0001390777-15-000122.txt : 20150828
0001390777-15-000122.hdr.sgml : 20150828
20150828130602
ACCESSION NUMBER: 0001390777-15-000122
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
EFFECTIVENESS DATE: 20150828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12592
FILM NUMBER: 151081263
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001390777
XXXXXXXX
03-31-2014
03-31-2014
true
1
NEW HOLDINGS
Bank of New York Mellon Corp
ONE WALL STREET, 31ST FLOOR
NEW YORK
NY
10286
13F COMBINATION REPORT
028-12592
0001197921
028-15333
KELLOGG W K FOUNDATION TRUST
0000944388
028-11685
1832 Asset Management L.P.
0001006364
028-05210
JOHNSTON ASSET MANAGEMENT CORP
0000105692
028-01204
WHV Investments, Inc.
N
Nicholas R. Darrow
Senior Vice President
516-338-3740
/s/ Nicholas R. Darrow
Uniondale
NY
08-28-2015
2
176
3355877
48
028-02009
The Bank of New York Mellon
92
028-12592
BNY Mellon Capital Markets, LLC
INFORMATION TABLE
2
xml_filing.xml
ABBVIE INC
COM
00287Y109
19738
384000
SH
DFND
48
384000
0
0
ALTRIA GROUP INC
COM
02209S103
37
1000
SH
Call
DFND
92
1000
0
0
ALTRIA GROUP INC
COM
02209S103
45
1200
SH
Put
DFND
92
1200
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
43
850
SH
Put
DFND
92
850
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
13068
261300
SH
DFND
92
261300
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
9765
195256
SH
DFND
48
195256
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
16511
150000
SH
DFND
48
150000
0
0
AMGEN INC
COM
031162100
36904
299204
SH
DFND
48
299204
0
0
APPLE INC
COM
037833100
87029
162143
SH
DFND
92
162143
0
0
APPLE INC
COM
037833100
76218
142002
SH
DFND
48
142002
0
0
ARES CAPITAL CORP
COM
04010L103
2
131
SH
DFND
48
131
0
0
AT&T INC
COM
00206R102
434
12384
SH
Call
DFND
92
12384
0
0
BANK OF AMERICA CORP
COM
060505104
77
4450
SH
Call
DFND
92
4450
0
0
BANK OF AMERICA CORP
COM
060505104
78
4557
SH
Put
DFND
92
4557
0
0
BANK OF AMERICA CORP
COM
060505104
1185
68919
SH
DFND
92
68919
0
0
BANK OF AMERICA CORP
COM
060505104
22635
1316000
SH
DFND
48
1316000
0
0
BARRICK GOLD CORP
COM
067901108
1
81
SH
Call
DFND
92
81
0
0
BARRICK GOLD CORP
COM
067901108
386
21654
SH
DFND
92
21654
0
0
BB&T CORP
COM
054937107
26
638
SH
Call
DFND
92
638
0
0
BB&T CORP
COM
054937107
26
638
SH
Put
DFND
92
638
0
0
BEAZER HOMES USA INC
COM
07556Q881
1131
56300
SH
DFND
92
56300
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
49988
400004
SH
DFND
48
400004
0
0
BIOGEN INC
COM
09062X103
8564
28000
SH
DFND
48
28000
0
0
BP PLC-SPONS ADR
SPON
055622104
2959
61509
SH
DFND
92
61509
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1900
36576
SH
DFND
92
36576
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
10380
199800
SH
DFND
48
199800
0
0
CATERPILLAR INC
COM
149123101
3
32
SH
Call
DFND
92
32
0
0
CATERPILLAR INC
COM
149123101
0
3
SH
Put
DFND
92
3
0
0
CATERPILLAR INC
COM
149123101
611
6149
SH
DFND
92
6149
0
0
CATERPILLAR INC
COM
149123101
43
432
SH
DFND
48
432
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
22936
88000
SH
DFND
48
88000
0
0
CHEVRON CORP
COM
166764100
981
8250
SH
DFND
92
8250
0
0
CISCO SYSTEMS INC
COM
17275R102
235
10488
SH
Call
DFND
92
10488
0
0
CISCO SYSTEMS INC
COM
17275R102
101
4500
SH
Put
DFND
92
4500
