0001181431-15-006223.txt : 20150429 0001181431-15-006223.hdr.sgml : 20150429 20150429170542 ACCESSION NUMBER: 0001181431-15-006223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150427 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peetz Karen B CENTRAL INDEX KEY: 0001343152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 15813776 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd424532.xml FORM4 KPEETZ 042715 X0306 4 2015-04-27 0 0001390777 Bank of New York Mellon Corp BK 0001343152 Peetz Karen B THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 0 1 0 0 President Common Stock 2015-04-27 4 S 0 50000 42.0841 D 186309.5833 D Common Stock 2015-04-27 5 G 0 3550 0 D 182759.5833 D Common Stock 2015-04-27 4 M 0 73001 30.25 A 255760.5833 D Common Stock 2015-04-27 4 M 0 106072 30.13 A 361832.5833 D Common Stock 2015-04-27 4 S 0 73001 42.2637 D 288831.5833 D Common Stock 2015-04-27 4 S 0 106072 42.1833 D 182759.5833 D 03/16/2010 Stock Options 30.25 2015-04-27 4 M 0 73001 D 2011-03-16 2020-03-16 Common Stock 73001 0 D 02/24/2011 Stock Options 30.13 2015-04-27 4 M 0 106072 D 2012-03-24 2021-03-24 Common Stock 106072 0 D Represents the weighted average price of shares sold with actual prices ranging from $41.95 to $42.28. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $42.235 to $42.29. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $42.12 to $42.29. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual increments of one-fourth each beginning on date indicated. Not Applicable. /s/ Craig T. Beazer, Attorney-in-Fact 2015-04-29