0001193125-13-147685.txt : 20130409 0001193125-13-147685.hdr.sgml : 20130409 20130409162246 ACCESSION NUMBER: 0001193125-13-147685 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130409 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130409 DATE AS OF CHANGE: 20130409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 13751329 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 8-K 1 d518725d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) – April 9, 2013

THE BANK OF NEW YORK MELLON CORPORATION

(Exact name of registrant as specified in charter)

 

Delaware   001-35651   13-2614959
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
 

(I.R.S. Employer

Identification No.)

 

One Wall Street

New York, New York

  10286
  (Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code – (212) 495-1784

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


ITEM 8.01. OTHER EVENTS.

On April 9, 2013, The Bank of New York Mellon Corporation issued a press release that its Board of Directors has approved a 15 percent increase in its quarterly common stock dividend from $0.13 per share to $0.15 per share. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

 

  (d) EXHIBITS.

 

Exhibit
Number
    Description
  99.1      Press release dated April 9, 2013


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

   

The Bank of New York Mellon Corporation

                             (Registrant)

Date:   April 9, 2013     By:  

/s/ Craig T. Beazer

    Name:   Craig T. Beazer
    Title:   Assistant Secretary

 


EXHIBIT INDEX

 

Number    Description    Method of Filing
99.1    Press Release dated April 9, 2013                Filed herewith
EX-99.1 2 d518725dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

News Release      LOGO

 

Contacts:   

Media

Kevin Heine

+ 1 212 635 1569

kevin.heine@bnymellon.com

  

Analysts

Andy Clark

+1 212 635 1803

andy.clark@bnymellon.com

BNY Mellon Increases Quarterly Common Stock Dividend by 15 Percent

NEW YORK, April 9, 2013 — BNY Mellon, the global leader in investment management and investment services, today announced that its board of directors has approved a 15 percent increase in its quarterly common stock dividend, from $0.13 per share to $0.15 per share. This increased quarterly common stock dividend is payable on May 7, 2013 to shareholders of record as of the close of business on April 29, 2013.

The dividend increase and the previously announced common stock share repurchase of up to $1.35 billion were part of the company’s 2013 capital plan submitted to the Federal Reserve.

“We are pleased that our business model generates significant capital and enables us to increase our dividend,” said Gerald L. Hassell, BNY Mellon chairman and chief executive officer.

BNY Mellon also declared these preferred stock dividends for the dividend period ending in June 2013:

 

   

$1,022.22 per share on the Series A Noncumulative Perpetual Preferred Stock, liquidation preference $100,000 per share (equivalent to approximately $10.22 per Normal Preferred Capital Security of Mellon Capital IV, each representing 1/100th interest in a share of Series A Preferred Stock), payable on June 20, 2013 to holders of record as of the close of business on June 5, 2013. All of the outstanding shares of the Series A Preferred Stock are owned by Mellon Capital IV, which will pass through the June dividend on the Series A Preferred Stock on a proportionate basis to the holders of record, as of the close of business on June 5, 2013, of its Normal Preferred Capital Securities.

 

   

$1,300 per share on the Series C Noncumulative Perpetual Preferred Stock, liquidation preference $100,000 per share (equivalent to approximately $0.33 per depositary share, each representing a 1/4,000th interest in a share of the Series C Preferred Stock), payable on June 20, 2013 to holders of record as of the close of business on June 5, 2013. All of the outstanding shares of the Series C Preferred Stock are held by the depositary of the depositary shares, which will pass through the June dividend on the Series C Preferred Stock on a proportionate basis to the holders of record, as of the close of business on June 5, 2013, of the depositary shares.

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. As of December 31, 2012, BNY Mellon had $26.2 trillion in assets under custody and/or administration, and $1.4 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com, or follow us on Twitter @BNYMellon.

*****


News Release      LOGO

 

The information presented in this news release may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements, which may be expressed in a variety of ways, including the use of future or present tense language, relate to, among other things, BNY Mellon’s dividends and share repurchase plans. These statements are based upon current beliefs and expectations and are subject to significant risks and uncertainties (some of which are beyond BNY Mellon’s control). Factors that could cause BNY Mellon’s results to differ materially can be found in the risk factors set forth in BNY Mellon’s Annual Report on Form 10-K for the year ended December 31, 2012 and BNY Mellon’s other filings with the Securities and Exchange Commission. All statements in this press release speak only as of April 9, 2013, and BNY Mellon undertakes no obligation to update any statement to reflect events or circumstances after April 9, 2013 or to reflect the occurrence of unanticipated events.