0
0
CITIGROUP INC
COM
172967424
745
15641
SH
Call
DFND
92
15641
0
0
CITIGROUP INC
COM
172967424
281
5911
SH
Put
DFND
92
5911
0
0
CITIGROUP INC
COM
172967424
8851
185942
SH
DFND
92
185942
0
0
CITIGROUP INC
COM
172967424
45220
950000
SH
DFND
48
950000
0
0
COCA-COLA CO/THE
COM
191216100
5669
146645
SH
DFND
92
146645
0
0
COCA-COLA CO/THE
COM
191216100
11575
299415
SH
DFND
48
299415
0
0
COMCAST CORP-CLASS A
CL A
20030N101
25
500
SH
Put
DFND
92
500
0
0
COMCAST CORP-CLASS A
CL A
20030N101
9991
199652
SH
DFND
48
199652
0
0
DANAHER CORP
COM
235851102
20250
270000
SH
DFND
48
270000
0
0
DELTA AIR LINES INC
COM
247361702
6930
200000
SH
DFND
48
200000
0
0
DOW CHEMICAL CO/THE
COM
260543103
83
1700
SH
Call
DFND
92
1700
0
0
DOW CHEMICAL CO/THE
COM
260543103
39704
817122
SH
DFND
48
817122
0
0
ELI LILLY & CO
COM
532457108
1899
32263
SH
DFND
92
32263
0
0
EXXON MOBIL CORP
COM
30231G102
48
490
SH
Call
DFND
92
490
0
0
EXXON MOBIL CORP
COM
30231G102
20
200
SH
Put
DFND
92
200
0
0
FACEBOOK INC-A
CL A
30303M102
30120
500000
SH
DFND
48
500000
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
34
1500
SH
Call
DFND
92
1500
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
22
1000
SH
Put
DFND
92
1000
0
0
FORD MOTOR CO
COM
345370860
70
4500
SH
Call
DFND
92
4500
0
0
FORD MOTOR CO
COM
345370860
43
2768
SH
Put
DFND
92
2768
0
0
FORD MOTOR CO
COM
345370860
1484
95151
SH
DFND
92
95151
0
0
FORD MOTOR CO
COM
345370860
16380
1050000
SH
DFND
48
1050000
0
0
FREEPORT-MCMORAN INC
COM
35671D857
142
4306
SH
Call
DFND
92
4306
0
0
FREEPORT-MCMORAN INC
COM
35671D857
309
9337
SH
DFND
92
9337
0
0
FREEPORT-MCMORAN INC
COM
35671D857
16138
488000
SH
DFND
48
488000
0
0
GENERAL DYNAMICS CORP
COM
369550108
24289
223000
SH
DFND
48
223000
0
0
GENERAL ELECTRIC CO
COM
369604103
54
2088
SH
Call
DFND
92
2088
0
0
GENERAL ELECTRIC CO
COM
369604103
3
103
SH
Put
DFND
92
103
0
0
GENERAL ELECTRIC CO
COM
369604103
9344
360901
SH
DFND
92
360901
0
0
GENERAL ELECTRIC CO
COM
369604103
23297
899832
SH
DFND
48
899832
0
0
GENERAL MOTORS CO
COM
37045V100
54
1575
SH
Put
DFND
92
1575
0
0
GENERAL MOTORS CO
COM
37045V100
3359
97600
SH
DFND
92
97600
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
26
157
SH
Call
DFND
92
157
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
80
489
SH
Put
DFND
92
489
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1888
11523
SH
DFND
92
11523
0
0
GOOGLE INC-CL A
CL A
38259P508
66813
59948
SH
DFND
48
59948
0
0
GROUPON INC
COM
399473107
50
6400
SH
Call
DFND
92
6400
0
0
HALLIBURTON CO
COM
406216101
1590
27000
SH
DFND
92
27000
0
0
HEWLETT-PACKARD CO
COM
428236103
52
1601
SH
Call
DFND
92
1601
0
0
HEWLETT-PACKARD CO
COM
428236103
0
5
SH
Put
DFND
92
5
0
0
HOME DEPOT INC
COM
437076102
20
250
SH
Call
DFND
92
250
0
0
HOME DEPOT INC
COM
437076102
2540
32100
SH
DFND
92
32100
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
7313
78843
SH
DFND
48
78843
0
0
INGRAM MICRO INC-CL A
CL A
457153104
4
150
SH
Call
DFND
92
150
0
0
INTEL CORP
COM
458140100
180
6964
SH
Call
DFND
92
6964
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
8
40
SH
Call
DFND
92
40
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
8
40
SH
Put
DFND
92
40
0
0
INTREXON CORP
COM
46122T102
32
1206
SH
Call
DFND
