0001181431-12-012159.txt : 20120227 0001181431-12-012159.hdr.sgml : 20120227 20120227171858 ACCESSION NUMBER: 0001181431-12-012159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherburne Jane Cecile CENTRAL INDEX KEY: 0001438784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 12643089 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd334670.xml FORM4 JSHERBURNE 022312 X0304 4 2012-02-23 0 0001390777 Bank of New York Mellon CORP BK 0001438784 Sherburne Jane Cecile ONE WALL ST. NEW YORK NY 10286 0 1 0 0 SEVP & General Counsel Common Stock 2012-02-23 4 A 0 56347 0 A 106095 D EMP OPT-Right to Buy-Type NQ 2/23/2012 22.03 2012-02-23 4 A 0 86269 A 2013-02-23 2022-02-22 Common Stock 86269 86269 D Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units vest in annual increments of one-third beginning on first anniversary of the award and are subject to forfeiture if certain performance criteria are not achieved for 2012. A portion of the units may also be forfeited prior to vesting based on ongoing performance adjustment criteria. Vested units will be settled in Common Stock. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual installments of one-fourth each beginning on date indicated. A portion of the options may be forfeited prior to vesting based on ongoing performance adjustment criteria. Not Applicable. /s/Arlie R. Nogay, Attorney-in-Fact 2012-02-27