0001193125-13-343588.txt : 20130822 0001193125-13-343588.hdr.sgml : 20130822 20130822135754 ACCESSION NUMBER: 0001193125-13-343588 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130822 DATE AS OF CHANGE: 20130822 EFFECTIVENESS DATE: 20130822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stone Harbor Investment Funds CENTRAL INDEX KEY: 0001391673 IRS NUMBER: 000000000 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22037 FILM NUMBER: 131054924 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: C/O ROPES & GRAY LLP CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-951-7000 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: C/O ROPES & GRAY LLP CITY: BOSTON STATE: MA ZIP: 02110 0001391673 S000017755 Stone Harbor Emerging Markets Debt Fund C000049024 Institutional Class C000049025 Distributor Class 0001391673 S000017756 Stone Harbor High Yield Bond Fund C000049026 Institutional Class C000049027 Distributor Class 0001391673 S000029052 Stone Harbor Local Markets Fund C000089233 Distributor Class C000089234 Institutional Class 0001391673 S000030472 Stone Harbor Emerging Markets Corporate Debt Fund C000093626 Institutional C000093627 Distributor 0001391673 S000040824 Stone Harbor Investment Grade Fund C000126605 Institutional Class C000126606 Distributor Class 0001391673 S000040825 Stone Harbor Strategic Income Fund C000126607 Institutional Class C000126608 Distributor Class N-PX 1 d585142dnpx.htm STONE HARBOR INVESTMENT FUNDS Stone Harbor Investment Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-22037

Stone Harbor Investment Funds

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100

Denver, CO 80203

(Address of principal executive offices) (Zip code)

Adam J. Shapiro, Esq.

c/o Stone Harbor Investment Partners LP

31 West 52nd Street, 16th Floor

New York, NY 10019

(Name and address of agent for service)

With copies To:

Michael G. Doherty, Esq.

Ropes & Gray LLP

1211 Avenue of the Americas

New York, NY 10036

Registrant’s telephone number, including area code: (303) 623-2577

Date of fiscal year end: May 31

Date of reporting period: July 1, 2012-June 30, 2013

Item 1. Proxy Voting Record.

STONE HARBOR HIGH-YIELD BOND FUND

 

Fund
Name		   Company   Ticker   CUSIP   Meeting
Date		     A brief identification
of the matter voted on		   Proposed
by Issuer
or
Security
Holder		   Voted   Vote
Cast		   With or
Against
Management
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

1.        To elect three directors to serve a three-year term.

            01) Jacques Aigrain

            02) Scott M. Kleinman

            03) Bruce A. Smith

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

2.        Adoption Of Annual Accounts for 2012

   Issuer   Yes   For   With
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

3.        Discharge From Liability Of Sole Member Of The Management Board

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

4.        Discharge From Liability Of Members Of The Supervisory Board

   Issuer   Yes   For   With
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

5.        Ratification Of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

6.        Appointment Of PricewaterhouseCoopers Accountants N.V. as our Auditor for the Dutch Annual Accounts

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

7.        Approval of Compensation of the Members of the Supervisory Board

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

8.        Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

9.        Advisory Vote Approving Executive Compensation

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

10.     Approval to Repurchase up to 10% of Issued Share Capital

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

11.     Approval to Cancel up to 10% of Share Capital Held in Treasury

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

12.     Approve to Amend Articles of Association

   Issuer   Yes   For   With
                   
STONE HARBOR HIGH-YIELD BOND FUND   LYONDELLBASELL INDU-CL A   LYB   NL0009434992     5/22/2013     

13.     To consider such other business as may properly come before the Annual General Meeting and any adjournments or postponements thereof.

   Issuer   Yes   For   With

STONE HARBOR EMERGING MARKETS DEBT FUND

 

Fund
Name		   Company   Ticker   CUSIP   Meeting
Date		     A brief identification
of the matter  voted on		   Proposed
by
Issuer or
Security
Holder		   Voted   Vote
Cast		    With or
Against
Management
                   
STONE HARBOR EMERGING MARKETS DEBT FUND  

BTA

BANK

   BTASKZ   XS0532996799

XS0532995049

XS0532988770

     11/16/2012     

(1)      approve Restructuring Plan as per Information Memorandum

   Issuer   Yes   In
favour		    With

STONE HARBOR LOCAL MARKETS FUND

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.

STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.

STONE HARBOR INVESTMENT GRADE FUND

The Fund did not commence operations during the reporting period and, therefore, there is no voting record for the Fund.

STONE HARBOR STRATEGIC INCOME FUND

The Fund did not commence operations during the reporting period and, therefore, there is no voting record for the Fund.

 

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SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Stone Harbor Investment Funds
By:      

/s/ Peter J. Wilby

  Peter J. Wilby
  President/Principal Executive Officer
Date:   August 21, 2013

 

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