0001193125-17-013246.txt : 20170119 0001193125-17-013246.hdr.sgml : 20170119 20170119164456 ACCESSION NUMBER: 0001193125-17-013246 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170119 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 17536363 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 8-K 1 d331500d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 19, 2017

 

 

THE BANK OF NEW YORK MELLON CORPORATION

(Exact Name of Registrant as Specified In Its Charter)

 

 

 

Delaware   001-35651   13-2614959

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

225 Liberty Street, New York, New York   10286
(Address of principal executive offices)   (Zip Code)

(212) 495-1784

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events.

On January 19, 2017 The Bank of New York Mellon Corporation (the “Company”) sent a redemption notice to U.S. Bank National Association, the Property Trustee for Mellon Capital III, which will result in the redemption of £200,000,000 liquidation amount of Mellon Capital III’s 6.369% Preferred Securities (£50,000 liquidation amount per security), ISIN No. XS0266758555, on March 20, 2017. The redemption price of each security will be equal to 100% of the liquidation amount of the security plus accumulated and unpaid distributions in the amount of £467.388465 per security.

The Company issued a press release on January 19, 2017 regarding the redemption, which is attached as Exhibit 99.1 to this Current Report on Form 8–K and is incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit

Number

  

Description

99.1    Press release dated January 19, 2017.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     

The Bank of New York Mellon Corporation

(Registrant)

Date: January 19, 2017     By:  

/s/ Craig T. Beazer

    Name:   Craig T. Beazer
    Title:   Secretary


EXHIBIT INDEX

 

Exhibit

Number

  

Description

99.1    Press release dated January 19, 2017.
EX-99.1 2 d331500dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

News Release

 

     LOGO

 

Contacts:    Media    Analysts
  

Ligia Braun

+ 1 212 635 8588

ligia.braun@bnymellon.com

  

Valerie Haertel

+1 212 635 8529

valerie.haertel@bnymellon.com

   Louisa Bartoszek   
   +44 20 7163 2826   
   louisa.bartoszek@bnymellon.com   

BNY Mellon Announces Redemption of Trust Preferred Securities

NEW YORK, January 19, 2017 — The Bank of New York Mellon Corporation (“BNY Mellon”), today announced that all outstanding 6.369% Preferred Securities issued by Mellon Capital III (liquidation amount £50,000 per security and £200,000,000 in the aggregate) will be redeemed on March 20, 2017. The redemption price for the 6.369% Preferred Securities will be equal to £50,000 per security plus accumulated and unpaid distributions up to and excluding the redemption date in the amount of £467.388465.

The Preferred Securities are held only in book-entry form through Euroclear Bank S.A./N.V. as operator of the Euroclear System and Clearstream Banking, société anonyme. Citibank, N.A., as principal paying agent will redeem the Preferred Securities in accordance with its procedures and notify the holders. Holders of the Preferred Securities need not take any action to receive payment of the redemption price.

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 markets. As of Dec. 31, 2016, BNY Mellon had $29.9 trillion in assets under custody and/or administration, and $1.6 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Learn more at bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

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