92
1206
0
0
INTREXON CORP
COM
46122T102
29
1112
SH
Put
DFND
92
1112
0
0
IPATH BLOOMBERG COMMODITY IN
DJUB
06738C778
810
20542
SH
DFND
48
20542
0
0
ISHARES CORE S&P SMALL-CAP E
CORE
464287804
44
400
SH
Put
DFND
92
400
0
0
ISHARES IBOXX HIGH YIELD COR
IBOX
464288513
1248
13223
SH
DFND
48
13223
0
0
ISHARES INTERMEDIATE CREDIT
INTE
464288638
710
6510
SH
DFND
48
6510
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
269
4007
SH
Call
DFND
48
4007
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
590
8787
SH
Put
DFND
48
8787
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
12022
178899
SH
DFND
48
178899
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
1466
35751
SH
Call
DFND
48
35751
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
943
22991
SH
Put
DFND
48
22991
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
8752
213421
SH
DFND
48
213421
0
0
ISHARES RUSSELL 3000 ETF
RUSS
464287689
73619
655500
SH
DFND
48
655500
0
0
ISHARES RUSSELL MID-CAP ETF
RUS
464287499
5433
35106
SH
DFND
48
35106
0
0
JOHNSON & JOHNSON
COM
478160104
6
64
SH
Call
DFND
92
64
0
0
JOHNSON & JOHNSON
COM
478160104
0
5
SH
Put
DFND
92
5
0
0
JOHNSON & JOHNSON
COM
478160104
88
900
SH
DFND
92
900
0
0
JOHNSON & JOHNSON
COM
478160104
733
7463
SH
DFND
48
7463
0
0
JPMORGAN CHASE & CO
COM
46625H100
309
5096
SH
Call
DFND
92
5096
0
0
JPMORGAN CHASE & CO
COM
46625H100
351
5780
SH
Put
DFND
92
5780
0
0
JPMORGAN CHASE & CO
COM
46625H100
31228
514377
SH
DFND
92
514377
0
0
LOCKHEED MARTIN CORP
COM
539830109
23619
144688
SH
DFND
48
144688
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
8
508
SH
Call
DFND
92
508
0
0
MASTERCARD INC-CLASS A
CL A
57636Q104
34362
460000
SH
DFND
48
460000
0
0
MCDONALD'S CORP
COM
580135101
78
800
SH
DFND
92
800
0
0
MEDTRONIC INC
COM
585055106
6154
100000
SH
DFND
48
100000
0
0
MERCK & CO. INC.
COM
58933Y105
17
300
SH
Call
DFND
92
300
0
0
METLIFE INC
COM
59156R108
241
4563
SH
Call
DFND
92
4563
0
0
METLIFE INC
COM
59156R108
53
1000
SH
Put
DFND
92
1000
0
0
METLIFE INC
COM
59156R108
11650
220648
SH
DFND
92
220648
0
0
METLIFE INC
COM
59156R108
21057
398806
SH
DFND
48
398806
0
0
MICROSOFT CORP
COM
594918104
847
20660
SH
Call
DFND
48
20660
0
0
MICROSOFT CORP
COM
594918104
699
17051
SH
Put
DFND
48
17051
0
0
MICROSOFT CORP
COM
594918104
90860
2216647
SH
DFND
48
2216647
0
0
MONSANTO CO
COM
61166W101
6826
60000
SH
DFND
48
60000
0
0
MORGAN STANLEY
COM
617446448
80
2576
SH
Call
DFND
92
2576
0
0
MORGAN STANLEY
COM
617446448
261
8362
SH
Put
DFND
92
8362
0
0
MORGAN STANLEY
COM
617446448
10596
339932
SH
DFND
92
339932
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
493
20000
SH
DFND
92
20000
0
0
NORTHERN TRUST CORP
COM
665859104
8064
123000
SH
DFND
48
123000
0
0
ORACLE CORP
COM
68389X105
29
705
SH
Call
DFND
92
705
0
0
ORACLE CORP
COM
68389X105
4582
112000
SH
DFND
92
112000
0
0
PEPSICO INC
COM
713448108
3
30
SH
Call
DFND
92
30
0
0
PEPSICO INC
COM
713448108
3
30
SH
Put
DFND
92
30
0
0
PEPSICO INC
COM
713448108
17
200
SH
Put
DFND
48
200
0
0
PFIZER INC
COM
717081103
12
374
SH
Call
DFND
92
374
0
0
PFIZER INC
COM
717081103
3
100
SH
Put
DFND
92
100
0
0
PFIZER INC
COM
717081103
461
14339
SH
DFND
92
14339
0
0
PFIZER INC
COM
717081103
37138
1156233
SH
DFND
48
1156233
