-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TaYi9Q3QmrxK4GqiW/VeSFuLziLfONPLGkarLks9KRPFaxoIOeDU3fUYyD+49SlC 3hw1QoxJiF1fOcQPTYq82w== 0001181431-11-008739.txt : 20110209 0001181431-11-008739.hdr.sgml : 20110209 20110209175326 ACCESSION NUMBER: 0001181431-11-008739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters Lisa B CENTRAL INDEX KEY: 0001404542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 11588487 MAIL ADDRESS: STREET 1: ONE MELLON CENTER STREET 2: SUITE 4700 CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd299754.xml FORM4 LPETERS 020711 X0303 4 2011-02-07 0 0001390777 Bank of New York Mellon CORP BK 0001404542 Peters Lisa B THE BANK OF NEW YORK MELLON CORPORATION BNY MELLON CENTER SUITE 720 PITTSBURGH PA 15258-0001 0 1 0 0 Sr. Executive Vice President Common Stock 2011-02-07 4 D 0 1363.9793 D 135149.6543 D Common Stock 2011-02-07 4 F 0 1562 31.84 D 133587.6543 D Common Stock 6710.5855 I By 401(k) Plan Performance Shares 2011-02-07 4 D 0 5683.9793 D 2010-12-31 2011-03-15 Common Stock 5683.9793 0 D Disposition represents forfeiture of restricted stock portion of Performance Share Award granted to the Reporting Person by the Issuer on March 10, 2008. The Reporting Person forfeited 1,363.9793 shares out of a total of 5,683.9793 such shares (including shares from dividend reinvestment) which are included in the pre-forfeiture ownership totals. Not Applicable. Shares withheld in payment of tax liability relating to vested portion of Performance Shares. Holdings reported as of 12/30/2010. 1-for-1. Disposition represents forfeiture of entire Other Stock-Based Award portion of Performance Share Award granted on March 10, 2008. The maximum amount that could have been earned by Reporting Person was represented by the combination of the restricted stock referred to in Footnote 1 above and of this award (and dividend reinvestments). /s/ Arlie R. Nogay, Attorney-in-Fact 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----