0001181431-14-011886.txt : 20140310 0001181431-14-011886.hdr.sgml : 20140310 20140310170526 ACCESSION NUMBER: 0001181431-14-011886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORDENBERG MARK A CENTRAL INDEX KEY: 0001184651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 14681706 4 1 rrd404910.xml FORM4 MNORDENBERG 030614 X0306 4 2014-03-06 0 0001390777 Bank of New York Mellon Corp BK 0001184651 NORDENBERG MARK A OFFICE OF THE CHANCELLOR 107 CATHEDRAL OF LEARNING PITTSBURGH PA 15260 1 0 0 0 Common Stock 2014-03-06 4 M 0 3300 31.18 A 4120 D Common Stock 2014-03-06 4 S 0 3138 32.8634 D 982 D Common Stock 2014-03-06 4 M 0 3300 27.45 A 4282 D Common Stock 2014-03-06 4 S 0 2763 32.8635 D 1519 D Option - 2004 - Right to Buy 31.18 2014-03-06 4 M 0 3300 D 2004-04-23 2014-04-23 Common Stock 3300 0 D Option - 2005 - Right to Buy 27.45 2014-03-06 4 M 0 3300 D 2005-04-22 2015-04-22 Common Stock 3300 0 D Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's outside director compensation program in April 2004, which if not exercised were scheduled to expire on April 23, 2014. Represents the weighted average price of shares sold with actual prices ranging from $32.8601 to $32.865. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's outside director compensation program in April 2005, which if not exercised were scheduled to expire on April 22, 2015. Represents the weighted average price of shares sold with actual prices ranging from $32.86 to $32.865. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Not Applicable. /s/ Richard M. Pearlman, Attorney-In-Fact 2014-03-10