GRAPHIC 3 g518725ex991pg001.jpg GRAPHIC begin 644 g518725ex991pg001.jpg M_]C_X``02D9)1@`!`@``9`!D``#_[``11'5C:WD``0`$````9```_^X`#D%D M;V)E`&3``````?_;`(0``0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$! M`0$!`0$!`0$!`0$!`0("`@("`@("`@("`P,#`P,#`P,#`P$!`0$!`0$"`0$" M`@(!`@(#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,# M`P,#`P,#`P,#_\``$0@`60#2`P$1``(1`0,1`?_$`*X``0`"`@,!`0$````` M```````("0<*`P4&`@0!`0$``04!`0```````````````00%!@<(`P(0```& M`@(!`P$%`P<&#P````$"`P0%!@`'$0@2(1,),4$B,A0548&Q87&1(Q87"O!" M)"4U&*'!T5)BTC-#TU1D574F.1$!``$#`P,"!`0#"0````````$1`@,$!08A M,1)!46&!(A-QD10'H2,(P='A,D)2>T"IXB71X<1$R@')3%7C7Z2:@"`@(E*)1]!'`U'[?5KUI/8T[5 MIA23JM[I4HO'+O(MV\C7B"J1@.TD8R1:*MUSL)!N)5T#IG\3IG#U#U#*^+;: M1-([*";KJSUGNFEI[Y,NQ&M?RD;:7S+;5>0*0AFUP\D+"1(O@4P-;0P3*Z45 M`/P_FTW("/IZ9$X[)]*'G?[RNDUKW*UU::%%7S947.:#CYA=HRBE=LJ1L#'6 M-V[-X@>IOUW23F;8$'@3.!:H)E*8!-QF*[UR#8]BG'9N^NP:;+==TBZ8BO7M MU7C0:+7;E/AHL&2^_P"'5*Z*EHJ;9(R4-(LI:-=)E5:R,:\0D&3E-0.2G0=- M5%4%2C^TIA#+CI]9I=QLC4:'-CRX>_T3$Q/SCW?.;#J,-TX\]GV[XZ?5%)Z= M.T]7995O`P&`P&`P&`P&`P&`P&`P&`P&`P&`P&`P'[!_8/(?R#].0_8/`X%> M7>?I,CV6BHZW4,^5W:)E'C;[0K?OYNNGQ[,B0<4QA>P7:]5J0[I]/M0=4/5BCE(%2O M!A!%R4C]$3`9!!50[Y0!!0YVY!`IM)_NI^\VW\&F_:MM_F\AR61T[VV1[SZ1 M/P_.K/.(<"U?(<>/6:Z/M[39?/UTIY37M7V_%59LO:-_W#:'=SV1:96VV!Z) M_P#29-7E".;F$1)'0[%(091$6D4?$C=N1-(I0^@CR8>#N1Q[ M+4D@4!52(:OC.:\[$./N/Z\_*YAG1!#GGE'R^T!`?7+AL7.^3\W M';_INFZ;8IZ4K2D=E+NG'=GW69MW+#%\5GK$17\:TJMJTG\QTJV!I$;\UXG) M)_=36N&O#"V>`4H<'6=U21<'0='X]1!N[1^GH3.AN'_U,98B-+RW!,SXQ]=L M4F>G?Y]_FUAO/[37V3.78\T1%U9BV_T]H^79;;IGM;H+?+9N.M-CPLO**I@= M6LOE1AK6V'Q\C)K5^3_+R"@I@'WC(D53].0-QG2''>=<8Y9CMNV35V??I'\J MZ8\Z^U.[6FY<_7N9*#`8#` M8#`8#`8#`8#`8#`8#`8#`8#`KR[Q=TT^N$2PJ%"+%RVW9Y$DBBUDP,\C*M7R MK`566FFJ*R)U',AX&39MS&+Y^J@_=*'EB/)>38=HQ?9P_5J)C\EZVK:K]RO^ M]D^G#"M[82?73Y!6A)N,?PV@.V1&J"2[*P.2-J)M)TV2X;M_UD"@B:1.4OB@ MLH4CY/T34*NF`_..