-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwM+tWPel9h+1HNcSFHSKDlcuvWaF5tPLRurs2ctPSEvlkbCp7raBOszlxc93QU5 qmcL/D/n9+XzUXZUtMJSMQ== 0001390777-07-000022.txt : 20070706 0001390777-07-000022.hdr.sgml : 20070706 20070706105908 ACCESSION NUMBER: 0001390777-07-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070706 DATE AS OF CHANGE: 20070706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brueckner Richard F CENTRAL INDEX KEY: 0001342915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07966634 BUSINESS ADDRESS: BUSINESS PHONE: 201-413-3070 MAIL ADDRESS: STREET 1: 95 COLUMBUS DRIVE CITY: JERSEY CITY STATE: NJ ZIP: 07399 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-07-01 0001390777 Bank of New York Mellon CORP BK 0001342915 Brueckner Richard F ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Sr. Executive Vice President Common Stock (Par Value $0.01) 2007-07-01 4 A 0 48390 41.5096 A 48390 D Common Stock (Par Value $0.01) 2007-07-01 4 A 0 18 41.5096 A 18 I By daughter, Sydnie Common Stock (Par Value $0.01) 2007-07-01 4 A 0 16 41.5096 A 16 I By son, James Common Stock (Par Value $0.01) 2007-07-01 4 A 0 49 41.5096 A 49 I By wife, Laurie 3/13/2007 Stock Options $38.11 40.4 2007-07-01 4 A 0 31261 40.4 A 2008-03-13 2018-03-13 Common Stock (Par Value $0.01) 31261 31261 D 4/2/2007 Stock Options $40.41 42.83 2007-07-01 4 A 0 17264 42.83 A 2008-04-02 2017-04-02 Common Stock (Par Value $0.01) 17264 17264 D Restricted Stock Units 32.09 2007-07-01 4 A 0 29481 32.09 A 2009-06-22 2009-06-29 Common Stock (Par Value $0.01) 29481 29481 D Restricted Stock Units 42.83 2007-07-01 4 A 0 5755 42.83 A 2010-04-02 2010-04-02 Common Stock (Par Value $0.01) 5755 5755 D Acquired in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over. Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Bart R. Schwartz 2007-07-06 -----END PRIVACY-ENHANCED MESSAGE-----