0001181431-14-037155.txt : 20141124 0001181431-14-037155.hdr.sgml : 20141124 20141124165249 ACCESSION NUMBER: 0001181431-14-037155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141120 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park John A. CENTRAL INDEX KEY: 0001433202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 141246865 MAIL ADDRESS: STREET 1: ONE WALL STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd419298.xml FORM4 JPARK 112014 X0306 4 2014-11-20 0 0001390777 Bank of New York Mellon Corp BK 0001433202 Park John A. THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET 7TH FLOOR NEW YORK NY 10286 0 1 0 0 Controller Common Stock 2014-11-20 4 M 0 2516 32.21 A 43791.4188 D Common Stock 2014-11-20 4 S 0 2516 39.8701 D 41275.4188 D Common Stock 2014-11-20 4 M 0 7547 37.09 A 48822.4188 D Common Stock 2014-11-20 4 S 0 7547 39.8701 D 41275.4188 D Common Stock 2014-11-20 4 M 0 14727 18.02 A 56002.4188 D Common Stock 2014-11-20 4 S 0 14727 39.8701 D 41275.4188 D Common Stock 2014-11-20 4 S 0 5277 39.9914 D 35998.4188 D 3/9/2005 Stock Options 32.21 2014-11-20 4 M 0 2516 D 2006-03-09 2015-03-09 Common Stock 2516 0 D 3/14/2006 Stock Options 37.09 2014-11-20 4 M 0 7547 D 2007-03-14 2016-03-14 Common Stock 7547 0 D 3/9/2009 Stock Options 18.02 2014-11-20 4 M 0 14727 D 2010-03-09 2019-03-09 Common Stock 14727 0 D Represents the weighted average price of shares sold with actual prices ranging from $39.8450 to $39.8950. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $39.98 to $40.005. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Grant of Stock Options under the Long-Term Incentive Plan. Grant exercisable in annual installments of 1/3 each beginning on the date indicated. Not Applicable. Grant of Stock Options under the Long-Term Incentive Plan. Grant exercisable in annual installments of 1/4 each beginning on the date indicated. /s/ Craig T. Beazer, Attorney-in-Fact 2014-11-24