-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLV7RsISuQufhKHRwYF3SirdbzF28Za3DtpKCaqWGn9yovvJVBQM4NLvA6hXewyf BuzELB6AnxZu7rFgABFLeQ== 0001181431-11-013579.txt : 20110228 0001181431-11-013579.hdr.sgml : 20110228 20110228172246 ACCESSION NUMBER: 0001181431-11-013579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shea Brian T CENTRAL INDEX KEY: 0001502259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 11647589 MAIL ADDRESS: STREET 1: ONE PERSHING PLAZA STREET 2: 95 CHRISTOPHER COLUMBUS DRIVE CITY: JERSEY CITY STATE: NJ ZIP: 07399 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd302700.xml FORM4 BSHEA 022411 X0303 4 2011-02-24 0 0001390777 Bank of New York Mellon CORP BK 0001502259 Shea Brian T ONE PERSHING PLAZA 95 CHRISTOPHER COLUMBUS DRIVE JERSEY CITY NJ 07399 0 1 0 0 Sr Executive Vice President Common Stock 2011-02-24 4 A 0 33375 0 A 151501 D EMP OPT-Right to Buy-Type NQ 2/24/11 30.13 2011-02-24 4 A 0 119182 A 2012-02-24 2021-02-23 Common Stock 119182 119182 D Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units cliff vest February 24, 2014 and are subject to forfeiture if certain performance criteria are not achieved for 2011. Vested units will be settled in Common Stock. Grant of Stock Options as part of annual long-term incentive award under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Grant becomes exercisable in annual installments of one-fourth each beginning on date indicated. Not Applicable. /s/ Arlie R. Nogay, Attorney-in-Fact 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----