UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 19, 2017
THE BANK OF NEW YORK MELLON CORPORATION
(Exact Name of Registrant as Specified In Its Charter)
Delaware | 001-35651 | 13-2614959 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) | ||
225 Liberty Street, New York, New York | 10286 | |||
(Address of principal executive offices) | (Zip Code) |
(212) 495-1784
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. | Other Events. |
On January 19, 2017 The Bank of New York Mellon Corporation (the Company) sent a redemption notice to U.S. Bank National Association, the Property Trustee for Mellon Capital III, which will result in the redemption of £200,000,000 liquidation amount of Mellon Capital IIIs 6.369% Preferred Securities (£50,000 liquidation amount per security), ISIN No. XS0266758555, on March 20, 2017. The redemption price of each security will be equal to 100% of the liquidation amount of the security plus accumulated and unpaid distributions in the amount of £467.388465 per security.
The Company issued a press release on January 19, 2017 regarding the redemption, which is attached as Exhibit 99.1 to this Current Report on Form 8K and is incorporated by reference herein.
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit Number |
Description | |
99.1 | Press release dated January 19, 2017. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Bank of New York Mellon Corporation (Registrant) | ||||||
Date: January 19, 2017 | By: | /s/ Craig T. Beazer | ||||
Name: | Craig T. Beazer | |||||
Title: | Secretary |
EXHIBIT INDEX
Exhibit Number |
Description | |
99.1 | Press release dated January 19, 2017. |
Exhibit 99.1
News Release
|
![]() |
Contacts: | Media | Analysts | ||
Ligia Braun + 1 212 635 8588 ligia.braun@bnymellon.com |
Valerie Haertel +1 212 635 8529 valerie.haertel@bnymellon.com | |||
Louisa Bartoszek | ||||
+44 20 7163 2826 | ||||
louisa.bartoszek@bnymellon.com |
BNY Mellon Announces Redemption of Trust Preferred Securities
NEW YORK, January 19, 2017 The Bank of New York Mellon Corporation (BNY Mellon), today announced that all outstanding 6.369% Preferred Securities issued by Mellon Capital III (liquidation amount £50,000 per security and £200,000,000 in the aggregate) will be redeemed on March 20, 2017. The redemption price for the 6.369% Preferred Securities will be equal to £50,000 per security plus accumulated and unpaid distributions up to and excluding the redemption date in the amount of £467.388465.
The Preferred Securities are held only in book-entry form through Euroclear Bank S.A./N.V. as operator of the Euroclear System and Clearstream Banking, société anonyme. Citibank, N.A., as principal paying agent will redeem the Preferred Securities in accordance with its procedures and notify the holders. Holders of the Preferred Securities need not take any action to receive payment of the redemption price.
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 markets. As of Dec. 31, 2016, BNY Mellon had $29.9 trillion in assets under custody and/or administration, and $1.6 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Learn more at bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.
*****
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end