UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01. |
OTHER EVENTS. |
On August 23, 2019, The Bank of New York Mellon Corporation issued $1,000,000,000 aggregate principal amount of its 1.950% Senior Medium-Term Notes Series J due 2022 (the “Notes”). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-228787). In connection with this issuance, Amendment No. 1 dated as of February 21, 2019 to the Distribution Agreement for Medium-Term Notes dated January 30, 2017 is being filed as Exhibit 1.1 to this report and the legal opinion as to the legality of the Notes is being filed as Exhibit 5.1 to this report.
ITEM 9.01. |
FINANCIAL STATEMENTS AND EXHIBITS. |
(d) EXHIBITS
Exhibit |
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Number |
Description | |||
1.1 |
Amendment No. 1 dated as of February 21, 2019 to the Distribution Agreement | |||
5.1 |
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23.1 |
Consent of Kathleen B. McCabe (included in Exhibit 5.1) | |||
101 |
Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL | |||
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Bank of New York Mellon Corporation (Registrant) | ||||
Date: August 23, 2019 |
By: |
/s/ Kathleen B. McCabe | ||
Name: |
Kathleen B. McCabe | |||
Title: |
Assistant Secretary |
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