-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFM/keKq9ROUC3VPya3v+P/86wD5jmH2hmQbyNIi4itZQfxF3yqPu4ZBF7+NuOi+ XBpjnZCXj370v+8NXKMzsw== 0001181431-08-018444.txt : 20080312 0001181431-08-018444.hdr.sgml : 20080312 20080312182429 ACCESSION NUMBER: 0001181431-08-018444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080310 FILED AS OF DATE: 20080312 DATE AS OF CHANGE: 20080312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berntsen Torry CENTRAL INDEX KEY: 0001342883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 08684561 BUSINESS ADDRESS: BUSINESS PHONE: 212-635-7887 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd199387.xml FORM4 TBERNTSEN 031008 X0202 4 2008-03-10 0 0001390777 Bank of New York Mellon CORP BK 0001342883 Berntsen Torry ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Sr. Executive Vice President Common Stock 2008-03-10 4 A 0 6484 42.31 A 129927.7147 D Common Stock 1905.0706 I By 401(k) Plan Emp Opt-RTB-Type NQ 3/10/08 42.31 2008-03-10 4 A 0 97255 A 2009-03-10 2018-03-09 Common Stock 97255 97255 D Performance Shares 2008-03-10 4 A 0 6484 A 2010-12-31 2011-03-15 Common Stock 6484 6484 D Award of Restricted Stock pursuant to 2003 Bank of New York Long-Term Incentive Plan. Vesting (if any) based on BNY Mellon Total Shareholder Return compared to 1) peer group and 2) S&P 500 Financials Index. Represents number of shares of common stock held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of January 31, 2008. Grant becomes exercisable in annual increments of one-fourth each beginning on this date. Not Applicable. Award of Restricted Share Units pursuant to 2003 Bank of New York Long-Term Incentive Plan. Payable in an amount (if any) based on BNY Mellon Total Shareholder Return compared to 1) peer group and 2) S&P 500 Financials Index. Maximum amount that could be earned by Reporting Person is represented by the combination of Restricted Stock grant reported on Table I together with reported amount of this Award. 1-for-1. /s/ Arlie R. Nogay, Attorney-in-Fact 2008-03-12 -----END PRIVACY-ENHANCED MESSAGE-----