-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LNQTsGOrvt51NyxzvPyqEEXENUvoOCi7N3GI3dm6dPYnJd3e/II8wdVSOHxw1AQH zXfeQJC1QgjfEoXVBYXl5A== 0001390777-07-000016.txt : 20070703 0001390777-07-000016.hdr.sgml : 20070703 20070703215405 ACCESSION NUMBER: 0001390777-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keaney Timothy F CENTRAL INDEX KEY: 0001343297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07963080 BUSINESS ADDRESS: BUSINESS PHONE: 44-207-964-6126 MAIL ADDRESS: STREET 1: ONE CANADA SQUARE CITY: LONDON STATE: X0 ZIP: 514 5AL 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-07-01 0001390777 Bank of New York Mellon CORP BK 0001343297 Keaney Timothy F ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Sr. Executive Vice President Common Stock (Par Value $0.01) 2007-07-01 4 A 0 69381 41.5096 A 69381 D 2/11/03 Stock Options $23.13 24.52 2007-07-01 4 A 0 56604 24.52 A 2007-07-01 2013-02-11 Common Stock (Par Value $0.01) 56604 56604 D 3/12/02 Stock Options $41.85 44.36 2007-07-01 4 A 0 51887 44.36 A 2007-07-01 2012-03-12 Common Stock (Par Value $0.01) 51887 51887 D 3/13/2007 Stock Options $38.11 40.4 2007-07-01 4 A 0 48628 40.4 A 2008-03-13 2017-03-13 Common Stock (Par Value $0.01) 48628 48628 D 3/14/06 Stock Options $34.99 37.09 2007-07-01 4 A 0 37736 37.09 A 2007-07-01 2016-03-14 Common Stock (Par Value $0.01) 37736 37736 D 3/4/04 Stock Options $33.09 35.08 2007-07-01 4 A 0 35378 35.08 A 2007-07-01 2014-03-04 Common Stock (Par Value $0.01) 35378 35378 D 3/9/2005 Stock Options $30.39 32.21 2007-07-01 4 A 0 37736 32.21 A 2007-07-01 2006-03-09 Common Stock (Par Value $0.01) 37736 37736 D 4/2/2007 Stock Options $40.41 42.83 2007-07-01 4 A 0 27594 42.83 A 2008-04-02 2017-04-02 Common Stock (Par Value $0.01) 27594 27594 D 9/5/2000 $51.9375 55.05 2007-07-01 4 A 0 42453 55.05 A 2007-07-01 2010-09-05 Common Stock (Par Value $0.01) 42453 42453 D Restricted Stock Units 37.05 2007-07-01 4 A 0 29245 37.05 A 2010-03-23 2010-03-23 Common Stock (Par Value $0.01) 29245 29245 D Restricted Stock Units 42.83 2007-07-01 4 A 0 9198 42.83 A 2010-04-02 2010-04-02 Common Stock (Par Value $0.01) 9198 9198 D Acquired in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over. Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Bart R. Schwartz 2007-07-01 -----END PRIVACY-ENHANCED MESSAGE-----