-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sc/G9xQK3Wit8ieDD8PaoRrZO6fjHEpgw/b90TuL0lwXPbqlrZW0I3m1LZ4VyYG/ EQLPUklPYs7xJhdYy/N7PQ== 0001181431-11-008743.txt : 20110209 0001181431-11-008743.hdr.sgml : 20110209 20110209175444 ACCESSION NUMBER: 0001181431-11-008743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALERMO JAMES P CENTRAL INDEX KEY: 0001201586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 11588495 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd298740.xml FORM4 JPALERMO 020711 X0303 4 2011-02-07 0 0001390777 Bank of New York Mellon CORP BK 0001201586 PALERMO JAMES P THE BANK OF NEW YORK MELLON CORPORATION BNY MELLON CENTER SUITE 0152 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2011-02-07 4 D 0 2667.3208 D 191793.8186 D Common Stock 2011-02-07 4 F 0 2859 31.84 D 188934.8186 D Common Stock 4148.0143 I By 401(k) Plan Common Stock 51056 I By GRAT 2010 Performance Shares 2011-02-07 4 D 0 11112.3208 D 2010-12-31 2011-03-15 Common Stock 11112.3208 0 D Disposition represents forfeiture of restricted stock portion of Performance Share Award granted to the Reporting Person by the Issuer on March 10, 2008. The Reporting Person forfeited 2,667.3208 shares out of a total of 11,112.3208 such shares (including shares from dividend reinvestment) which are included in the pre-forfeiture ownership totals. Not Applicable. Shares withheld in payment of tax liability relating to vested portion of Performance Shares. Holdings reported as of 12/30/2010. Grantor Retained Annuity Trust, of which Reporting Person is Trustee. These shares were contributed on December 14, 2010, and were previously reported as direct beneficial ownership. 1-for-1. Disposition represents forfeiture of entire Other Stock-Based Award portion of Performance Share Award granted on March 10, 2008. The maximum amount that could have been earned by Reporting Person was represented by the combination of the restricted stock referred to in Footnote 1 above and of this award (and dividend reinvestments). /s/ Arlie R. Nogay, Attorney-in-Fact 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----