0001181431-12-012170.txt : 20120227 0001181431-12-012170.hdr.sgml : 20120227 20120227172202 ACCESSION NUMBER: 0001181431-12-012170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brueckner Richard F CENTRAL INDEX KEY: 0001342915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 12643246 MAIL ADDRESS: STREET 1: 95 COLUMBUS DRIVE CITY: JERSEY CITY STATE: NJ ZIP: 07399 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd334657.xml FORM4 RBRUECKNER 022312 X0304 4 2012-02-23 0 0001390777 Bank of New York Mellon CORP BK 0001342915 Brueckner Richard F ONE PERSHING PLAZA 95 CHRISTOPHER COLUMBUS DR. JERSEY CITY NJ 07399 0 1 0 0 Sr. Executive Vice President Common Stock 2012-02-23 4 A 0 45064 0 A 249288.5311 D Common Stock 49 I By Wife Common Stock 18 I By Daughter Common Stock 16 I By Son EMP OPT-Right to Buy-Type NQ 2/23/2012 22.03 2012-02-23 4 A 0 68994 A 2013-02-23 2022-02-22 Common Stock 68994 68994 D Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units vest in annual increments of one-third beginning on first anniversary of the award and are subject to forfeiture if certain performance criteria are not achieved for 2012. A portion of the units may also be forfeited prior to vesting based on ongoing performance adjustment criteria. Vested units will be settled in Common Stock. I disclaim beneficial ownership of these shares. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual installments of one-fourth each beginning on date indicated. A portion of the options may be forfeited prior to vesting based on ongoing performance adjustment criteria. Not Applicable. /s/Arlie R. Nogay, Attorney-in-Fact 2012-02-27