-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1xsoYHosqQ525sJHXEdCWxUnP+dYVGnx6A5hzP94IwBHqnHEZwFnVeZ1mvsK5d+ lh5z6kdWSXL2P/gC/l+1Sg== 0001390777-07-000019.txt : 20070703 0001390777-07-000019.hdr.sgml : 20070703 20070703215952 ACCESSION NUMBER: 0001390777-07-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOETZEL KURT D CENTRAL INDEX KEY: 0001209497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07963087 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-07-01 0001390777 Bank of New York Mellon CORP BK 0001209497 WOETZEL KURT D ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Sr. Executive Vice President Common Stock (Par Value $0.01) 2007-07-01 4 A 0 121187 41.5096 A 121187 D 1/12/99 Stock Options $35.56 37.7 2007-07-01 4 A 0 47170 37.7 A 2007-07-01 2009-01-12 Common Stock (Par Value $0.01) 47170 47170 D 2/11/03 Stock Options $23.13 24.52 2007-07-01 4 A 0 141510 24.52 A 2007-07-01 2013-02-11 Common Stock (Par Value $0.01) 141510 141510 D 2/13/01 Stock Options $54.02 57.26 2007-07-01 4 A 0 94340 57.26 A 2007-07-01 2011-02-13 Common Stock (Par Value $0.01) 94340 94340 D 2/8/00 Stock Options $39.31 41.67 2007-07-01 4 A 0 70755 41.67 A 2007-07-01 2010-02-08 Common Stock (Par Value $0.01) 70755 70755 D 3/12/02 Stock Options $41.85 44.36 2007-07-01 4 A 0 141510 44.36 A 2007-07-01 2012-03-12 Common Stock (Par Value $0.01) 141510 141510 D 3/13/2007 Stock Options $38.11 40.4 2007-07-01 4 A 0 65996 40.4 A 2008-03-13 2017-03-13 Common Stock (Par Value $0.01) 65996 65996 D 3/14/06 Stock Options $34.99 37.09 2007-07-01 4 A 0 113208 37.09 A 2007-07-01 2016-03-14 Common Stock (Par Value $0.01) 113208 113208 D 3/4/04 Stock Options $33.09 35.08 2007-07-01 4 A 0 113208 35.08 A 2007-07-01 2014-03-04 Common Stock (Par Value $0.01) 113208 113208 D 3/9/2005 Stock Options $30.39 32.21 2007-07-01 4 A 0 113208 32.21 A 2007-07-01 2015-03-09 Common Stock (Par Value $0.01) 113208 113208 D 4/2/2007 Stock Options $40.41 42.83 2007-07-01 4 A 0 32689 42.83 A 2008-04-02 2017-04-02 Common Stock (Par Value $0.01) 32689 32689 D Restricted Stock Units 37.05 2007-07-01 4 A 0 44812 37.05 A 2010-03-23 2010-03-23 Common Stock (Par Value $0.01) 44812 44812 D Restricted Stock Units 42.83 2007-07-01 4 A 0 10896 42.83 A 2010-04-02 2010-04-02 Common Stock (Par Value $0.01) 10896 10896 D Acquired in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over. Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Bart R. Schwartz 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----