0001209191-18-014540.txt : 20180228 0001209191-18-014540.hdr.sgml : 20180228 20180228164217 ACCESSION NUMBER: 0001209191-18-014540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kablawi Hani A. CENTRAL INDEX KEY: 0001727089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 18651800 MAIL ADDRESS: STREET 1: 160 QUEEN VICTORIA STREET CITY: LONDON STATE: X0 ZIP: EC4V 4LA ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 0 0001390777 Bank of New York Mellon Corp BK 0001727089 Kablawi Hani A. 160 QUEEN VICTORIA STREET LONDON X0 E11-06B0 UNITED KINGDOM 0 1 0 0 Sr. Executive Vice President Common Stock 2018-02-26 4 A 0 5570 0.00 A 34092.7951 D Common Stock 2018-02-26 4 A 0 1751 0.00 A 35843.7951 D Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Award of Restricted Stock Units under The Bank of New York Mellon Long-Term Incentive Plan. Units vest and are settled in shares of Common Stock at grant. After-tax shares are subject to a six-month holding period in compliance with the Remuneration Code of the Financial Services Authority of the United Kingdom. /s/Craig T. Beazer, Attorney-in-Fact 2018-02-28