The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA INC | COM | 013817101 | 35 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
AMYLIN PHARMACEUTICALS LLC | COM | 032346108 | 3 | 247 | SH | DFND | 48 | 247 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 142 | 4,641 | SH | DFND | 48 | 4,641 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 18 | 600 | SH | Put | DFND | 48 | 600 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 1,566 | 117,458 | SH | DFND | 48 | 117,458 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 55 | 4,098 | SH | Call | DFND | 48 | 4,098 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 37 | 2,800 | SH | Put | DFND | 48 | 2,800 | 0 | 0 |
BARRICK GOLD CORP | COM | 067901108 | 1,582 | 29,700 | SH | DFND | 29,700 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 45 | 1,630 | SH | Call | DFND | 1,630 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 113 | 1,353 | SH | Call | DFND | 48 | 1,353 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 364 | 4,350 | SH | Put | DFND | 48 | 4,350 | 0 | 0 |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 2,485 | 138,980 | SH | DFND | 138,980 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 193 | 26,808 | SH | Call | DFND | 48 | 26,808 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 1,589 | 36,000 | SH | DFND | 36,000 | 0 | 0 | ||
BP PLC-SPONS ADR | SPON | 055622104 | 30 | 684 | SH | Call | DFND | 684 | 0 | 0 | |
BROCADE COMMUNICATIONS SYS | COM | 111621306 | 12 | 2,000 | SH | Call | DFND | 2,000 | 0 | 0 | |
CEMEX SAB-SPONS ADR PART CER | SPON | 151290889 | 3 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
CINTAS CORP | COM | 172908105 | 2 | 72 | SH | DFND | 48 | 72 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 1,131 | 65,953 | SH | DFND | 48 | 65,953 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 139 | 8,094 | SH | Call | DFND | 48 | 8,094 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 96 | 5,620 | SH | Put | DFND | 48 | 5,620 | 0 | 0 |
CITIGROUP INC | COM | 172967101 | 186 | 42,000 | SH | Call | DFND | 42,000 | 0 | 0 | |
CITIGROUP INC | COM | 172967101 | 23 | 5,100 | SH | Put | DFND | 5,100 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 10 | 156 | SH | Call | DFND | 156 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 379 | 4,743 | SH | DFND | 48 | 4,743 | 0 | 0 | |
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 14 | 250 | SH | Call | DFND | 48 | 250 | 0 | 0 |
EASTMAN KODAK CO | COM | 277461109 | 6 | 1,808 | SH | Call | DFND | 1,808 | 0 | 0 | |
EXPEDIA INC | COM | 30212P105 | 0 | 18 | SH | DFND | 18 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,673 | 19,887 | SH | DFND | 48 | 19,887 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 143 | 1,699 | SH | Call | DFND | 1,699 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 25 | 300 | SH | Call | DFND | 48 | 300 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 139 | 1,650 | SH | Put | DFND | 48 | 1,650 | 0 | 0 |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 51 | 3,082 | SH | Call | DFND | 3,082 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 123 | 7,500 | SH | Put | DFND | 7,500 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 1,900 | 127,400 | SH | DFND | 127,400 | 0 | 0 | ||
FORD MOTOR CO | COM | 345370860 | 14 | 910 | SH | Call | DFND | 910 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 7,200 | 359,094 | SH | DFND | 48 | 359,094 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 245 | 12,206 | SH | DFND | 12,206 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 60 | 3,000 | SH | Call | DFND | 48 | 3,000 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 299 | 14,889 | SH | Put | DFND | 48 | 14,889 | 0 | 0 |
HJ HEINZ CO | COM | 423074103 | 960 | 19,673 | SH | DFND | 19,673 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 4,316 | 116,462 | SH | DFND | 48 | 116,462 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 9,732 | 492,023 | SH | DFND | 492,023 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 20 | 995 | SH | Call | DFND | 995 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 49 | 2,500 | SH | Put | DFND | 2,500 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 8,755 | 145,723 | SH | DFND | 48 | 145,723 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 526 | 8,752 | SH | Call | DFND | 48 | 8,752 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 2,034 | 33,860 | SH | Put | DFND | 48 | 33,860 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 19,251 | 395,541 | SH | DFND | 48 | 395,541 | 0 | 0 | |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,611 | 33,091 | SH | Call | DFND | 48 | 33,091 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 2,057 | 42,260 | SH | Put | DFND | 48 | 42,260 | 0 | 0 |
ISHARES RUSSELL 2000 ETF | RUSS | 464287655 | 480 | 5,700 | SH | DFND | 5,700 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 18 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 235 | 5,087 | SH | Call | DFND | 48 | 5,087 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 222 | 4,806 | SH | Put | DFND | 48 | 4,806 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 66 | 1,986 | SH | Call | DFND | 48 | 1,986 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 79 | 2,400 | SH | Put | DFND | 48 | 2,400 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 1,302 | 29,100 | SH | DFND | 29,100 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 89 | 2,000 | SH | Call | DFND | 2,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 15,834 | 609,460 | SH | DFND | 48 | 609,460 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 122 | 4,700 | SH | Call | DFND | 48 | 4,700 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 96 | 3,700 | SH | Put | DFND | 48 | 3,700 | 0 | 0 |
MORGAN STANLEY | COM | 617446448 | 16 | 600 | SH | Put | DFND | 48 | 600 | 0 | 0 |
PFIZER INC | COM | 717081103 | 9,765 | 480,798 | SH | DFND | 48 | 480,798 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 168 | 8,295 | SH | DFND | 8,295 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 46 | 2,250 | SH | Call | DFND | 48 | 2,250 | 0 | 0 |
PFIZER INC | COM | 717081103 | 107 | 5,290 | SH | Put | DFND | 48 | 5,290 | 0 | 0 |
RESEARCH IN MOTION | COM | 760975102 | 25 | 450 | SH | Put | DFND | 450 | 0 | 0 | |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 3 | 550 | SH | Put | DFND | 550 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 81 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 11 | 200 | SH | Put | DFND | 48 | 200 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 5,036 | 158,802 | SH | DFND | 48 | 158,802 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 46 | 1,454 | SH | Call | DFND | 48 | 1,454 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 186 | 5,881 | SH | Put | DFND | 48 | 5,881 | 0 | 0 |