS Management For   For  
  1C.   ELECTION OF DIRECTOR: ANN E.
DUNWOODY		 Management For   For  
  1D.   ELECTION OF DIRECTOR: WILLIAM J. FLYNN Management For   For  
  1E.   ELECTION OF DIRECTOR: MICHAEL LARSON Management For   For  
  1F.   ELECTION OF DIRECTOR: W. LEE NUTTER Management For   For  
  1G.   ELECTION OF DIRECTOR: RAMON A.
RODRIGUEZ		 Management For   For  
  1H.   ELECTION OF DIRECTOR: DONALD W.
SLAGER		 Management For   For  
  1I.   ELECTION OF DIRECTOR: ALLAN C.
SORENSEN		 Management For   For  
  1J.   ELECTION OF DIRECTOR: JOHN M. TRANI Management For   For  
  2.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.		 Management Abstain   Against  
  3.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		 Management For   For  
  4.    APPROVAL OF THE AMENDED AND
RESTATED EXECUTIVE INCENTIVE PLAN.		 Management For   For  
  5.    STOCKHOLDER PROPOSAL REGARDING
PAYMENTS UPON THE DEATH OF A SENIOR
EXECUTIVE.		 Shareholder Against   For  
  6.    STOCKHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS AND
EXPENDITURES.		 Shareholder Against   For  
  ACCO BRANDS CORPORATION
  Security 00081T108   Meeting Type Annual  
  Ticker Symbol ACCO              Meeting Date 13-May-2014
  ISIN US00081T1088   Agenda 933951596 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 GEORGE V. BAYLY   For For  
      2 JAMES A. BUZZARD   For For  
      3 KATHLEEN S. DVORAK   For For  
      4 BORIS ELISMAN   For For  
      5 ROBERT H. JENKINS   For For  
      6 PRADEEP JOTWANI   For For  
      7 ROBERT J. KELLER   For For  
      8 THOMAS KROEGER   For For  
      9 MICHAEL NORKUS   For For  
      10 E. MARK RAJKOWSKI   For For  
      11 SHEILA G. TALTON   For For  
  2     THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.		 Management For   For  
  3     THE APPROVAL, BY NON-BINDING
ADVISORY VOTE, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.		 Management Abstain   Against  
  TENNECO INC.
  Security 880349105   Meeting Type Annual  
  Ticker Symbol TEN               Meeting Date 14-May-2014
  ISIN US8803491054   Agenda 933953920 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.1   ELECTION OF DIRECTOR: THOMAS C.
FREYMAN		 Management For   For  
  1.2   ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For   For  
  1.3   ELECTION OF DIRECTOR: HARI N. NAIR Management For   For  
  1.4   ELECTION OF DIRECTOR: ROGER B.
PORTER		 Management For   For  
  1.5   ELECTION OF DIRECTOR: DAVID B. PRICE,
JR.		 Management For   For  
  1.6   ELECTION OF DIRECTOR: GREGG M.
SHERRILL		 Management For   For  
  1.7   ELECTION OF DIRECTOR: PAUL T. STECKO Management For   For  
  1.8   ELECTION OF DIRECTOR: JANE L. WARNER Management For   For  
  2     APPROVE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
2014.		 Management For   For  
  3     APPROVE EXECUTIVE COMPENSATION IN
AN ADVISORY VOTE.		 Management Abstain   Against  
  WATTS WATER TECHNOLOGIES, INC.
  Security 942749102   Meeting Type Annual  
  Ticker Symbol WTS               Meeting Date 14-May-2014
  ISIN US9427491025   Agenda 933956318 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 ROBERT L. AYERS   For For  
      2 BERNARD BAERT   For For  
      3 KENNETT F. BURNES   For For  
      4 RICHARD J. CATHCART   For For  
      5 W. CRAIG KISSEL   For For  
      6 JOHN K. MCGILLICUDDY   For For  
      7 JOSEPH T. NOONAN   For For  
      8 MERILEE RAINES   For For  
  2.    TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.		 Management For   For  
  3.    TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, OUR EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  CF INDUSTRIES HOLDINGS, INC.
  Security 125269100   Meeting Type Annual  
  Ticker Symbol CF                Meeting Date 14-May-2014
  ISIN US1252691001   Agenda 933960987 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: ROBERT C.
