0001209191-16-101470.txt : 20160223 0001209191-16-101470.hdr.sgml : 20160223 20160223165237 ACCESSION NUMBER: 0001209191-16-101470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy J Kevin CENTRAL INDEX KEY: 0001386987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 161449000 MAIL ADDRESS: STREET 1: THE BANK OF NEW YORK MELLON CORPORATION STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-19 0 0001390777 Bank of New York Mellon Corp BK 0001386987 McCarthy J Kevin 225 LIBERTY STREET NEW YORK NY 10286 1 1 0 0 SEVP & General Counsel Common Stock 2016-02-19 4 A 0 39545 0.00 A 97815 D Common Stock 2016-02-19 4 F 0 2313 34.93 D 95502 D Common Stock 2016-02-20 4 F 0 2375 34.93 D 93127 D Common Stock 2016-02-21 4 F 0 1954 34.93 D 91173 D Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. /s/Craig T. Beazer, Attorney-in-Fact 2016-02-23