0001209191-21-010134.txt : 20210212 0001209191-21-010134.hdr.sgml : 20210212 20210212161942 ACCESSION NUMBER: 0001209191-21-010134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy J Kevin CENTRAL INDEX KEY: 0001386987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 21627768 MAIL ADDRESS: STREET 1: THE BANK OF NEW YORK MELLON CORPORATION STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-10 0 0001390777 Bank of New York Mellon Corp BK 0001386987 McCarthy J Kevin 240 GREENWICH STREET NEW YORK NY 10286 0 1 0 0 SEVP & General Counsel Common Stock 2021-02-10 4 M 0 14188 30.13 A 157689.173 D Common Stock 2021-02-10 4 S 0 14188 42.155 D 143501.173 D Common Stock 2021-02-10 4 M 0 16290 22.03 A 159791.173 D Common Stock 2021-02-10 4 S 0 16290 42.145 D 143501.173 D Common Stock 2021-02-10 4 F 0 1507 41.74 D 141994.173 D 2/24/2011 Stock Options 30.13 2021-02-10 4 M 0 14188 D 2012-02-24 2021-02-24 Common Stock 14188 0 D 2/23/2012 Stock Options 22.03 2021-02-10 4 M 0 16290 D 2013-02-23 2022-02-23 Common Stock 16290 0 D Represents the weighted average price of shares sold with actual prices ranging from $42.150 to $42.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $42.120 to $42.185. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated. Not Applicable Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated. /s/Blair F. Petrillo, Attorney-in-Fact 2021-02-12