ARZBAECHER		 Management For   For  
  1B.   ELECTION OF DIRECTOR: WILLIAM
DAVISSON		 Management For   For  
  1C.   ELECTION OF DIRECTOR: STEPHEN J.
HAGGE		 Management For   For  
  1D.   ELECTION OF DIRECTOR: ROBERT G.
KUHBACH		 Management For   For  
  1E.   ELECTION OF DIRECTOR: EDWARD A.
SCHMITT		 Management For   For  
  2.    APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE V (REMOVAL OF
DIRECTORS).		 Management For   For  
  3.    APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE X (AMENDMENT OF
BYLAWS).		 Management For   For  
  4.    APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
FROM ARTICLE XI (CERTAIN AMENDMENTS
TO CERTIFICATE OF INCORPORATION).		 Management For   For  
  5.    APPROVAL OF AN AMENDMENT TO CF
INDUSTRIES HOLDINGS, INC.'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION TO GRANT HOLDERS OF
NOT LESS THAN 25% OF OUR OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A
SPECIAL MEETING OF STOCKHOLDERS.		 Management For   For  
  6.    APPROVAL OF AN ADVISORY RESOLUTION
REGARDING THE COMPENSATION OF CF
INDUSTRIES HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS.		 Management Abstain   Against  
  7.    APPROVAL OF CF INDUSTRIES HOLDINGS,
INC.'S 2014 EQUITY AND INCENTIVE PLAN.		 Management For   For  
  8.    RATIFICATION OF THE SELECTION OF KPMG
LLP AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.		 Management For   For  
  UNILEVER PLC
  Security 904767704   Meeting Type Annual  
  Ticker Symbol UL                Meeting Date 14-May-2014
  ISIN US9047677045   Agenda 933969416 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    TO RECEIVE THE REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER 2013		 Management For   For  
  2.    TO APPROVE THE DIRECTORS'
REMUNERATION POLICY		 Management For   For  
  3.    AN ADVISORY VOTE TO APPROVE THE
DIRECTORS' REMUNERATION REPORT
(EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)		 Management For   For  
  4.    TO RE-ELECT MR P G J M POLMAN AS A
DIRECTOR		 Management For   For  
  5.    TO RE-ELECT MR R J-M S HUET AS A
DIRECTOR		 Management For   For  
  6.    TO RE-ELECT MRS L M CHA AS A DIRECTOR Management For   For  
  7.    TO RE-ELECT PROFESSOR L O FRESCO AS
A DIRECTOR		 Management For   For  
  8.    TO RE-ELECT MS A M FUDGE AS A
DIRECTOR		 Management For   For  
  9.    TO RE-ELECT DR B E GROTE AS A
DIRECTOR		 Management For   For  
  10.   TO RE-ELECT MS M MA AS A DIRECTOR Management For   For  
  11.   TO RE-ELECT MS H NYASULU AS A
DIRECTOR		 Management For   For  
  12.   TO RE-ELECT THE RT HON SIR MALCOLM
RIFKIND MP AS A DIRECTOR		 Management For   For  
  13.   TO RE-ELECT MR J RISHTON AS A
DIRECTOR		 Management For   For  
  14.   TO RE-ELECT MR K J STORM AS A
DIRECTOR		 Management For   For  
  15.   TO RE-ELECT MR M TRESCHOW AS A
DIRECTOR		 Management For   For  
  16.   TO RE-ELECT MR P S WALSH AS A
DIRECTOR		 Management For   For  
  17.   TO ELECT MR F SIJBESMA AS A DIRECTOR Management For   For  
  18.   TO APPOINT KPMG LLP AS AUDITORS OF
THE COMPANY		 Management For   For  
  19.   TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS		 Management For   For  
  20.   TO RENEW THE AUTHORITY TO DIRECTORS
TO ISSUE SHARES		 Management For   For  
  21.   TO RENEW THE AUTHORITY TO DIRECTORS
TO DISAPPLY PRE-EMPTION RIGHTS		 Management Against   Against  
  22.   TO RENEW THE AUTHORITY TO THE
COMPANY TO PURCHASE ITS OWN SHARES		 Management For   For  
  23.   TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE		 Management For   For  
  24.   TO SHORTEN THE NOTICE PERIOD FOR
GENERAL MEETINGS		 Management For   For  
  PROGRESSIVE WASTE SOLUTIONS LTD.
