The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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Report for the Calendar Year or Quarter Ended: | 09-30-2013 |
Check here if Amendment | X | Amendment Number: | 1 |
This Amendment (Check only one.): | is a restatement. | ||
X | adds new holdings entries. |
Institutional Investment Manager Filing this Report: | |
Name: | Bank of New York Mellon Corp |
Address: | ONE WALL STREET, 31ST FLOOR |
NEW YORK, NY 10286 | |
Form 13F File Number: | 028-12592 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: | ||||
Name: | Nicholas R. Darrow | |||
Title: | Senior Vice President | |||
Phone: | 412-236-7733 | |||
Signature, Place, and Date of Signing: | ||||
Nicholas R. Darrow | Pittsburgh, X1 | 11-14-2013 | ||
[Signature] | [City, State] | [Date] | ||
1) BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 5 of the Other Included Managers within this 13F Report. 2) Certain Section 13 (f) securities have been omitted from this report because those securities are subject to the Lehman bankruptcy proceeding. Accordingly, none of the institutional investment managers represented on this Form 13F ("BNY Mellon") have investment discretion over those securities. BNY Mellon will include such securities on future Form 13F filings once investment discretion is regained. |
Report Type (Check only one.): | |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
Form 13F File Number | Name | ||
028-15333 | KELLOGG W K FOUNDATION TRUST | ||
028-11685 | GCIC Ltd. | ||
028-05210 | JOHNSTON ASSET MANAGEMENT CORP | ||
028-01204 | WHV Investment Management, Inc. |
Form 13F Summary Page | |||||
Report Summary: | |||||
Number of Other Included Managers: | 32 | ||||
Form 13F Information Table Entry Total: | 22,775 | ||||
Form 13F Information Table Value Total: | 335,139,297 | ||||
(thousands) | |||||
List of Other Included Managers: | |||
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
No. | Form 13F File Number | Name | |
3 | 028-00242 | The Boston Company Asset Management, LLC | |
4 | BNY Mellon Trust of Delaware | ||
15 | 028-02900 | Mellon Capital Management Corporation | |
22 | 028-00127 | The Dreyfus Corporation | |
38 | Newton Capital Management Limited | ||
40 | 028-04797 | Newton Investment Management Limited | |
45 | 028-04303 | Standish Mellon Asset Management Company LLC | |
47 | 028-11850 | The Bank of New York Mellon Trust Company, NA | |
48 | 028-02009 | The Bank of New York Mellon | |
49 | 028-00620 | BNY Mellon, NA | |
51 | Walter Scott & Partners Limited | ||
57 | 028-05577 | CenterSquare Investment Management, Inc. | |
59 | 028-11769 | Lockwood Advisors, Inc. | |
64 | BNY Mellon Service Kapitalanlage-Gesellschaft mbH | ||
66 | 028-14511 | American Beacon Advisors, Inc. | |
68 | 028-12766 | Cupps Capital Management, LLC | |
69 | 028-14070 | EAM Investors, LLC | |
70 | 028-10991 | Fayez Sarofim & Co. | |
71 | 028-03935 | Geneva Capital Management, LTD | |
72 | 028-13658 | Hamon Asian Advisors Limited | |
73 | 028-06008 | Iridian Asset Management, LLC | |
74 | 028-05792 | Kayne Anderson Rudnick Investment Management, LLC | |
75 | 028-01717 | King Investment Advisors, Inc. | |
76 | 028-03157 | Lombardia Capital Partners, LLC | |
77 | 028-13574 | Neuberger Berman Management, LLC | |
78 | 028-12426 | Nicholas Investment Partners, L.P. | |
79 | 028-05655 | Riverbridge Partners, LLC | |
80 | 028-12484 | Robeco Investment Management, Inc. | |
81 | 028-04041 | Thompson, Siegel & Walmsley, LLC | |
82 | 028-15045 | Vulcan Value Partners, LLC | |
83 | 028-13672 | Walthausen & Co., LLC | |
84 | Meriten Investment Management GmbH |