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
11455
139914
SH
DFND
48
139914
0
0
PHILLIPS 66
COM
718546104
46236
600000
SH
DFND
48
600000
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
19637
225716
SH
DFND
48
225716
0
0
POTASH CORP OF SASKATCHEWAN
COM
73755L107
11
300
SH
Call
DFND
92
300
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
68
845
SH
Call
DFND
92
845
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
68
845
SH
Put
DFND
92
845
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
40
500
SH
Call
DFND
48
500
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
17443
216414
SH
DFND
48
216414
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
7619
90000
SH
DFND
48
90000
0
0
PULTEGROUP INC
COM
745867101
76
3943
SH
Call
DFND
92
3943
0
0
ROYAL DUTCH SHELL-SPON ADR-A
SPON
780259206
21772
298000
SH
DFND
48
298000
0
0
SANDISK CORP
COM
80004C101
4871
60000
SH
DFND
48
60000
0
0
SCHWAB (CHARLES) CORP
COM
808513105
8855
324000
SH
DFND
48
324000
0
0
SLM CORP
COM
78442P106
9596
392000
SH
DFND
48
392000
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
6
32
SH
Call
DFND
48
32
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
1464
7828
SH
Put
DFND
48
7828
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
1912993
10229362
SH
DFND
48
10229362
0
0
SPRINT CORP
COM
85207U105
0
10
SH
Call
DFND
92
10
0
0
STARBUCKS CORP
COM
855244109
807
11000
SH
DFND
92
11000
0
0
STARBUCKS CORP
COM
855244109
5063
69000
SH
DFND
48
69000
0
0
STATE STREET CORP
COM
857477103
4451
64000
SH
DFND
48
64000
0
0
SUNCOKE ENERGY PARTNERS LP
COM
86722Y101
14625
500004
SH
DFND
48
500004
0
0
TESLA MOTORS INC
COM
88160R101
4
20
SH
Put
DFND
48
20
0
0
TESLA MOTORS INC
COM
88160R101
21
99
SH
DFND
48
99
0
0
TIME WARNER CABLE
COM
88732J207
27436
200000
SH
DFND
48
200000
0
0
TIME WARNER INC
COM
887317303
3658
56000
SH
DFND
48
56000
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
477
4900
SH
Call
DFND
92
4900
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
4333
44494
SH
DFND
92
44494
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
21
214
SH
Call
DFND
48
214
0
0
UNITED STATES STEEL CORP
COM
912909108
3015
109200
SH
DFND
92
109200
0
0
US BANCORP
COM
902973304
163
3803
SH
Call
DFND
92
3803
0
0
US BANCORP
COM
902973304
140
3275
SH
Put
DFND
92
3275
0
0
VALERO ENERGY CORP
COM
91913Y100
21167
398625
SH
DFND
48
398625
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2878
60500
SH
DFND
92
60500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
24974
525000
SH
DFND
48
525000
0
0
WALGREEN CO
COM
931422109
7354
111372
SH
DFND
92
111372
0
0
WALGREEN CO
COM
931422109
13206
200000
SH
DFND
48
200000
0
0
WAL-MART STORES INC
COM
931142103
14
178
SH
Call
DFND
92
178
0
0
WAL-MART STORES INC
COM
931142103
14
178
SH
Put
DFND
92
178
0
0
WALT DISNEY CO/THE
COM
254687106
8112
101317
SH
DFND
92
101317
0
0
WELLS FARGO & CO
COM
949746101
352
7082
SH
Call
DFND
92
7082
0
0
WELLS FARGO & CO
COM
949746101
232
4669
SH
Put
DFND
92
4669
0
0
WELLS FARGO & CO
COM
949746101
11824
237708
SH
DFND
92
237708
0
0
YAHOO! INC
COM
984332106
147
4100
SH
Call
DFND
92
4100
0
0
YAHOO! INC
COM
984332106
1230
34261
SH
DFND
92
34261
0
0
YAHOO! INC
COM
984332106
9
244
SH
DFND
48
244
0
0