  Security 74339G101   Meeting Type Annual  
  Ticker Symbol BIN               Meeting Date 14-May-2014
  ISIN CA74339G1019   Agenda 933976663 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  01    APPOINTMENT OF DELOITTE LLP,
INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION AND AUTHORIZING THE
DIRECTORS TO FIX THE REMUNERATION OF
THE AUDITORS.		 Management For   For  
  02    DIRECTOR Management          
      1 JOHN T. DILLON   For For  
      2 JAMES J. FORESE   For For  
      3 LARRY S. HUGHES   For For  
      4 JEFFREY L. KEEFER   For For  
      5 DOUGLAS W. KNIGHT   For For  
      6 SUSAN LEE   For For  
      7 DANIEL R. MILLIARD   For For  
      8 JOSEPH D. QUARIN   For For  
  03    APPROVAL OF THE ADVISORY RESOLUTION
OF THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION AS SET OUT IN
THE NOTICE OF MEETING AND
MANAGEMENT INFORMATION CIRCULAR.		 Management For   For  
  GRAFTECH INTERNATIONAL LTD.
  Security 384313102   Meeting Type Contested-Annual  
  Ticker Symbol GTI               Meeting Date 15-May-2014
  ISIN US3843131026   Agenda 933992489 - Opposition
                         
  Item Proposal Type Vote For/Against
Management		  
  01    DIRECTOR Management          
      1 NATHAN  MILIKOWSKY   Withheld Against  
      2 KAREN FINERMAN   For For  
      3 DAVID R. JARDINI   For For  
      4 MGT NOM: R W CARSON   Withheld Against  
      5 MGT NOM: T A DANJCZEK   Withheld Against  
      6 MGT NOM: J L HAWTHORNE   For For  
      7 MGT NOM: M C MORRIS   Withheld Against  
  02    PROPOSAL TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS		 Management Abstain   Against  
  03    PROPOSAL TO APPROVE OF THE MATERIAL
TERMS OF THE PERFORMANCE GOALS
UNDER THE COMPANY'S EXECUTIVE
INCENTIVE COMPENSATION PLAN		 Management For   For  
  04    PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014.		 Management For   For  
  05    PROPOSAL TO ADOPT THE FOLLOWING
RESOLUTION PERTAINING TO THE
COMPANY'S BYLAWS: RESOLVED, THAT ANY
PROVISION OF THE BYLAWS OF GRAFTECH
INTERNATIONAL LTD. (THE "COMPANY") AS
OF THE DATE OF EFFECTIVENESS OF THIS
RESOLUTION THAT WAS NOT INCLUDED IN
THE BYLAWS AS AMENDED EFFECTIVE
SEPTEMBER 30, 2012 (AS PUBLICILY FILED
WITH THE SECURITIES AND EXCHANGE
COMMISSION ON OCTOBER 4, 2012), AND IS
INCONSISTENT WITH OR
DISADVANTAGEOUS  TO NATHAN
MILIKOWSKY OR TO THE ELECTION OF THE
NOMINEES PROPOSED BY NATHAN
MILIKOWSKY AT THE 2014 ANNUAL
MEETING, BE AND HEREBY IS REPEALED		 Management Abstain   Against  
  PENTAIR LTD.
  Security H6169Q108   Meeting Type Annual  
  Ticker Symbol PNR               Meeting Date 20-May-2014
  ISIN CH0193880173   Agenda 933967094 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: GLYNIS A. BRYAN Management For   For  
  1B.   ELECTION OF DIRECTOR: JERRY W. BURRIS Management For   For  
  1C.   ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON		 Management For   For  
  1D.   ELECTION OF DIRECTOR: T. MICHAEL
GLENN		 Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID H.Y. HO Management For   For  
  1F.   ELECTION OF DIRECTOR: RANDALL J.
HOGAN		 Management For   For  
  1G.   ELECTION OF DIRECTOR: DAVID A. JONES Management For   For  
  1H.   ELECTION OF DIRECTOR: RONALD L.
