0001062993-21-011094.txt : 20211117
0001062993-21-011094.hdr.sgml : 20211117
20211117182152
ACCESSION NUMBER: 0001062993-21-011094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miotto Neil
CENTRAL INDEX KEY: 0001390808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38924
FILM NUMBER: 211421896
MAIL ADDRESS:
STREET 1: 2146 HARKINS AVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UpHealth, Inc.
CENTRAL INDEX KEY: 0001770141
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 833838045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14000 S. MILITARY TRAIL
STREET 2: SUITE 203
CITY: DELRAY BEACH
STATE: FL
ZIP: 33484
BUSINESS PHONE: 3126181322
MAIL ADDRESS:
STREET 1: 14000 S. MILITARY TRAIL
STREET 2: SUITE 203
CITY: DELRAY BEACH
STATE: FL
ZIP: 33484
FORMER COMPANY:
FORMER CONFORMED NAME: GigCapital2, Inc.
DATE OF NAME CHANGE: 20190308
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-11-16
0001770141
UpHealth, Inc.
UPH
0001390808
Miotto Neil
C/O GIGCAPITAL GROUP
1731 EMBARCADERO ROAD, SUITE 200
PALO ALTO
CA
94303
1
0
0
0
Common Stock
2021-11-16
4
A
0
30000
3.01
A
97327
D
Common Stock
4524300
I
By GigAcquisitions2, LLC
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.02, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
Includes an aggregate of 67,327 Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") of which subject to the Reporting Person's continued service to the Company, 1/3 of the RSUs" shall vest on May 1, 2022, and the remaining 2/3 of the RSUs shall vest quarterly on each of August 1, November 1, February 1, and May 1 through May 1, 2024; all RSUs shall immediately vest in the event of a Change of Control (as defined in the UpHealth, Inc. 2021 Equity Incentive Plan) of the Company.
The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC ("GigFounders"), which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entitles this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor. Subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders, LLC.
/s/ Neil Miotto
2021-11-16