0001181431-15-003203.txt : 20150224 0001181431-15-003203.hdr.sgml : 20150224 20150224165113 ACCESSION NUMBER: 0001181431-15-003203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 15644178 4 1 rrd422646.xml FORM 4 GHASSELL 022015 X0306 4 2015-02-20 0 0001390777 Bank of New York Mellon Corp BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 1 1 0 0 Chairman & CEO Common Stock 2015-02-20 4 A 0 70070.9318 0 A 767389.9271 D Common Stock 2015-02-20 4 A 0 131707 0 A 899096.9271 D Common Stock 2015-02-20 4 M 0 329593 18.02 A 1228689.9271 D Common Stock 2015-02-20 4 S 0 329593 39.1427 D 899096.9271 D Common Stock 2015-02-20 4 S 0 28254 39.1460 D 870842.9271 D Common Stock 2015-02-21 4 F 0 6481 39.44 D 864361.9271 D Common Stock 53621.4356 I By 401(k) Plan Common Stock 82140 I By Family Trust Common Stock 82140 I By Family Trust #2 Common Stock 56604 I By Wife 3/9/2009 Stock Options 18.02 2015-02-20 4 M 0 329593 D 2010-03-09 2019-03-09 Common Stock 329593 0 D Represents portion of Performance Share Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2015. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest in February 2016 (for the February 2013 award) and February 2017 (for the February 2014 award) and each award remains subject to risk-based adjustment provisions. Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Represents the weighted average price of shares sold with actual prices ranging from $39.01 to $39.37. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $38.82 to $39.30. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Shares withheld in payment of tax liability incident to vesting of previously disclosed awards. Holdings reported as of 12/31/2014. The Reporting Person disclaims beneficial ownership of these shares. Grant became exercisable in annual installments of one-fourth each beginning on date indicated. Not Applicable. /s/ Craig T. Beazer, Attorney-in-Fact 2015-02-24