MERRIMAN		 Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN		 Management For   For  
  1J.   ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON		 Management For   For  
  2.    TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS		 Management For   For  
  3A.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES		 Management For   For  
  3B.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN		 Management For   For  
  3C.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN		 Management For   For  
  3D.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN		 Management For   For  
  4.    TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY		 Management For   For  
  5.    TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013		 Management For   For  
  6.    TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013		 Management For   For  
  7A.   TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING		 Management For   For  
  7B.   TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014		 Management For   For  
  7C.   TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING		 Management For   For  
  8A.   TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS		 Management For   For  
  8B.   TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS		 Management For   For  
  9.    TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT		 Management Abstain   Against  
  10.   TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD.		 Management For   For  
  PENTAIR LTD.
  Security H6169Q111   Meeting Type Annual  
  Ticker Symbol     Meeting Date 20-May-2014
  ISIN     Agenda 933967107 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC.		 Management For   For  
  2.    TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.		 Management For   For  
  3.    TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT.		 Management For   For  
  W. R. BERKLEY CORPORATION
  Security 084423102   Meeting Type Annual  
  Ticker Symbol WRB               Meeting Date 20-May-2014
  ISIN US0844231029   Agenda 933967676 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.1   ELECTION OF DIRECTOR: GEORGE G. DALY Management For   For  
  1.2   ELECTION OF DIRECTOR: JACK H. NUSBAUM Management For   For  
  1.3   ELECTION OF DIRECTOR: MARK L. SHAPIRO Management For   For  
  2     TO APPROVE THE W. R. BERKLEY
CORPORATION 2014 LONG-TERM INCENTIVE
PLAN.		 Management For   For  
  3     TO CONSIDER AND CAST A NON-BINDING
ADVISORY VOTE ON A RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, OR "SAY-ON-
PAY" VOTE.		 Management Abstain   Against  
  4     TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014.		 Management For   For  
  PENTAIR LTD.
  Security H6169Q108   Meeting Type Annual  
  Ticker Symbol PNR               Meeting Date 20-May-2014
  ISIN CH0193880173   Agenda 933971853 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: GLYNIS A. BRYAN Management For   For  
  1B.   ELECTION OF DIRECTOR: JERRY W. BURRIS Management For   For  
  1C.   ELECTION OF DIRECTOR: CAROL ANTHONY
(JOHN) DAVIDSON		 Management For   For  
  1D.   ELECTION OF DIRECTOR: T. MICHAEL
GLENN		 Management For   For  
  1E.   ELECTION OF DIRECTOR: DAVID H.Y. HO Management For   For  
  1F.   ELECTION OF DIRECTOR: RANDALL J.
HOGAN		 Management For   For  
  1G.   ELECTION OF DIRECTOR: DAVID A. JONES Management For   For  
  1H.   ELECTION OF DIRECTOR: RONALD L.
MERRIMAN		 Management For   For  
  1I.   ELECTION OF DIRECTOR: WILLIAM T.
MONAHAN		 Management For   For  
  1J.   ELECTION OF DIRECTOR: BILLIE I.
WILLIAMSON		 Management For   For  
  2.    TO ELECT RANDALL J. HOGAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS		 Management For   For  
  3A.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: DAVID A.
JONES		 Management For   For  
  3B.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: GLYNIS A.
BRYAN		 Management For   For  
  3C.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: T. MICHAEL
GLENN		 Management For   For  
  3D.   TO ELECT THE MEMBER OF THE
COMPENSATION COMMITTEE: WILLIAM T.
MONAHAN		 Management For   For  
  4.    TO ELECT PROXY VOTING SERVICES GMBH
AS THE INDEPENDENT PROXY		 Management For   For  
  5.    TO APPROVE THE 2013 ANNUAL REPORT OF
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE
YEAR ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS
OF PENTAIR LTD. FOR THE YEAR ENDED
DECEMBER 31, 2013		 Management For   For  
  6.    TO DISCHARGE THE BOARD OF DIRECTORS
AND EXECUTIVE OFFICERS OF PENTAIR
LTD. FROM LIABILITY FOR THE YEAR ENDED
DECEMBER 31, 2013		 Management For   For  
  7A.   TO RE-ELECT DELOITTE AG AS STATUTORY
AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING		 Management For   For  
  7B.   TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014		 Management For   For  
  7C.   TO ELECT PRICEWATERHOUSECOOPERS
AG AS SPECIAL AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING		 Management For   For  
  8A.   TO APPROVE THE APPROPRIATION OF
RESULTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AS PROPOSED BY THE
BOARD OF DIRECTORS		 Management For   For  
  8B.   TO APPROVE THE CONVERSION AND
APPROPRIATION OF RESERVES FROM
CAPITAL CONTRIBUTIONS TO DISTRIBUTE
AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS		 Management For   For  
  9.    TO APPROVE BY ADVISORY VOTE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT		 Management For   For  
  10.   TO APPROVE THE RENEWAL OF THE
AUTHORIZED CAPITAL OF PENTAIR LTD.		 Management For   For  
  PENTAIR LTD.