#<>_U?C^;8''.4;M MQ.9T6HMG4\?\JT[Q;[TCLJMV7JW8&G;6_I6RJO)5&Q,3*B#222\&T@U3,;_6 M4-(%$S*6BU2%$R:Z"ATS%X]0'D`Y$WWCN\<\?">\-Q M[;O6CWS#.KV_)CNIZ3$5CX?+L]%JGK_N?>#\C'5FN[);2"H5-65:LC-:^T$1 M`/)]8'WY>(;%*`\CRJ(^GH`Y=.-\'Y1RC+^BVG29K\-W;),3;9$>E9]>GJI- MSY-M^UV>6KU..OK%LTFOK'3JMFTK\.,N\_+RV^]BHQ*(^VHI4-=^V]>'+XE$ MR+ZT2C3\J@8!]!!LV5$/L5^@AT'QC^F;/FRV:SENJM\K8B(PXYK%(][O1K3= M_P!UVCT]VLU=N*SUEJ3VZ MVWC=&PIJUS!92U7B[RII)9E&M7$@[.LZ.!&\?&LFY%%RQ\>D!$6Z1"B5-(H< M!]])FL?P;)PQI-!9%LS2V([)GZ@^-+L3LP6;^T ML([4]=6%-4[BX'.M8%6X^)A%M5X\QWA%`#\)72K3U^W]M_VG@N[:BEVJR6V8 MZ5B)[Q7K'S6W6;_IL-DXM+]=LSVI]/S]%SVMNFNOZI1(^C[+EY?L$TBW320C M`VXE'V*/K[UH/(!4V;QJZ<0$/3,[LX9M>;'&#>,>'771 M'3[UEM\Q^$W1,T8MCW76Z>^Z=%-V"+IFOVY\:UFM)B*52TB8B+A(]O%0D;'0 M\8S3*DUCHIDWCF#9(H<%3;LVB23=%,./0I2@`9E.DT6DT&&-/H\6/#AMB(\; M+8MCI%.UL1"W9,F3+?-^6;KKYGK,S6?SE^[@`Y#@/W?R946VVV12R(B/AT?- M9,FD5K3JBD&2&`P&`P&`P&`P&`P&`P&`P&`P&`P&!'7L#URK79"/JEQ2%9K[I./)9Y)-`S:.)+2)TEG*3*.365,!$0(.76W9KIG)?-W7UF65 MQ`.>>`Y#[>`Y_IR\^-GI$4_!Y5]8.`_8&3,1/?K0\I]Y?T!$/H/'\V2@P&`P M&`P&`P&`P&`P&`P&`P&`P&`P&`P&`Q/7N3U[F._2>R/&WVA6%O?Y;.KO6_:: MVG=K5OL-"W167*@BS91LI:(QO&_ MF7JQ@(B"JJ0*J"!"B)Q`N!)'M-V]UKU"JS"[;3K.VI:J.495W*3VMM:3^P(R MI,8Y^N,OKGLV[VB>2DV<9&PN@+K*QUBBX:6;PTK<*S)MTO9G:/'O7)?=E6X': M$)R83<`.!C_P\/L3];)%!`3!@<;&5).6;G1&16\&_D'(#Q MP.!ZKMM\CO7_`*3RC!EO:%W-&Q$DUCEFMXK>J+%9=?G?2@R8M(`;>S`D2%D% M&)65.R\_?(D`'$/$><".EG^:OK)`TRV1L*G6C84'%OVK:/ M._0,I999FA!Q3!TEXB+UPJ1LDF;S,;Q#G`GO.=E*Q7.NU3[(NZ9LVP5>UU"C M7%O5=>TR0V%?&T?>XV.DV1!KM<]]=V6*0DBB\62$R21"&/SX!S@1_P"J/R:= M<^Z-L%)J@HA3FZ;V.6;F4>>V`+D$GXL"R_D``!'TYX_E_%QQ]/Y1P("]E/DMZJ] M7KK'ZKMMDM-_W+)IE5;Z:TM3Y7:&R$$5$@625E82`*9""]U$P'(1ZN@J=,?, MI!+P.!Y[0_RG]3][;,:Z3&0V'I;R79JE=7*4VO]^J6V++75'+]%^KJS6\]L9U`-(R.