0001181431-15-003203.txt : 20150224
0001181431-15-003203.hdr.sgml : 20150224
20150224165113
ACCESSION NUMBER: 0001181431-15-003203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HASSELL GERALD L
CENTRAL INDEX KEY: 0001209482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35651
FILM NUMBER: 15644178
4
1
rrd422646.xml
FORM 4 GHASSELL 022015
X0306
4
2015-02-20
0
0001390777
Bank of New York Mellon Corp
BK
0001209482
HASSELL GERALD L
THE BANK OF NEW YORK MELLON CORPORATION
ONE WALL STREET
NEW YORK
NY
10286
1
1
0
0
Chairman & CEO
Common Stock
2015-02-20
4
A
0
70070.9318
0
A
767389.9271
D
Common Stock
2015-02-20
4
A
0
131707
0
A
899096.9271
D
Common Stock
2015-02-20
4
M
0
329593
18.02
A
1228689.9271
D
Common Stock
2015-02-20
4
S
0
329593
39.1427
D
899096.9271
D
Common Stock
2015-02-20
4
S
0
28254
39.1460
D
870842.9271
D
Common Stock
2015-02-21
4
F
0
6481
39.44
D
864361.9271
D
Common Stock
53621.4356
I
By 401(k) Plan
Common Stock
82140
I
By Family Trust
Common Stock
82140
I
By Family Trust #2
Common Stock
56604
I
By Wife
3/9/2009 Stock Options
18.02
2015-02-20
4
M
0
329593
D
2010-03-09
2019-03-09
Common Stock
329593
0
D
Represents portion of Performance Share Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2015. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest in February 2016 (for the February 2013 award) and February 2017 (for the February 2014 award) and each award remains subject to risk-based adjustment provisions.
Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
Represents the weighted average price of shares sold with actual prices ranging from $39.01 to $39.37. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Represents the weighted average price of shares sold with actual prices ranging from $38.82 to $39.30. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.
Holdings reported as of 12/31/2014.
The Reporting Person disclaims beneficial ownership of these shares.
Grant became exercisable in annual installments of one-fourth each beginning on date indicated.
Not Applicable.
/s/ Craig T. Beazer, Attorney-in-Fact
2015-02-24