  Security H6169Q111   Meeting Type Annual  
  Ticker Symbol     Meeting Date 20-May-2014
  ISIN     Agenda 933971865 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    TO APPROVE THE MERGER AGREEMENT BY
AND BETWEEN PENTAIR LTD. AND PENTAIR
PLC.		 Management For   For  
  2.    TO APPROVE THE VOTING CAP ELIMINATION
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.		 Management For   For  
  3.    TO APPROVE THE RESERVES PROPOSAL AS
DESCRIBED IN THE PROXY STATEMENT.		 Management For   For  
  MONDELEZ INTERNATIONAL, INC.
  Security 609207105   Meeting Type Annual  
  Ticker Symbol MDLZ              Meeting Date 21-May-2014
  ISIN US6092071058   Agenda 933952360 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH		 Management For   For  
  1B.   ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH		 Management For   For  
  1C.   ELECTION OF DIRECTOR: LOIS D. JULIBER Management For   For  
  1D.   ELECTION OF DIRECTOR: MARK D.
KETCHUM		 Management For   For  
  1E.   ELECTION OF DIRECTOR: JORGE S.
MESQUITA		 Management For   For  
  1F.   ELECTION OF DIRECTOR: NELSON PELTZ Management For   For  
  1G.   ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS		 Management For   For  
  1H.   ELECTION OF DIRECTOR: IRENE B.
ROSENFELD		 Management For   For  
  1I.   ELECTION OF DIRECTOR: PATRICK T.
SIEWERT		 Management For   For  
  1J.   ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For   For  
  1K.   ELECTION OF DIRECTOR: RATAN N. TATA Management For   For  
  1L.   ELECTION OF DIRECTOR: JEAN-FRANCOIS
M.L. VAN BOXMEER		 Management For   For  
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION		 Management Abstain   Against  
  3.    APPROVE MONDELEZ INTERNATIONAL, INC.
AMENDED AND RESTATED 2005
PERFORMANCE INCENTIVE PLAN		 Management For   For  
  4.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014		 Management For   For  
  5.    SHAREHOLDER PROPOSAL: REPORT ON
PACKAGING		 Shareholder Against   For  
  MACQUARIE INFRASTRUCTURE CO. LLC
  Security 55608B105   Meeting Type Annual  
  Ticker Symbol MIC               Meeting Date 21-May-2014
  ISIN US55608B1052   Agenda 933970940 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 NORMAN H. BROWN, JR.   For For  
      2 GEORGE W. CARMANY, III   For For  
      3 H.E. (JACK) LENTZ   For For  
      4 OUMA SANANIKONE   For For  
      5 WILLIAM H. WEBB   For For  
  2.    THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.		 Management For   For  
  3.    THE APPROVAL, ON AN ADVISORY BASIS,
OF EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  4.    THE APPROVAL OF THE 2014 INDEPENDENT
DIRECTORS EQUITY PLAN.		 Management For   For  
  BLUCORA INC
  Security 095229100   Meeting Type Annual  
  Ticker Symbol BCOR              Meeting Date 21-May-2014
  ISIN US0952291005   Agenda 933994255 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 ELIZABETH HUEBNER   For For  
      2 ANDREW SNYDER   For For  
  2.    PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2014.		 Management For   For  
  3.    PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT.		 Management Abstain   Against  
  BOULDER BRANDS, INC.