< M2CZ;L32`(JK#0#=HV-Y.UO%$I^"B(".!U'4WN+H?NOK9?:>@K.YGZZPG'E(OJT5%,YJ;-0I5@E[%M1@H]^0[T[0%`;<&\^/ M$<"=?ZZA_P"1E_\`87Z__LU;_L/_`&__`.9_]-^/`[O`8&KI\V%UK>M_DC^+ MR_W"0&(JE)GVMJLC&0<'M.L/Y1\5FP1>3#@:O/4_8&R/AAV[U\N-TD9JR]'.\FJ]8W&>E! M0550J%LFJM$O)-_["1`;M[30'TH(KD3X_4Z\L40**S?D@7PWV4C9[YB.FTY" MR+.7A9?H[OF2BI6/<).V$E&R%NJCID^8ND#'1<-';90BB9R")3$$!`>,#M?E MYZ#_`.^SUT4E23?U>N?)'V-4`GBP7;=:*#2LS#))`XJ>Q!0 ML@M)JG+Z(_E@`1`1#`I6^!S5A]&_(%W[TNK+KS[G6%0C*6_FW)@.K+R<-?!; MR<@8Y1$#@YDA6,41]1*8!'U$<"67^)4(0FI.Q``!' MZ!Y";ZCZ>N!D:W_*=T:>=;=3Z7B+C5>Q$[M)CISKY3&$>1P->C_#4"(]?>T7(B//8 MCUY]>>:C&X&R<4/4/Y^?Z1P-9SX;O_TH^6XW(B)MHR0B(B(B(_WM;"^HCZC@ M7F]R-UNNN/57?V\HY!-Q+:SU?:;)!(K)E50-8D6"C>O"X2,`E5;DFW*!E"CZ M&(`A@5&_X?O2D6XZZW'N1>/_`+?OSL7LN].;%L6=_P!8V,:]"3)XS]/;OW)1 M78EEYY!V\=E2$I51%$@\D13`H9J^=+KS5-J]&K_MX&:,7M7K>,/L_7E[CP_) M6>)3CIR/;ST2SF4/:>MV;Z/>&7*4%.".VZ*I.#EYP,F=-.Q=D[3_`!2Q6WKJ MX.^O#_0>T*Q=9)0A2'EK+286SU61F5DP+X`M-?I97:G`<>XL;[/3`UJ.JTYM MOXCC]/.ZC)::N?47N+K&IL=T0R"8J_H-C5*X4?L1:I<-B3D!XFE8!R8"&>-@ M=,CF$0$1#8I[$7:K[&[V_#W?*1.,;'3[B3M39*U/1BQ5F$O"3.DH-ZP>MCA] M2N&QRF,40`Q#?=,`&`0`+@_^OQ^[]G\V!QX'V82B'H''K^P,#5_^7Z>KAOE* M^*UPXEX,6D#?(8+`JXDHS\M#)I;:JZCH)HRKCVHXB:!!,?W_``+X`//T'`]' M_B!]@=29OK35V$'9=<6#L^GLNG/-0J:^DH64V5&MB/5@L*X2%9.M*1\,=F8" MIE54+[C\S?V@%0`$`L,W')7QM\.MW_OP>'9[7?=$)Q"[?VA6!PUWJ]JGN[\6FB]"WLS%PWE.M^GU("RQPM' M\E0+Y':\A30-DC54Q5]B1BWA^%T!$HN&JBJ)^"J#@4?_`!1H]C=:?*'1>IG9 M`RZD_P!3M%;ZU_35W7N+*'I5@E:S9XHT7)G`HRM0<%<`YACCZHLW`(\\)E(0 M-PQT\:,$%7K]TV9,VQ!6<.WBZ39LW2+^)5=PL8B229?M,80#`UB_A,EX='OS M\K`'EHI/]:V^M^C$%^S(,H7^]7;*A0BR`K_IY?:$#A['F'@8H_YP8&SX`_LY M#_@P.)Z[9Q[4[U^Z;,6C5EPF_CW3R&GFEBA)*FW!FDFJJY(R8V%%N87" M9?%5(QR%,(''`B)\,NOM[;DVE5F/9D#1^J_BL_O$UU0(B=$S5-#=5RE7J3Y6 M86>'*V7'653:+D9*#P+-!RVXX`0P,L_%//027R]?