Fund Name
|
Company
|
Ticker
|
Cusip
|
Meeting Date
|
A brief identification of the matter voted on
|
Proposed by Issuer or Security Holder
|
Voted
|
Vote Cast
|
With or Against Management
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
9/12/2014
|
1. Amendment od articles 14, 15, 18 and 34 of the Articles of Incorporation
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
11/27/2014
|
1. Cancellation of Treasury
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
11/27/2014
|
2. Authorization to the Board to repurchase shares and to cancel such repurchased shares by way of share capital reduction.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
11/27/2014
|
3. Renewal of authorization to the Board of Directors to issue new shares and limit or suppress preferential subscription rights.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
11/27/2014
|
4. Consequential amendment of Articles of Association
|
Issuer
|
No
|
Abstain
|
Against
|
Stone Harbor High Yield Bond Fund
|
Comtech Telecommunications
|
CMTL
|
US2058262096
|
1/9/2015
|
1. To elect Ira S. Kaplan and Stanton D. Sloane to serve as members of the Company’s Board of Directors for terms expiring at the Company’s first annual meeting following the end of its fiscal year ending July 31, 2017.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Comtech Telecommunications
|
CMTL
|
US2058262096
|
1/9/2015
|
2. To conduct an advisory vote on the compensation of Named Executive Officers as disclosed in this Proxy Statement.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Comtech Telecommunications
|
CMTL
|
US2058262096
|
1/9/2015
|
3. To ratify the selection of KPMG LLP as our independent registered public accounting firm for the current fiscal year ending July 31, 2015.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.1 To approve the convening of the AGM of the company on 17 April 2015, by deviation from the date set forth in Article 24 of the company's Articles of Incorporation.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.3 To approve the statutory financial statements of the company for the fiscal ended December 31, 2014, as published on 11 March, 2015 and as are available on the company's website at www.subsea7.com.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.4 To approve the consolidated financial statements of the company for the fiscal year ended December 31, 2014, as 11 March, 2015 and as are available on the company's website at www.subsea7.com.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.5 To approve the allocation of results of the company, without the payment of a dividend, for the fiscal year ended December 31, 2014, as recommended by the Board of Directors of the company.
|
Issuer
|
No
|
Abstain
|
Against
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.6 To discharge the directors of the company in respect of the proper performance of their duties for the fiscal year ended December 31, 2014.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.7 To elect Ernst & Young S.A, Luxembourg, as authorised statutory auditor ("Reviseur D'Entreprises agree") to audit the statutory and consolidated financial statements of the company, for a term to expire at the next annual general meeting of shareholders.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.8 To re-elect Mr Dod Fraser as an independent director of the company to hold office until the annual general meeting of shareholders to be held in 2017 or until his successor has been duly elected.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.9 To re-elect Mr Allen Stevens as an independent director of the company to hold office until the annual general meeting of shareholders to be held in 2017 or until his successor has been duly elected.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
A.10 To re-elect Mr Robert Long as an independent director of the company to hold office until the annual general meeting of shareholders to be held in 2017 or until his successor has been duly elected.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
Subsea 7 S.A.
|
SUBC NO
|
LU0075646355
|
4/17/2015
|
E.1 Renewal of authorisation for a period of three years to the Board of Directors to issue new shares to include authority for the Board of Directors to limit or suppress preferential subscription rights, for up to 10% of the issued share capital; consequential amendment of Article 5 of the Articles of Association.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
General Maritime Corporation
|
.GENMAR
|
Y2693R119
|
5/4/2015
|
1.Director Nominees
Peter C. Georgiopoulos John P. Tavlarios Ethan Auerbach B. James Ford Adam Pierce Amy Rice Steven Smith David Trucano Robert Webster |
Issuer
|
Yes
|
For All
|
With
|
Stone Harbor High Yield Bond Fund
|
General Maritime Corporation
|
.GENMAR
|
Y2693R119
|
5/4/2015
|
2. Approve the Company's Third Amended and Restated Articles of Incorporation and The Amended and Restated Bylaws.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1A. Election of directors:
E. Spencer Abraham |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1B. Election of directors:
Kirbyjon H. Caldwell |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1C. Election of directors:
Lawrence S. Coben |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1D. Election of directors:
Howard E. Cosgrove |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1E. Election of directors:
David Crane |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1F. Election of directors:
Terry G. Dallas |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1G. Election of directors:
William E. Hantke |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1H. Election of directors:
Paul W. Hobby |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1I. Election of directors:
Edward R. Muller |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1J. Election of directors:
Anne C. Schaumburg |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1K. Election of directors:
Evan J. Silverstein |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1L. Election of directors:
Thomas H. Weidemeyer |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
1M. Election of directors:
Walter R. Young |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
2. To approve NRG's Second Amended and Restated Annual Incentive Plan for Designated Corporate Officers.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
3. To approve, on an advisory basis, the compensation of the Company's named executive officers.
|
Issuer
|
Yes
|
For
|
With
|
Stone Harbor High Yield Bond Fund
|
NRG Energy Inc.
|
NRG
|
US6293775085
|
5/7/2015
|
4. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2015.
|
Issuer
|
Yes
|
For
|
With
|
Fund Name
|
Company
|
Ticker
|
Cusip
|
Meeting Date
|
A brief identification of the matter voted on
|
Proposed by Issuer or Security Holder
|
Voted
|
Vote Cast
|
With or Against Management
|
Stone Harbor Strategic Income Fund
|
Stone Harbor Emerging Markets Debt Fund
|
SHMDX
|
861647105
|
4/2/2015
|
1) To elect two(2) Trustees of the Fund:
01) Thomas K. Flanagan 02) Glenn Marchak |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor Strategic Income Fund
|
Stone Harbor High Yield Bond Fund
|
SHHYX
|
861647204
|
4/2/2015
|
1) To elect two(2) Trustees of the Fund:
01) Thomas K. Flanagan 02) Glenn Marchak |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor Strategic Income Fund
|
Stone Harbor Investment Grade Fund
|
SHIGX
|
861647808
|
4/2/2015
|
1) To elect two(2) Trustees of the Fund:
01) Thomas K. Flanagan 02) Glenn Marchak |
Issuer
|
Yes
|
For
|
With
|
Fund Name
|
Company
|
Ticker
|
Cusip
|
Meeting Date
|
A brief identification of the matter voted on
|
Proposed by Issuer or Security Holder
|
Voted
|
Vote Cast
|
With or Against Management
|
Stone Harbor Emerging Markets Debt Allocation Fund
|
Stone Harbor Local Markets Debt Fund
|
SHLMX
|
861647501
|
4/2/2015
|
1) To elect two(2) Trustees of the Fund:
01) Thomas K. Flanagan 02) Glenn Marchak |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor Emerging Markets Debt Allocation Fund
|
Stone Harbor Emerging Markets Debt Fund
|
SHMDX
|
861647105
|
4/2/2015
|
1) To elect two(2) Trustees of the Fund:
01) Thomas K. Flanagan 02) Glenn Marchak |
Issuer
|
Yes
|
For
|
With
|
Stone Harbor Investment Funds
|
|||
By:
|
/s/ Peter J. Wilby
|
||
|
Peter J. Wilby | ||
|
President/Principal Executive Officer
|
||
Date: | August 31, 2015 |