  Security 101405108   Meeting Type Annual  
  Ticker Symbol BDBD              Meeting Date 22-May-2014
  ISIN US1014051080   Agenda 933975558 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 BENJAMIN D. CHERESKIN   For For  
      2 GERALD J. LABER   For For  
      3 JAMES B. LEIGHTON   For For  
  2.    PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, OUR NAMED EXECUTIVE OFFICER
COMPENSATION		 Management For   For  
  3.    PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014		 Management For   For  
  CABLEVISION SYSTEMS CORPORATION
  Security 12686C109   Meeting Type Annual  
  Ticker Symbol CVC               Meeting Date 22-May-2014
  ISIN US12686C1099   Agenda 933976334 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 JOSEPH J. LHOTA   For For  
      2 THOMAS V. REIFENHEISER   For For  
      3 JOHN R. RYAN   For For  
      4 VINCENT TESE   For For  
      5 LEONARD TOW   For For  
  2.    RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		 Management For   For  
  3.    APPROVAL OF CABLEVISION SYSTEMS
CORPORATION AMENDED AND RESTATED
2006 EMPLOYEE STOCK PLAN.		 Management For   For  
  4.    NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  5.    STOCKHOLDER PROPOSAL FOR A
POLITICAL CONTRIBUTIONS REPORT.		 Shareholder Against   For  
  6.    STOCKHOLDER PROPOSAL TO ADOPT A
RECAPITALIZATION PLAN.		 Shareholder For   Against  
  INTERNAP NETWORK SERVICES CORPORATION
  Security 45885A300   Meeting Type Annual  
  Ticker Symbol INAP              Meeting Date 30-May-2014
  ISIN US45885A3005   Agenda 933987919 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 DANIEL C. STANZIONE   For For  
      2 DEBORA J. WILSON   For For  
  2.    TO APPROVE THE INTERNAP NETWORK
SERVICES CORPORATION 2014 STOCK
INCENTIVE PLAN.		 Management Abstain   Against  
  3.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014.		 Management For   For  
  4.    TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION.		 Management For   For  
  CST BRANDS, INC.
  Security 12646R105   Meeting Type Annual  
  Ticker Symbol CST               Meeting Date 04-Jun-2014  
  ISIN US12646R1059   Agenda 933992085 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.1   ELECTION OF DIRECTOR: ROGER G.
BURTON		 Management For   For  
  1.2   ELECTION OF DIRECTOR: STEPHEN A.
SMITH		 Management For   For  
  2.    TO RATIFY THE SELECTION OF KPMG, LLP
AS CST BRANDS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014.		 Management For   For  
  3.    TO APPROVE THE AMENDED AND
RESTATED 2013 OMNIBUS STOCK AND
INCENTIVE PLAN ("AMENDED OMNIBUS
PLAN").		 Management For   For  
  4.    TO APPROVE, BY ADVISORY VOTE, A
RESOLUTION ON EXECUTIVE
COMPENSATION.		 Management Abstain   Against  
  5.    TO RECOMMEND, BY ADVISORY VOTE, THE
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.		 Management Abstain   Against  
  AMERICAN VANGUARD CORPORATION
  Security 030371108   Meeting Type Annual  
  Ticker Symbol AVD               Meeting Date 04-Jun-2014  
  ISIN US0303711081   Agenda 934003512 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1.    DIRECTOR Management          
      1 SCOTT D. BASKIN   For For  
      2 LAWRENCE S. CLARK   For For  
      3 DEBRA F. EDWARDS   For For  
      4 MORTON D. ERLICH   For For  
      5 ALFRED F. INGUILLI   For For  
      6 JOHN L. KILLMER   For For  
      7 CARL R. SODERLIND   For For  
      8 ERIC G. WINTEMUTE   For For  
      9 M. ESMAIL ZIRAKPARVAR   For For  
  2.    RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2014.		 Management For   For  
  3.    APPROVE THE OVERALL EXECUTIVE
COMPENSATION POLICIES AND
PROCEDURES OF THE COMPANY AS
DESCRIBED IN THE PROXY STATEMENT.		 Management Abstain   Against  
  4.    RATIFY THE EXTENSION OF THE AMERICAN
VANGUARD CORPORATION EMPLOYEE
STOCK PURCHASE PLAN FOR FIVE YEARS,
THAT IS, FROM DECEMBER 31, 2013 TO
DECEMBER 31, 2018 (PLEASE SEE EXHIBIT A
OF THE PROXY STATEMENT).		 Management For   For  
  TIME WARNER CABLE INC
  Security 88732J207   Meeting Type Annual  
  Ticker Symbol TWC               Meeting Date 05-Jun-2014  
  ISIN US88732J2078   Agenda 934011610 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: CAROLE BLACK Management For   For  
  1B.   ELECTION OF DIRECTOR: GLENN A. BRITT Management For   For  
  1C.   ELECTION OF DIRECTOR: THOMAS H.