*@)Y>*($O8IA&(5&09>U M+**;.6422BUBK"21.HF8#%!$3\AZAZ<8&4?\2O*QP]':)%ED&?ZH7L#3'YHP M'C;]3%D-+V$D#S\@"OYP6WO"!?<`@E`WIS],"<=WB>EEPZBZ^D-IRFO7D7J> MC:PW>HPH]PI\!<7%DT]78VZQK=HM'23)T^='D8KP%D=4J;LX@D?T,.!-FG;@ MJ>UM`U?=<:HM7JELO6D9=H-E5 M4#&Y`#%`0Y*(?4!P+Y-0]K=6;IOO8.BU!VL/^[?:*G5[G:G3R#/4I5W;JDWN M+-]7)J/EGJ3J.9L'`(N#K@@*;@IB\"`EUWY'?E>D+!<*K!1TILZ M1_2W\S8X:-92?CMG82AS1SEX]21?$!(Y3"9(3E\3%'G@0Y"WW<6S=,=RW_9C MX\H24<2%BFNLYK3)WB)=0TS1VC*_OI"K5XK:1BI5V[6FH6?:I.G#-EC(RI5W+7P5$7C%VF=+R\%"D#*7S3=O:?.Z$?]'-"2S'<79CL_*5VC1^ MN=>O&EGEX.J*3;&1F9*>/$N7"4*:2!D1H@58R9O;656,)4DC'P)FZ+Z_M.F7 MQGLM$V:8B$YZI:'OZ5LDCO&S2,?7^TURRV"R-HURY.@FY2+.22R#;_/522`W M'UP,-=(M(ZD[8?#OUYT#LM&.L-8M/7ZL0TRFR<,W,Q59LOYES"3[`Z9U5HBQ M04BB1TU./B?S3\1`2"RS=2:/9>=E'8!^9?2;M3[SEPN(?>,(8'9:YZ! M=)=165C<=:=6-(4^TQBOOQMABM?P(2\KOE"J&SJ=/T'8%>BK;2K9&K0]EK,VV![ M$3<4Y*'OQ\BU,)2KM51*'D41#GC`C/0_CUZ1ZMN%=V'KKK!I^F7BJ/RR=;M4 M!5&;&:A7X)*(?FX]V0!.@O[*QR\^OH80^W`F)_E_E],#R]YHU3V34)^AWV`C M+92[9&.(6RUJ:;@\B9J)>)B1S'R#0_!7#5<.`,01`!#`P;ISICU2Z]VEY=M( M:"UIJ^VOX9Q7GE@I]<;14HX@WCIH]=1BKI'[QF;AU'MU#$XX$R)?^:'`9,5T MUJU>O[)JBU$K9ZWN"2GIC9\+^03*QO4I9HQG#3[ZQ)%\?SSF8BF"*"YC#]\B M9?MY$0P#2_CKZ.:YM5;O=%ZM:;JMRJ$LTG:S986I-66DE&NB"*C=X MW'\)N><#UNX.E?4_L#:T;SN[0&L]H6]M$MH%O8KA7F\M*I0S-=RY:QI'"WX& MJ"[Q4Q2@'U..!B4_Q7_'.)0$>F.@3-'WO4\? MHFX:NIMCT]$LH*.C->.:-'>G/'(AR`\"/'K]HX&9M)]/^K_6^9F;#H716M]33=BC$86=E M*376L*\EHINZ!\C'OEFX`*[9)X4%2E'Z'#G`_7O?J=UK[/,61!O-,$14-Y>"3@A?+UXY]<#I="]*NIW6!X\DM!Z M!UOK&6D"*I/9VOP*:EC<(K!PLW-8Y-1].%;+?4Z8+@0_'J`X&2MPZ.U%V`JI M:)NK7E6V92DY1G-IUBVQ:4G%%EX\BA&,B#900(#IH5=0"&]1`#B&!T6DNL^@ M^M[6>C="ZDI&IHZU.V3^QM*5#(0Z$R]C6RK1@X?IH_=74:MU3$3'T\2B(8'> M6C1NI+CM#7FZ+10:_,;5U.VGF>N[XX16)8:NSL[-1C/,F3MNJB"S&1:+'*9% M7V?T?S8'Q@,!@,!@?HP.`?J/\X_QP/LWX"_N_ MA@#?@+^[^&!QX'(;\!?W?PP./`8'*/X/W!_Q8'%@