UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| ITEM 8.01. | OTHER EVENTS. |
On September 5, 2023, The Bank of New York Mellon Corporation (the “Corporation”) issued a press release announcing that BNY Mellon Capital Markets, LLC, an indirect wholly owned subsidiary of the Corporation, has commenced a cash tender offer (the “Offer”) to purchase, subject to certain limitations, any and all of the securities of the Corporation listed in the table below:
| CUSIP Number | ISIN | Title of Securities | ||
| 06406RAP2 |
US06406RAP29 | 0.350% Senior Medium-Term Notes, Series J due 2023 | ||
| 06406RBC0 |
US06406RBC07 | 3.350% Senior Medium-Term Notes, Series J due 2025 | ||
| 06406RBF3 |
US06406RBF38 | 3.430% Fixed/Floating Rate Callable Senior Medium-Term Notes, Series J due 2025 |
A copy of the press release is attached as Exhibit 99.1 and is incorporated herein by reference.
This Current Report on Form 8-K is neither an offer to purchase nor a solicitation of offers to sell any securities. The Offer is being made only pursuant to the Offer to Purchase and the related Notice of Guaranteed Delivery, each dated September 5, 2023. The Offer is not being made to holders of securities in any jurisdiction in which the making or acceptance thereof would not be in compliance with the securities, blue sky or other laws of such jurisdiction.
| ITEM 9.01. | FINANCIAL STATEMENTS AND EXHIBITS. |
(d) EXHIBITS
| Exhibit |
Description | |
| 99.1 | Press Release dated September 5, 2023 | |
| 104 | Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| The Bank of New York Mellon Corporation (Registrant) | ||||||
| Date: September 5, 2023 | By: | /s/ James J. Killerlane III | ||||
| Name: | James J. Killerlane III | |||||
| Title: | Secretary | |||||
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