CASTRO		 Management For   For  
  1D.   ELECTION OF DIRECTOR: DAVID C. CHANG Management For   For  
  1E.   ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR.		 Management For   For  
  1F.   ELECTION OF DIRECTOR: PETER R. HAJE Management For   For  
  1G.   ELECTION OF DIRECTOR: DONNA A. JAMES Management For   For  
  1H.   ELECTION OF DIRECTOR: DON LOGAN Management For   For  
  1I.   ELECTION OF DIRECTOR: ROBERT D.
MARCUS		 Management For   For  
  1J.   ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For   For  
  1K.   ELECTION OF DIRECTOR: WAYNE H. PACE Management For   For  
  1L.   ELECTION OF DIRECTOR: EDWARD D.
SHIRLEY		 Management For   For  
  1M.   ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For   For  
  2.    RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.		 Management For   For  
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.		 Management Abstain   Against  
  4.    STOCKHOLDER PROPOSAL ON DISCLOSURE
OF LOBBYING ACTIVITIES.		 Shareholder Against   For  
  5.    STOCKHOLDER PROPOSAL ON
ACCELERATED VESTING OF EQUITY
AWARDS IN A CHANGE IN CONTROL.		 Shareholder Against   For  
  LAYNE CHRISTENSEN COMPANY
  Security 521050104   Meeting Type Annual  
  Ticker Symbol LAYN              Meeting Date 06-Jun-2014  
  ISIN US5210501046   Agenda 934020784 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1     DIRECTOR Management          
      1 DAVID A.B. BROWN   For For  
      2 J. SAMUEL BUTLER   For For  
      3 ROBERT R. GILMORE   For For  
      4 JOHN T. NESSER III   For For  
      5 NELSON OBUS   For For  
      6 RENE J. ROBICHAUD   For For  
  2     ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.		 Management Abstain   Against  
  3     PROPOSAL TO AMEND AND RESTATE THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK BY 30,000,000
SHARES AND DELETE OBSOLETE
PROVISIONS.		 Management For   For  
  4     PROPOSAL TO AMEND THE COMPANY'S
2006 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE 2006 EQUITY
INCENTIVE PLAN, AUTHORIZE THE
ISSUANCE OF A NEW FORM OF AWARD AND
EXTEND THE EXPIRATION DATE OF THE
2006 EQUITY INCENTIVE PLAN TO JUNE 6,
2024.		 Management Against   Against  
  5     PROPOSAL TO RATIFY THE SELECTION OF
THE ACCOUNTING FIRM OF DELOITTE &
TOUCHE LLP AS LAYNE CHRISTENSEN'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2015.		 Management For   For  
  OUTERWALL INC.
  Security 690070107   Meeting Type Annual  
  Ticker Symbol OUTR              Meeting Date 12-Jun-2014  
  ISIN US6900701078   Agenda 934010315 - Management
                         
  Item Proposal Type Vote For/Against
Management		  
  1A.   ELECTION OF DIRECTOR: DAVID M.
ESKENAZY		 Management For   For  
  1B.   ELECTION OF DIRECTOR: ROBERT D.
SZNEWAJS		 Management For   For  
  2.    ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF OUTERWALL'S NAMED
EXECUTIVE OFFICERS.		 Management Abstain   Against  
  3.    RATIFICATION OF APPOINTMENT OF KPMG
LLP AS OUTERWALL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.		 Management For   For  

 

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant  The Gabelli SRI Fund, Inc.

 

By (Signature and Title)* /s/ Bruce N. Alpert                                                     

Bruce N. Alpert, Principal Executive Officer

 

 

Date  8/13/14

 

*Print the name and title of each signing officer under his or her signature.